OMB APPROVAL
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OMB Number: 3235-0582
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Expires: March 31, 2018
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Estimated average burden hours per response 7.2
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Investment Company Act file number
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811-21593
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Kayne Anderson MLP Investment Company
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(Exact name of registrant as specified in charter)
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811 Main Street, 14th Floor Houston, Texas
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77002
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(Address of principal executive offices)
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(Zip code)
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1800 Avenue of the Stars, Third Floor Los Angeles, California 90067
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(Name and address of agent for service)
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Registrant's telephone number, including area code:
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(310) 282-7905
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Date of fiscal year end:
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November 30
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Date of reporting period:
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July 1, 2016 – June 30, 2017
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(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
By (Signature and Title)*
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/s/ Kevin S. McCarthy | ||
Kevin S. McCarthy,
Chairman and Chief Executive Officer
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Date
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August 10, 2017
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Issuer
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Symbol
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CUSIP
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Meeting Date
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Matter:
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Proposed by
(I)ssuer or
(S)hareholder
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Vote Cast?
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How Voted
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For/Against Mgmt
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TRANSMONTAIGNE PARTNERS LP
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TLP
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89376V100
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7/12/16
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1
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TO APPROVE:
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I
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YES
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FOR
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FOR
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THE PARTNERSHIP'S 2016 LONG-TERM INCENTIVE PLAN (THE "2016 PLAN"), WHICH, AMONG OTHER THINGS, PERMITS COMMON UNITS TO BE RESERVED AND MADE AVAILABLE FOR ISSUANCE WITH RESPECT TO AWARDS UNDER THE 2016 PLAN.
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|||||||||
GOLAR LNG PARTNERS LP
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GMLP
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Y2745C102
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9/28/16
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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ALF C. THORKILDSEN AS A CLASS I DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2019 ANNUAL MEETING OF LIMITED PARTNERS.
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|||||||||
ROSE ROCK MIDSTREAM L.P.
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RRMS
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777149105
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9/29/16
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1
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WRITTEN CONSENT:
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I
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YES
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FOR
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FOR
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UNITHOLDERS OF ROSE ROCK MIDSTREAM, L.P. ("ROSE ROCK") TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 30, 2016, INCLUDING THE MERGER OF PBMS, LLC WITH AND INTO ROSE ROCK.
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|||||||||
SEMGROUP CORPORATION
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SEMG
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81663A105
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9/29/16
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1
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TO APPROVE:
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I
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YES
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FOR
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FOR
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THE ISSUANCE OF CLASS A COMMON STOCK PURSUANT TO THE TERMS OF THE MERGER AGREEMENT IN CONNECTION WITH THE MERGER.
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|||||||||
2
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TO APPROVE:
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I
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YES
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FOR
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FOR
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||||
THE ADJOURNMENT OF THE SEMGROUP SPECIAL MEETING, FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES.
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|||||||||
TESORO LOGISTICS LP
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TLLP
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88160T107
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10/4/16
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1
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TO APPROVE:
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I
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YES
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FOR
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FOR
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THE AMENDMENT AND RESTATEMENT OF THE PARTNERSHIP'S 2011 LONG-TERM INCENTIVE PLAN (THE "LTIP PROPOSAL").
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|||||||||
2
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TO APPROVE:
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I
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YES
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FOR
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FOR
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||||
THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL (THE "ADJOURNMENT PROPOSAL").
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|||||||||
PLAINS GP HOLDINGS, L.P.
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PAGP
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72651A108
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11/15/16
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1
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PROPOSAL TO:
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I
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YES
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FOR
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FOR
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APPROVE THE SIMPLIFICATION AGREEMENT, DATED AS OF JULY 11, 2016, BY AND AMONG PLAINS GP HOLDINGS, L.P., PAA GP HOLDINGS LLC, PLAINS AAP, L.P., PLAINS ALL AMERICAN GP LLC, PLAINS ALL AMERICAN PIPELINE, L.P., AND PAA GP LLC, AND THE TRANSACTIONS CONTEMPLATED BY THE SIMPLIFICATION AGREEMENT.
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|||||||||
2
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PROPOSAL TO:
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I
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YES
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FOR
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FOR
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||||
APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, AT THE DISCRETION OF OUR GENERAL PARTNER, TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE SIMPLIFICATION PROPOSAL.
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DYNAGAS LNG PARTNERS LP
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DLNG
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Y2188B108
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11/22/16
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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ALEXIOS RODOPOULOS AS A CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR TERM UNTIL THE 2019 ANNUAL MEETING OF LIMITED PARTNERS
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|||||||||
2
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TO APPROVE:
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I
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YES
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FOR
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FOR
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||||
THE APPOINTMENT OF ERNST & YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. AS THE PARTNERSHIP'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016
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|||||||||
MAGELLAN MIDSTREAM PARTNERS, L.P.
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MMP
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559080106
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4/20/17
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1
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ELECTION OF DIRECTOR:
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||||
LORI A. GOBILLOT
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I
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YES
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FOR
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FOR
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|||||
EDWARD J. GUAY
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I
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YES
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FOR
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FOR
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|||||
MICHAEL N. MEARS
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I
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YES
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FOR
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FOR
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|||||
JAMES R. MONTAGUE
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I
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YES
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FOR
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FOR
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|||||
2
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ADVISORY RESOLUTION:
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I
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YES
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FOR
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FOR
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||||
TO APPROVE EXECUTIVE COMPENSATION
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|||||||||
3
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ADVISORY RESOLUTION:
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||||||||
TO APPROVE EXECUTIVE COMPENSATION VOTE FREQUENCY
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I
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YES
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I YEAR
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FOR
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|||||
4
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RATIFICATION OF:
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I
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YES
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FOR
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FOR
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||||
APPOINTMENT OF INDEPENDENT AUDITOR
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|||||||||
ENERGY TRANSFER PARTNERS, L.P.
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ETP
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29273R109
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4/26/17
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1
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TO CONSIDER AND VOTE:
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I
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ABSTAIN
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ABSTAIN
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ABSTAIN
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ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 20, 2016, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF DECEMBER 16, 2016, BY AND AMONG SUNOCO LOGISTICS PARTNERS L.P. ("SLX"), SUNOCO PARTNERS LLC, THE GENERAL PARTNER OF SXL, SXL ACQUISTION SUB ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)
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|||||||||
2
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TO CONSIDER AND VOTE:
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I
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ABSTAIN
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ABSTAIN
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ABSTAIN
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||||
ON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED, AND THE TRANSACTIONS CONTEMPLAGED THERE BY AT THE TIME OF THE SPECIAL MEETING.
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|||||||||
3
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TO CONSIDER AND VOTE:
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I
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ABSTAIN
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ABSTAIN
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ABSTAIN
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||||
ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENTS THAT WILL OR MAY BE PAID BY ETP TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
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GASLOG PARTNERS LP
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GLOP
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Y2687W108
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5/4/17
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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PAMELA M. GIBSON AS A CLASS II DIRECTOR TO SERVE FOR A THREE-YEAR TERM UNTIL THE 2020 ANNUAL MEETING OR UNTIL HER SUCCESSOR HAS BEEN ELECTED OR APPOINTED.
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|||||||||
2
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TO RATIFY:
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I
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YES
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FOR
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FOR
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||||
THE APPOINTMENT OF DELOITTE LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.
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|||||||||
KINDER MORGAN, INC.
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KMI
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49456B101
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5/10/17
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ELECTION OF DIRECTOR:
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|||||
1A
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RICHARD D. KINDER
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I
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YES
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FOR
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FOR
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||||
1B
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STEVEN J. KEAN
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I
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YES
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FOR
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FOR
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||||
1C
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KIMBERLY A. DANG
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I
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YES
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FOR
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FOR
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||||
1D
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TED A. GARDNER
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I
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YES
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FOR
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FOR
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||||
1E
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ANTHONY W. HALL, JR.
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I
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YES
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FOR
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FOR
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||||
1F
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GARY L. HULTQUIST
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I
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YES
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FOR
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FOR
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||||
1G
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RONALD L. KUEHN, JR.
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I
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YES
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FOR
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FOR
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||||
1H
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DEBORAH A. MACDONALD
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I
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YES
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FOR
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FOR
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||||
1I
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MICHAEL C. MORGAN
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I
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YES
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FOR
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FOR
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||||
1J
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ARTHUR C. REICHSTETTER
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I
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YES
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FOR
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FOR
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||||
1K
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FAYEZ SAROFIM
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I
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YES
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FOR
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FOR
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||||
1L
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C. PARK SHAPER
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I
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YES
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FOR
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FOR
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||||
1M
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WILLIAM A. SMITH
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I
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YES
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FOR
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FOR
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||||
1N
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JOEL V. STAFF
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I
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YES
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FOR
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FOR
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||||
1O
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ROBERT F. VAGT
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I
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YES
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FOR
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FOR
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||||
1P
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PERRY M. WAUGHTAL
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I
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YES
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FOR
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FOR
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||||
2
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RATIFICATION OF:
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I
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YES
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FOR
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FOR
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||||
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
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|||||||||
3
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO A PROXY ACCESS BYLAW
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|||||||||
4
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO A REPORT ON METHANE EMISSIONS
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|||||||||
5
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO AN ANNUAL SUSTAINABILITY REPORT
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|||||||||
6
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO AN ASSESSMENT OF THE MEDIUM- AND LONG-TERM PORTFOLIO IMPACTS OF TECHNOLOGICAL ADVANCES AND GLOBAL CLIMATE CHANGE POLICIES
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TARGA RESOURCES CORP.
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TRGP
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87612G101
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05/22/17
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1A
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ELECTION OF DIRECTOR:
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I
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YES
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FOR
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FOR
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CHARLES R. CRISP
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|||||||||
1B
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ELECTION OF DIRECTOR:
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I
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YES
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FOR
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FOR
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||||
LAURA C. FULTON
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|||||||||
1C
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ELECTION OF DIRECTOR:
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I
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YES
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FOR
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FOR
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||||
MICHAEL A. HEIM
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|||||||||
1D
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ELECTION OF DIRECTOR:
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I
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YES
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FOR
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FOR
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||||
JAMES. W. WHALEN
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|||||||||
2
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RATIFICATION OF:
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I
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YES
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FOR
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FOR
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||||
SELECTION OF INDEPENDENT ACCOUNTANTS
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|||||||||
3
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ADVISORY VOTE:
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I
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YES
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FOR
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FOR
|
||||
ON EXECUTIVE COMPENSATION
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|||||||||
4
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ADVISORY VOTE:
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I
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YES
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1 YEAR
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FOR
|
||||
ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION
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|||||||||
5
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ADOPTIION OF:
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I
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YES
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FOR
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FOR
|
||||
THE AMENDED AND RESTATED TARGA RESOURCES CORP. 2010 STOCK INCENTIVE PLAN
|
|||||||||
6
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ISSUANCE OF:
|
I
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YES
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FOR
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FOR
|
||||
SHARES OF COMMON STOCK UPON CONVERSION OF SERIES A PREFERRED STOCK AND EXERCISE OF WARRANTS
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|||||||||
BUCKEYE PARTNERS, L.P.
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BLP
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118230101
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06/06/17
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1
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DIRECTOR:
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I
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YES
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FOR
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FOR
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BARBARA J. DUGANIER
|
|||||||||
JOSEPH A. LASALA, JR
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|||||||||
LARRY C. PAYNE
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|||||||||
MARTIN A. WHITE
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|||||||||
2
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THE APPROVAL OF:
|
I
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YES
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FOR
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FOR
|
||||
THE AMENDMENTS TO THE BUCKEYE PARTNERS, L.P. 2013 LONG-TERM INCENTIVE PLAN, AS DESCRIBED IN OUR PROXY STATEMENT.
|
|||||||||
3
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THE RATIFICATION OF:
|
I
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YES
|
FOR
|
FOR
|
||||
THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
|
|||||||||
4
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THE APPROVAL:
|
I
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YES
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FOR
|
FOR
|
||||
IN AN ADVISORY VOTE, OF THE COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K.
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|||||||||
5
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THE VOTE:
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I
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YES
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1 YEAR
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FOR
|
||||
ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.
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|||||||||
ONEOK PARTNERS, L.P.
|
OKS
|
68268N103
|
6/30/2017
|
1
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TO APPROVE:
|
I
|
YES
|
FOR
|
FOR
|
TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 31, 2017, BY AND AMONG ONEOK, INC., NEW HOLDINGS SUBSIDIARY, LLC, ONEOK PARTNERS, L.P. ("ONEOK PARTNERS") AND ONEOK PARTNERS GP, L.L.C.
|
|||||||||
2
|
TO APPROVE:
|
I
|
YES
|
FOR
|
FOR
|
||||
THE ADJOURNMENT OF THE ONEOK PARTNERS SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL.
|