Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

May 15, 2013

Date of Report

(Date of earliest event reported)

 

 

 

LOGO

GENWORTH FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware
  001-32195
  80-0873306

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

6620 West Broad Street, Richmond, VA   23230
(Address of principal executive offices)   (Zip Code)

(804) 281-6000

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07 Submission of Matters to a Vote of Security Holders.

At the 2013 annual meeting of stockholders of Genworth Financial, Inc. (“Genworth”), held on May 15, 2013, the holders of Genworth’s Class A Common Stock entitled to vote at the meeting (1) elected all nine of the director nominees for the ensuing year, (2) approved, on an advisory basis, the compensation of Genworth’s named executive officers, and (3) ratified the selection of KPMG LLP as Genworth’s independent registered public accounting firm for 2013.

The voting results were as follows:

Proposal 1

Election of directors

 

     Votes For      Votes Against      Abstentions      Broker
Non-Votes
 

William H. Bolinder

     320,296,998         4,044,489         976,398         93,507,385   

G. Kent Conrad

     320,043,575         4,312,019         962,291         93,507,385   

Nancy J. Karch

     298,648,562         25,708,956         960,367         93,507,385   

Thomas J. McInerney

     321,126,250         3,231,552         960,083         93,507,385   

Christine B. Mead

     320,469,937         3,909,751         938,197         93,507,385   

David M. Moffett

     318,839,553         5,520,787         957,545         93,507,385   

Thomas E. Moloney

     320,220,674         4,129,927         967,284         93,507,385   

James A. Parke

     320,051,990         4,281,632         984,263         93,507,385   

James S. Riepe

     320,264,788         4,081,724         971,373         93,507,385   

Proposal 2

 

     Votes For      Votes Against      Abstentions      Broker
Non-Votes
 

Approval, on an advisory basis, of the compensation of Genworth’s named executive officers

     317,058,753         7,014,875         1,244,257         93,507,385   

Proposal 3

 

     Votes For      Votes Against      Abstentions  

Ratification of the selection of KPMG LLP as the independent registered public accounting firm for 2013

     412,478,792         4,785,740         1,560,738   

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    GENWORTH FINANCIAL, INC.
Date: May 20, 2013     By:  

/s/ Leon E. Roday

      Leon E. Roday
      Senior Vice President,
      General Counsel and Secretary

 

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