UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Rights | 02/03/2010(2) | 02/03/2019 | Common Stock | 84,842 | $ 29.74 | D | Â |
Stock Appreciation Rights | 06/05/2009(3) | 06/05/2018 | Common Stock | 70,709 | $ 33.94 | D | Â |
Stock Appreciation Rights | 10/29/2008(4) | 10/29/2017 | Common Stock | 80,000 | $ 47.95 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walsh Christopher James C/O UNITEDHEALTH GROUP INCORPORATED 9900 BREN ROAD EAST MINNETONKA, MN 55343 |
 |  |  EVP and General Counsel |  |
By: Dannette L. Smith, Attorney-in-Fact For: Christopher J. Walsh | 10/28/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted stock award that vests 25% annually on October 29 from the years 2008 through 2011; restricted stock unit award that vests 25% annually on June 5 from the years 2009 through 2012; restricted stock unit award that vests 25% annually on February 3 from the years 2010 through 2013; and shares acquired under UnitedHealth Group's Employee Stock Purchase Plan. |
(2) | The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013. |
(3) | The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012. |
(4) | The stock appreciation rights vest at a rate of 25% annually on October 29 from the years 2008 through 2011. |
 Remarks: Remarks: Exhibit List Exhibit 24 - Power of Attorney |