UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
__________________________________________________________________
(Name of registered holding company and address of principal executive offices)
ITEM 1 - ORGANIZATION CHART
Name of reporting company * |
|
|
|
Percentage of voting |
|
|||
Entergy Holdings, LLC (EHLLC) |
Energy related business |
November 3, 1997 |
Delaware |
100% |
Holding company investing in miscellaneous energy related companies. |
|||
Entergy Thermal, LLC (Entergy Thermal) |
Energy related business |
January 28, 1999 |
Delaware |
100% |
Production, sale, and distribution of thermal energy products. |
|||
Entergy Power RS LLC (EPRS) |
Energy related business |
February 25, 1999 |
Delaware |
100% |
Holding company investing in qualifying facilities. |
|||
RS Cogen, LLC (RS Cogen) |
Energy related business |
March 25, 1999 |
Louisiana |
50% |
Ownership and operation of qualifying facilities. |
|||
TLG Services, Inc. (TLG) |
Energy related business |
December 30, 1986 |
Connecticut |
100% |
Provide field services for the decommissioning of fossil and nuclear plants. |
|||
Entergy Solutions Ltd. (ESLTD) |
Energy related business |
August 30, 2000 |
Texas |
100% |
Provide competitive energy service and electric sales. |
|||
Entergy-Koch Trading, LP (EKTLP) |
Energy related business |
January 25, 2001 |
Delaware |
50% |
Energy marketing and brokering. |
|||
EWO GP LLC (EWOGP) |
Energy related business |
October 30, 2000 |
Delaware |
100% |
Holding company investing in energy commodity brokering and related services. |
|||
EWO Marketing, LP (EWOM) |
Energy related business |
October 30, 2000 |
Delaware |
100% |
Energy marketing and brokering. |
|||
Entergy Solutions Select Ltd. (ESOLS) |
Energy related business |
March 2, 2001 |
Texas |
100% |
Price-to-Beat retail electric provider. |
ITEM 1 - ORGANIZATION CHART - Continued
Name of reporting company * |
|
|
|
Percentage of voting |
|
Entergy Solutions Essentials Ltd. (ESSEN) |
Energy related business |
June 4, 2001 |
Texas |
100% |
Provider of Last Resort retail electric provider. |
Entergy Thermal-UNO, LLC (Entergy Thermal-UNO) |
Energy related business |
July 16, 2001 |
Delaware |
100% |
Production, sale, and distribution of thermal energy products. |
Entergy Nuclear PFS, Inc. (ENPFS) |
Energy related business |
February 15, 2002 |
Delaware |
100% |
Holding company for investment in Private Fuel Storage, LLC. |
Private Fuel Storage LLC (Private Fuel Storage) |
Energy related business |
February 21, 2002 |
Delaware |
9.9% |
Development of a spent nuclear fuel storage facility. |
Entergy Solutions Supply Ltd. (ESSLT) |
Energy related business |
August 30, 2000 |
Texas |
100% |
Provider of wholesale energy and energy supply acquisition services to retail electric providers. |
Entergy Nuclear Environmental Services, LLC (ENES) |
Energy related business |
December 10, 2002 |
Delaware |
100% |
Formed to provide environmental remediation services for nuclear facilities. |
SOURCEONE, INC. (SOURCEONE) |
Energy related business |
February 16, 2000 |
Delaware |
Non-voting securities only |
Energy management services and energy commodity marketing services. |
EnerSea Transport, LLC (EnerSea) |
Energy related business |
March 14, 2001 |
Texas |
~ 1% |
Compressed natural gas marine transportation and storage system. |
ITEM 1 - ORGANIZATION CHART - Concluded
Name of reporting company * |
Energy or gas |
|
|
Percentage of voting |
|
||
Entergy Solutions District Energy, LLC (ESDEL) (new) |
Energy related business |
November 18, 2003 (Merged into Entergy Solutions District Cooling LP March 1, 2004) |
Delaware |
0% |
Management/servicing of thermal energy and related facilities |
||
Entergy Solutions District Cooling, LP (ESDCL) (new)** |
Energy related business |
December 19, 1997 |
Delaware |
100% |
Management/servicing of thermal energy and related facilities; production, sale, and distribution of thermal energy products. |
||
Entergy Solutions District GP, LLC |
Energy related business |
February 19, 1997 |
Delaware |
100% |
General partner of ESDCL. |
||
* The system companies that directly or indirectly hold securities of each reporting company are set forth in Exhibit 1 to Entergy Corporation's Rule 24 Certificate for the three month period ended March 31, 2004, filed in File No. 70-9123.
** ESDCL and ESDGP were acquired from a non-affiliate on November 21, 2003 by Entergy's wholly owned subsidiary Entergy District Energy Holding LLC.
EHLLC Activities
During the quarterly period ended March 31, 2004, EHLLC acted as a holding company engaged in investment in energy related companies consistent with Rule 58.
Entergy Thermal Activities
During the quarterly period ended March 31, 2004, Entergy Thermal owned and operated a district cooling and heating system in New Orleans, Louisiana.
EPRS Activities
During the quarterly period ended March 31, 2004, EPRS engaged in the ownership of a 50% interest in RS Cogen.
RS Cogen Activities
During the quarterly period ended March 31, 2004, RS Cogen owned and operated a 425 MW cogeneration facility in Louisiana, constituting a QF under PURPA.
TLG Activities
During the quarterly period ended March 31, 2004, TLG provided cost estimates and field services for the decommissioning of fossil and nuclear plants as well as technical expertise related to environmental testing and remediation.
During the quarterly period ended March 31, 2004, ESLTD engaged in the sale of electricity to retail customers in the ERCOT region of Texas.
EKTLP Activities
During the quarterly period ended March 31, 2004, EKTLP engaged in the business of brokering and marketing of energy commodities, including but not limited to electricity, natural or manufactured gas, and other combustible fuels. These services were provided to electric utilities, power marketers, electric and municipal cooperatives, and various other customers.
EWOGP Activities
During the quarterly period ended March 31, 2004, EWOGP acted as a holding company for investing in energy commodity brokering and related services.
EWOM Activities
During the quarterly period ended March 31, 2004, EWOM engaged in the business of marketing the power produced by electric generation assets of affiliates and third-party customers as well as fulfilling the electric energy needs of third-party customers under long-term contracts. The third-party customers are principally electric utilities and municipal cooperatives.
ESOLS Activities
During the quarterly period ended March 31, 2004, ESOLS was in its formative stage and in the future intends to engage in providing price-to-beat energy service and electric sales.
ESSEN Activities
During the quarterly period ended March 31, 2004, ESSEN was in its formative stage and in the future intends to engage in providing energy service and electric sales as the provider of last resort.
Entergy Thermal-UNO Activities
During the quarterly period ended March 31, 2004, Entergy Thermal-UNO was in its formative state and in the future intends to engage in the production, sale, and distribution of thermal energy products at the University of New Orleans.
ENPFS Activities
During the quarterly period ended March 31, 2004, ENPFS acted as a holding company for Entergy's 12.9% member interest in Private Fuel Storage (including a 9.9% Class A member interest with voting rights).
Private Fuel Storage Activities
During the quarterly period ended March 31, 2004, Private Fuel Storage continued efforts relating to obtaining a Nuclear Regulatory Commission license for a proposed spent nuclear fuel storage facility.
ESSLT Activities
During the quarterly period ended March 31, 2004, ESSLT engaged in the purchasing of power on the ERCOT imbalance market for its Texas customers.
ENES Activities
During the quarterly period ended March 31, 2004, ENES was in its formative stage and in the future intends to provide environmental remediation services for nuclear facilities.
SOURCEONE Activities
During the quarterly period ended March 31, 2004, SOURCEONE provided energy management services and energy commodity marketing services.
EnerSea Activities
During the quarterly period ended March 31, 2004, EnerSea marketed a compressed natural gas marine transportation and storage system called VOTRANS (Volume-Optimized Transport System). VOTRANS is an ocean-going gas delivery service system comprised of large diameter pipes contained within insulated structures integrated onto specially designed and constructed ships.
ESDEL Activities
During the quarterly period ended March 31, 2004, ESDEL managed, operated, and serviced thermal energy and related systems. On March 1, 2004, ESDEL merged with ESDCL and was dissolved.
ESDCL Activities
During the quarterly period ended March 31, 2004, ESDCL owned and operated a district cooling system. On March 1, 2004, ESDEL merged with ESDCL and ESDCL also became a manager, operator, and maintenance service provider for thermal energy and related systems.
ESDGP Activities
During the quarterly period ended March 31, 2001, ESDGP was the general partner of ESDCL.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
|
|
|
|
|
Person to whom security was issued |
|
|
N/A |
N/A |
-0- |
N/A |
-0- |
N/A |
N/A |
-0- |
Company contributing capital |
Company receiving capital |
Amount of capital contribution |
|
Entergy Retail Holding Company |
ESLTD |
$ 12,870,000 |
|
ERHC |
ESSLT |
$ 2,970,000 |
|
Entergy Retail Texas, Inc. |
ESLTD |
$ 130,000 |
|
Entergy Solutions District Systems LLC (ESDSL) |
ESDCL |
$ 1,847,308 |
|
ESDSL |
ESDGP |
$ 9,283 |
|
ESDGP |
ESDCL |
$ 9,283 |
|
Entergy Corporation (ETR) |
EHLLC |
$ 100,000 |
|
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf of Associate Companies
Reporting company rendering services |
Associate company receiving services |
|
|
|
|
|
|||||
EPRS |
RS Cogen |
Management, administrative, tax, and accounting services |
$ 45,700 |
$ -0- |
N/A |
$ 45,700 1 |
|||||
EKTLP |
EWOM |
Energy commodity marketing services |
$ 569,015 |
$ -0- |
N/A |
$ 569,015 |
|||||
EKTLP |
EWOM |
Professional services and back office support |
$ 203,128 |
$ -0- |
N/A |
$ 203,128 |
|||||
ESSLT |
ESLTD |
Energy supply acquisition services |
$ 1,300,437 |
$ -0- |
N/A |
$ 1,300,437 |
|||||
EKTLP |
Entergy-Koch Trading Ltd. (UK) |
Same as above |
$ 35,122 |
$ -0- |
N/A |
$ 35,122 |
|||||
EKTLP |
Entergy-Koch Trading Ltd. (Canada) |
Energy commodity marketing services |
$ 23,129 |
$ -0- |
N/A |
$ 23,129 |
|||||
EKTLP |
Entergy-Koch Trading Ltd. (Canada) |
Professional services and back office support |
$ 127,369 |
$ -0- |
N/A |
$ 127,369 |
|||||
EWOM |
Entergy Power, Inc. |
Energy commodity marketing services |
$ 203,137 |
$ -0- |
N/A |
$ 203,137 |
|||||
Reporting company rendering services |
Associate company receiving services |
|
|
|
|
|
|||||
EWOM |
Entergy Power Warren Corp. I |
Energy commodity marketing services |
$ 203,137 |
$ -0- |
N/A |
$ 203,137 |
|||||
Associate company rendering services |
Reporting company receiving services |
|
|
|
|
|
||
|
|
|
|
|
|
|
||
Entergy Enterprises, Inc. (EEI) |
EWOM |
Professional services and back office support |
$ 238,729 |
$ -0- |
N/A |
$ 238,729 |
||
|
|
|
|
|
|
|
||
EEI |
EKTLP |
Same as above |
$ 99,816 |
$ -0- |
N/A |
$ 99,816 |
||
|
|
|
|
|
|
|
||
EEI |
EHLLC |
Same as above |
$ 17,030 |
$ -0- |
N/A |
$ 17,030 |
||
|
|
|
|
|
|
|
||
EEI |
Entergy Thermal |
Same as above |
$ 331,661 |
$ -0- |
N/A |
$ 331,661 |
||
|
|
|
|
|
|
|
||
EEI |
ESLTD |
Same as above |
$ 1,080,312 |
$ -0- |
N/A |
$1,080,312 |
||
|
|
|
|
|
|
|
||
EEI |
ESOLS |
Same as above |
$ 84,151 |
$ -0- |
N/A |
$ 84,151 |
||
|
|
|
|
|
|
|
||
EEI |
TLG |
Same as above |
$ 140,438 |
$ -0- |
N/A |
$ 140,438 |
||
|
|
|
|
|
|
|
||
EEI |
ESSLT |
Same as above |
$ 6,098 |
$ -0- |
N/A |
$ 6,098 |
||
|
|
|
|
|
|
|
||
EEI |
ESDEL |
Same as above |
$ (42,181) |
$ -0- |
N/A |
$(42,181) |
||
|
|
|
|
|
|
|
||
EEI |
ESDCL |
Same as above |
$ 81,234 |
$ -0- |
N/A |
$ 81,234 |
||
|
|
|
|
|
|
|
||
EEI |
EPRS |
Same as above |
$ 136,430 |
$ -0- |
N/A |
$ 136,430 |
||
|
|
|
|
|
|
|
Part II - Transactions Performed by Associate Companies on Behalf of Reporting Companies-Continued
Associate company rendering services |
Reporting company receiving services |
|
|
|
|
|
||||
|
|
|
|
|
|
|
||||
Entergy Solutions Management Services LLC (ESLMS) |
ESLTD |
Same as above |
$ 2,508,426 |
$0- |
N/A |
$ 2,508,426 |
||||
|
|
|
|
|
|
|
||||
ESLMS |
ESOLS |
Same as above |
$ (854) |
$0- |
N/A |
$ (854) |
||||
|
|
|
|
|
|
|
||||
Entergy-Koch LP |
EKTLP |
Same as above |
$ 1,763,394 |
$0- |
N/A |
$ 1,763,394 |
||||
|
|
|
|
|
|
|
||||
ENI |
TLG |
O&M Services relating to decommissioning of nuclear electric generating facilities |
$ 79,695 |
$0- |
N/A |
$ 79,695 |
||||
Entergy Nuclear Operations, Inc. |
TLG |
Same as above |
$ 218,572 |
$ -0- |
N/A |
$ 218,572 |
||||
|
|
|
|
|
|
|
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
|
|
|
Investments in energy-related companies: |
|
|
Total consolidated capitalization as of March 31, 2004 |
$17,505,123,000 |
Line 1 |
Total capitalization multiplied by 15% (line 1 multiplied by 0.15) |
2,625,768,450 |
Line 2 |
Greater of $50 million or line 2 |
2,625,768,450 |
Line 3 |
|
|
|
Total current aggregate investment: |
|
|
Energy management services (SOURCEONE) |
996,084 |
|
Energy marketing and brokering (ESLTD, EKTLP, EWOGP,
|
569,816,685 |
|
Energy related technical and similar services (EHLLC, Entergy |
82,669,236 |
|
Development and ownership of QFs (EPRS and RS Cogen) |
195,828,697 |
|
Ownership, operation, and servicing of fuel procurement, |
878,000 |
|
Total current aggregate investment |
850,188,702 |
Line 4 |
|
|
|
Difference between the greater of $50 million or 15% of capitalization and the total aggregate investment of the registered holding company system (line 3 less line 4) |
$1,775,579,748 |
Line 5 |
ITEM 5 - OTHER INVESTMENTS
Major line of energy-related business |
Other investment in last U-9C-3 report |
Other investment in this U-9C-3 report |
Reason for difference in other investment |
|
|
|
|
N/A |
-0- |
-0- |
N/A |
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
Financial Statements
Filed under confidential treatment pursuant to Rule 104(b).
B. Exhibits
Certificate of filing of Form U-9C-3 for the 4th Quarter of 2003 with interested state commissions and municipal regulator.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Entergy Corporation
|
|
By: /s/ Nathan E. Langston |
|
Nathan E. Langston |
|
|
|
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Dated: May 28, 2004 |
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