Form 8-K





Washington, D.C. 20549







Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) March 19, 2013




(Exact name of registrant as specified in its charter)




Delaware   001-33059   20-5657551

(State or other jurisdiction

of incorporation)



File Number)


(IRS Employer

Identification No.)

Fuel Tech, Inc.

27601 Bella Vista Parkway

Warrenville, IL 60555-1617


(Address and telephone number of principal executive offices)



Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provision:


¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 


¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 


¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 


¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 




Item 2.02. Results of Operations and Financial Condition.

On March 19, 2013, Fuel Tech, Inc. (the “Company”) issued a press release regarding its consolidated financial results for the fourth quarter and for the full year ended December 31, 2012. A copy of the Company’s March 19, 2013, press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

The information contained in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 hereto, shall not be treated as “filed” for purposes of the Securities Exchange Act of 1934, as amended.


Item 9.01 Financial Statements and Exhibits


(d)    Exhibits
99.1    Fuel Tech, Inc. press release dated March 19, 2013, entitled “FUEL TECH REPORTS 2012 FOURTH QUARTER AND ANNUAL FINANCIAL RESULTS”


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Date: March 19, 2013   Fuel Tech, Inc.

/s/ Albert G. Grigonis

    Albert G. Grigonis
    Senior Vice President, General Counsel and Secretary