Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of
1934
Date
of
report (Date of earliest event reported): September 25, 2006
CARVER
BANCORP, INC.
(Exact
name of registrant as specified in its charter)
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Delaware
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0-21487
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13-3904147
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(State
or Other Jurisdiction of Incorporation )
|
(Commission
File Number)
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(IRS
Employer Identification No.)
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75
West 125th
Street, New York, NY 10027-4512
(Address
of Principal Executive Offices)
Registrant’s
telephone number, including area code: (212)
876-4747
NOT
APPLICABLE
(Former
name or former address, if changed since last report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instructions A.2. below):
[
] Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[
] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[
] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[
] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
ITEMS
1 THROUGH 5.01 AND 5.03 THROUGH 7. NOT
APPLICABLE.
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ITEM
5.02
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DEPARTURE
OF DIRECTORS OR PRINCIPAL OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT
OF
PRINCIPAL OFFICERS.
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(b)
On
September 25, 2006 Carver Bancorp, Inc. (the “Company”) issued a press release
announcing the resignation of William C. Gray as Chief Financial Officer of
the
Company, effective with the Company's filing of its Form 10-Q by November 15,
2006, and as Senior Vice President of the Company, effective December 31, 2006.
(c)
On
September 25, 2006 the Company also announced the appointment of Roy Swan,
currently Senior Vice President, Chief of Staff and Corporate Secretary, to
the
position of Executive Vice President and Chief Financial Officer, effective
upon
Mr. Gray’s resignation. Mr. Swan does not have an employment agreement with the
Company.
Additional
details regarding Mr. Gray’s resignation and Mr. Swan’s appointment are included
in the press release attached as Exhibit 99.1 to this Report and incorporated
by
reference herein.
ITEM
8.01.
OTHER
EVENTS.
On
September 25, 2006 the Company announced that it has received all required
regulatory approvals to complete the previously announced strategic acquisition
of Community Capital Bank. Additional details regarding the receipt of the
required regulatory approvals are included in the press release attached as
Exhibit 99.2 to this Report and incorporated by reference herein.
ITEM
9.01.
FINANCIAL
STATEMENTS AND EXHIBITS.
(a)
- (b)
Not applicable.
(c) Exhibits
The
following Exhibits are filed as part of this report.
Exhibit
99.1 Press
release dated September 25, 2006.
Exhibit
99.2 Press
release dated September 25, 2006.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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CARVER
BANCORP, INC.
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|
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By: |
/s/ Deborah
C. Wright |
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Chairman
&
Chief
Executive Officer |
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Dated:
September 27, 2006
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EXHIBIT
INDEX
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Exhibit
Number
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Description
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99.1
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Press
release dated September 25, 2006.
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| |
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99.2
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Press
release dated September 25, 2006.
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