Date of Filing: January 25, 2002 File No.____________
Securities and Exchange Commission
Washington, D.C.
FORM U5A
NOTIFICATION OF REGISTRATION
Filed under Section 5(a) of the
Public Utility Holding Company Act of 1935
-------------------------------------
The undersigned holding companies hereby notify the Securities and Exchange
Commission that they register under and pursuant to the provisions of Section
5(a) of the Public Utility Holding Company Act of 1935 and furnish the following
information as to the registrants and subsidiary companies thereof:
1. Exact name of registrants:
(a) New National Grid plc;
(b) National Grid (US) Investments 4;
(c) National Grid (US) Partner 1 Limited;
(d) National Grid (US) Partner 2 Limited;
(e) National Grid Holdings Inc.
2. Address of principal executive offices:
New National Grid plc National Grid (US) Investments
4 National Grid (US) Partner 1 Limited National Grid
(US) Partner 2 Limited 15 Marylebone Road London
NW15JD United Kingdom
National Grid Holdings Inc.
25 Research Drive
Westborough, MA 01582
3. Name and address of officer to whom notices and communications should
be addressed:
New National Grid plc National Grid (US) Investments
4 National Grid (US) Partner 1 Limited National Grid
(US) Partner 2 Limited Fiona Smith Company Secretary
and General Counsel 15 Marylebone Road London NW15JD
United Kingdom
1
National Grid Holdings Inc.
John G. Cochrane
Director
25 Research Drive
Westborough, MA 01582
4. Required information regarding the registrant and each subsidiary
company thereof (indented to reflect parent-subsidiary relationships):
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Name of Company Form of Country or U.S. Type of Business
Organization State of
(using the Organization
terminology of
Jurisdiction)
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1. National Grid Group plc Public Limited England & Wales Holding Company
Company ("plc)
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1.1 National Grid (US) Holdings Ltd Private Limited England & Wales Intermediate Holding
Company ("Priv. Company
Ltd Co.")
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1.1.1 National Grid (US) Investments 4 unlimited England & Wales Intermediate Holding
company Company
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1.1.1.1 National Grid (US) Partner 1 Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.1.1.2 National Grid (US) Partner 2 Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.1.1.3 National Grid Eight Limited Priv. Ltd Co. England & Wales Special-purpose
Financing Vehicle
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1.1.1.1.1 National Grid General Partnership General Delaware Intermediate Holding
Partnership Company
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1.1.1.1.1.1 National Grid Holdings Inc. Corporation Delaware Intermediate Holding
Company
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1.1.1.1.1.2 Teldata LLC Limited Delaware Inactive
Liability
Corporation
("L.L.C.")
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1.1.1.1.1.1.1 National Grid USA Corporation Delaware Intermediate Holding
Company
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1.1.1.1.1.1.1.1 Granite State Electric Company Corporation New Hampshire Electric Public
Utility
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1.1.1.1.1.1.1.2 Massachusetts Electric Corporation Massachusetts Electric Public
Company Utility
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1.1.1.1.1.1.1.3 Nantucket Electric Company Corporation Massachusetts Electric Public
Utility
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1.1.1.1.1.1.1.4 New England Power Company Corporation Massachusetts Electric Public
Utility
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1.1.1.1.1.1.1.4.1 Connecticut Yankee Atomic Corporation Connecticut Nuclear Plant Owner
Power Co.
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1.1.1.1.1.1.1.4.2 Maine Yankee Atomic Power Corporation Maine Nuclear Plant Owner
Co.
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2
1.1.1.1.1.1.1.4.3 Vermont Yankee Nuclear Corporation Vermont Nuclear Plant Owner
Power Corporation
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1.1.1.1.1.1.1.4.4 Yankee Atomic Electric Co. Corporation Massachusetts Nuclear Plant Owner
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1.1.1.1.1.1.1.5 New England Corporation Massachusetts Electric Transmission
Hydro-Transmission Utility
Electric Co., Inc
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1.1.1.1.1.1.1.6 New England Hydro Trans Corp. Corporation New Hampshire Electric Transmission
Utility
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1.1.1.1.1.1.1.6.1 New England Hydro-Finance Corporation Massachusetts Finance Company
Company, Inc.
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1.1.1.1.1.1.1.7 New England Electric Corporation New Hampshire Electric Transmission
Transmission Corp. Utility
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1.1.1.1.1.1.1.8 The Narragansett Electric Corporation Rhode Island Public Utility Company
Company
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1.1.1.1.1.1.1.9 Wayfinder Group, Inc. Corporation Massachusetts Utility Consulting,
Energy-Related Company,
Nonutility Holding
Company
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1.1.1.1.1.1.1.9.1 NEWHC, Inc. Corporation Massachusetts Inactive
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1.1.1.1.1.1.1.9.2 Monitoring Technology Corp. Corporation Delaware Component Wear
Technology Design and
Manufacture
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1.1.1.1.1.1.1.9.3 Nexus Energy Software Inc. Corporation Massachusetts Software/Marketing
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1.1.1.1.1.1.1.9.4 Separation Technologies Inc. Corporation Delaware Ash Processing
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1.1.1.1.1.1.1.10 NEES Energy Inc. Corporation Massachusetts Marketing
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1.1.1.1.1.1.1.10.1 AEMC, LLC L.L.C. Delaware Inactive
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1.1.1.1.1.1.1.10.1.1 AEDR Fuels LLC L.L.C. Maine Inactive
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1.1.1.1.1.1.1.11 EUA Energy Investment Corp. Corporation Massachusetts Energy-Related Company,
Nonutility Holding
Company
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1.1.1.1.1.1.1.11.1 EUA Bioten, Inc. Corporation Massachusetts Inactive
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1.1.1.1.1.1.1.11.2 Eastern Unicord Corp. Corporation Massachusetts Inactive
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1.1.1.1.1.1.1.12 National Grid Transmission Corporation Massachusetts Utility Consulting
Services Corp. Services
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1.1.1.1.1.1.1.13 National Grid USA Service Corporation Massachusetts Service Company
Company Inc.
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1.1.1.1.1.1.1.14 NEES Communications, Inc. Corporation Massachusetts Telecommunications
Company
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1.1.1.1.1.1.1.14.1 Goddard GigaPoP LLC L.L.C. Delaware Telecommunications
Company
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1.1.1.1.1.1.1.14.2 NEES Telcommunications Corp Corporation Massachusetts Inactive
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1.1.1.1.1.1.1.15 Metrowest Realty LLC L.L.C. Delaware Real Estate
Investment Company
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1.1.1.1.1.1.1.16 New England Energy Inc. Corporation Massachusetts Inactive
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1.1.1.1.1.1.1.17 New England Wholesale Corporation Massachusetts Inactive
Electric Co
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1.2 National Grid Holdings Ltd Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.1 National Grid Company plc plc England & Wales Electric Transmission
Company
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1.2.1.1 NGC Leasing Ltd Priv. Ltd Co. England & Wales Leasing Company
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1.2.1.2 NGC Properties Ltd. Priv. Ltd Co. England & Wales Real Estate
Development
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3
1.2.1.3 National Grid Nominees Limited Priv. Ltd Co. England & Wales Nominee Shareholder
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1.2.1.3.1 New National Grid Plc plc England & Wales Holding Company
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1.2.1.3.1.1 Grid Delaware Inc. Corporation Delaware Merger Vehicle
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1.2.2 National Grid Four Limited Priv. Ltd Co. England & Wales Holding Company
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1.2.3 National Grid Jersey Holdings Five Priv. Ltd Co. Jersey Holding Company
Limited
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1.2.3.1 National Grid Three Limited Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.3.1.1 NGG Telecoms Limited Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.3.1.1.1 Energis plc plc England & Wales Telecommunications
Holding Company
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1.2.4 NGG Telecoms Investment Limited Priv. Ltd Co. England & Wales Holding Company
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1.2.5 National Grid Jersey Holdings Four Priv. Ltd Co. Jersey Holding Company
Limited
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1.2.5.1 Gridcom Limited Priv. Ltd Co. England & Wales Telecommunications
Company
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1.2.6 National Grid Jersey Holdings Three Priv. Ltd Co. Jersey Holding Company
Limited
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1.2.6.1 FirstPoint Energy Corp. (formerly Corporation Delaware Energy Related
Myutility, Inc.) Services
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1.2.7 National Grid Jersey Holdings Two Priv. Ltd Co. Jersey Holding Company
Limited
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1.2.8 National Grid Gold Limited Priv. Ltd Co. England & Wales Investment Company
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1.2.9 National Grid Insurance Limited Priv. Ltd Co. Guernsey Captive Insurer
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1.2.10 National Grid Two Limited Priv. Ltd Co. England & Wales Financial Management
Company
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1.2.11 National Grid Five Limited Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.11.1 NatGrid Finance Holdings Ltd Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.11.1.1 NatGrid Finance Ltd Priv. Ltd Co. England & Wales Financial Services
Company
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1.2.11.1.1.1 NG Jersey Ltd Priv. Ltd Co. Jersey Financial Services
Company
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1.2.11.1.1.2 NG Investments Limited Priv. Ltd Co. Jersey Financial Services
Company
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1.2.11.1.1.2.1 NatGrid Investments Limited Priv. Ltd Co. England & Wales Financial Services
Company
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1.2.11.2 NGC Two Ltd Priv. Ltd Co. England & Wales Inactive
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1.2.11.2.1 The National Grid Investments Co. Private England & Wales Inactive
Unlimited Co.
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1.2.11.3 National Grid Six Limited Priv. Ltd Co. England & Wales Financial Services
Company
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1.2.11.4 National Grid International Limited Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.11.4.1 National Grid (IOM) UK Limited Priv. Ltd Co. Isle of Man Holding Company
(resident in
England)
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4
1.2.11.4.2 National Grid Seven Limited Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.11.4.2.1 National Grid Holdings BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.1 National Grid Manquehue BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.1.1 Manquehue Net S.A. Priv. Ltd Co. Chile Holding Company
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1.2.11.4.2.1.1.1.1 Silica Net S.A. Priv. Ltd Co. Chile Holding Company
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1.2.11.4.2.1.1.1.1.1 Silica Networks Chile Priv. Ltd Co. Chile Telecommunications
S.A. Company
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1.2.11.4.2.1.2 National Grid Chile BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.2.1 SCC Uno S.A. Priv. Ltd Co. Chile Holding Company
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1.2.11.4.2.1.2.1.1 Silica Networks Argentina Priv. Ltd Co. Argentina Telecommunications
S.A. Company
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1.2.11.4.2.1.3 National Grid Finance BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.3.1 Compania Inversora En Priv. Ltd Co. Argentina Holding Company
Transmicion Electrica
Citelec SA
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1.2.11.4.2.1.3.1.1 Compania de Transporte de Priv. Ltd Co. Argentina Electric Transmission
Energia Electrica Company
en Alta Tension Transener
SA
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1.2.11.4.2.1.1.1.1 Empresa de Transporte de Priv. Ltd Co. Argentina Electric Transmission
Energia electrica Por Company
distribution Troncal de
la Provincia de Buenos
Airies Sociedad Anonima
Transba SA
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1.2.11.4.2.1.4 National Grid Brazil Finance unlimited England & Wales Investment Company
liability
company
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1.2.11.4.2.1.5 National Grid Reserve VIII BV Priv. Ltd Co. Netherlands Business Development
Vehicle
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1.2.11.4.2.1.6 National Grid Brazil BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.6.1 JVCO Participacoes Ltda Priv. Ltd Co. Brazil Telecommunications
Company
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1.2.11.4.2.1.6.1.1 Holdco Participacues Ltda Priv. Ltd Co. Brazil Holding Company
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1.2.11.4.2.1.6.1.1.1 Intellig Telecomunica Priv. Ltd Co. Brazil Telecommunications
coes Ltda Company
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1.2.11.4.2.1.7 National Grid Zambia BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.7.1 Copperbelt Energy Plc Zambia Electricity
Corporation Plc Transmission Company
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1.2.11.4.2.1.8 National Grid Holland Limited Priv. Ltd Co. England & Wales Investment Company
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1.2.11.4.2.1.9 National Grid Poland BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.2.1.9.1 Energis Polskia Sp zo.o Priv. Ltd Co. Poland Telecommunication
Company
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1.2.11.4.2.1.9.1.1 CEL Polska Sp zo.o Priv. Ltd Co. Poland Telecommunication
Company
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1.2.11.4.3 National Grid Indus BV Priv. Ltd Co. Netherlands Business Development
(resident in Vehicle
England)
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1.2.11.4.4 National Grid Overseas Ltd Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.11.4.4.1 National Grid Overseas Two Ltd Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.2.11.4.5 NG Procurement Holdings Ltd. Priv. Ltd Co. England & Wales Intermediate Holding
Company
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5
1.2.11.4.5.1 National Grid Procurement BV Priv. Ltd Co. Netherlands Holding Company
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1.2.11.4.5.1.1 Eutilia NV Public Company Netherlands Electronic Supplier
of Utility Goods
and Services
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1.2.11.4.6 National Grid Australia GP Pty Ltd. Priv. Ltd Co. Australia General Partner
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1.2.11.4.7 National Grid Australia LLP Limited Australia Holding Company
Liability Partnership
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1.2.11.4.7.1 National Grid Australia Pty Ltd. Priv. Ltd Co. Australia Holding Company
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1.2.11.4.7.1.1 Basslink Pty Ltd. Priv. Ltd Co. Australia Developing
Interconnector
in Australia
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1.2.12 National Grid One Limited Priv. Ltd Co. England & Wales Investment Company
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1.2.13 Elexon Ltd. Priv. Ltd Co. England & Wales A Non-profit Company
Required Under the
U.K. Electricity
Regulatory Regime
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1.2.14 EnMo Limited Priv. Ltd Co. England & Wales Gas Market
Administrator
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1.2.15 NGG Telecoms Holdings Ltd. Priv. Ltd Co. England & Wales Intermediate Holding
Company
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1.3 NGG Finance plc Plc England & Wales Special Purpose
Financing Company
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6
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of
1935, the registrant has caused this notification of registration to be duly
signed on its behalf in the City of Boston and State of Massachusetts on the 24
day of January, 2002.
New National Grid plc;
National Grid (US) Investments 4;
National Grid (US) Partner 1 Limited;
National Grid (US) Partner 2 Limited;
National Grid Holdings Inc.
By: /s/ John G. Cochrane
-----------------------
John G. Cochrane
Authorized Representative
Attest:
/s/ Kirk Ramsauer
----------------------
Kirk L. Ramsauer
Deputy General Counsel and
Authorized Signer
National Grid Companies
7
VERIFICATION
State of Massachusetts
County of Suffolk.
The undersigned being duly sworn and deposes and says that he has duly
executed the attached notification of registration dated January 24, 2002 for
and on behalf of:
New National Grid plc;
National Grid (US) Investments 4;
National Grid (US) Partner 1 Limited;
National Grid (US) Partner 2 Limited;
National Grid Holdings Inc.;
that he is a Director of National Grid Holdings Inc. and authorized to sign on
behalf of it and the remaining registrants; and that all action by stockholders,
directors and other bodies necessary to authorize deponent to execute and file
such instrument has been taken. Deponent further says that he is familiar with
such instrument and the contents thereof, and that the facts therein set forth
are true to the best of his knowledge, information and belief.
/s/ John G. Cochrane
---------------------
John G. Cochrane
(Official Seal)
Subscribed and sworn to before me,
a Notary Public,
this 24th day of January, 2002.
/s/ Gifty Bentum-Inkabi
-----------------------
My commission expires: May 17, 2007
8