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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LOEWENBAUM G WALTER II 333 THREE D SYSTEMS CIRCLE ROCK HILL, SC 29730 |
X |
/s/ Andrew M. Johnson, Attorney-in-Fact | 05/20/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Ms. Loewenbaum transferred 100,000 shares from the Lillian S. Loewenbaum account to the Lillian Shaw Loewenbaum TTEE The LSLDDD 2014 Annuity Trust U/A. This did not change her total beneficial ownership of the transaction date. |
(2) | The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein. |
(3) | Mr. Loewenbaum transferred 100,000 shares from the George Walter Loewenbaum account to the George Walter Loewenbaum TTEE The GWLDDD 2014 Annuity Trust U/A. This did not change his total beneficiary ownership of the transaction date. |
(4) | These shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share. |
(5) | Mr. Loewenbaum serves as Trustee. |
(6) | Mrs. Loewenbaum serves as trustee. |
(7) | Mr. and Mrs. Loewenbaum serve as Trustees. |
(8) | Mr. and Mrs. Loewenbaum are the general partners. |
(9) | The limited liability company is owned 100% by Mr. Loewenbaum. |