Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 16, 2009

 

 

Kellogg Company

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   1-4171   38-0710690

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

One Kellogg Square

Battle Creek, Michigan 49016-3599

(Address of Principal executive offices, including Zip Code)

(269) 961-2000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 1.01. Entry into a Material Definitive Agreement.

On November 16, 2009, Kellogg Company (the “Company”) priced an offering of 4.150% Senior Notes due 2019 (the “Notes”). In connection with such offering, the Company entered into an Underwriting Agreement, dated November 16, 2009 with Banc of America Securities LLC and SunTrust Robinson Humphrey, Inc., as representatives of the several underwriters mentioned therein. The Notes were registered under the Securities Act of 1933, as amended, pursuant to the Company’s Registration Statement on Form S-3 (File No. 333-159303) filed on May 18, 2009.

On November 17, 2009, the Company filed with the Securities and Exchange Commission a Prospectus Supplement dated November 16, 2009 in connection with the public offering of the Notes.

The Notes were issued on November 19, 2009 under an indenture, dated as of May 21, 2009, between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee, as supplemented by an Officers’ Certificate, dated November 19, 2009 (the “Officers’ Certificate”).

For a complete description of the terms and conditions of the Underwriting Agreement, the Notes and the Officers’ Certificate, please refer to the Prospectus Supplement and such documents, each of which is filed with this Form 8-K and incorporated herein by reference.

 

Item 2.03. Creation of a Direct Financial Obligation of a Registrant.

The information set forth under Item 1.01 is incorporated herein by reference.

 

Item 9.01. Financial Statements and Exhibits

(d) Exhibits.

 

Exhibit 1.1    Underwriting Agreement, dated November 16, 2009, by and among Kellogg Company, Banc of America Securities LLC and SunTrust Robinson Humphrey, Inc.
Exhibit 4.2    Officers’ Certificate of Kellogg Company (with form of 4.150% Senior Note due 2019).
Exhibit 12.1    Calculation of Ratio of Earnings to Fixed Charges.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  KELLOGG COMPANY
   

/S/    GARY H. PILNICK        

Date: November 19, 2009   Name:   Gary H. Pilnick
  Title:   Senior Vice President, General Counsel,
    Corporate Development and Secretary

 

2


EXHIBIT INDEX

 

Exhibit No.

  

Description

Exhibit 1.1    Underwriting Agreement, dated November 16, 2009, by and among Kellogg Company, Banc of America Securities LLC and SunTrust Robinson Humphrey, Inc.
Exhibit 4.2    Officers’ Certificate of Kellogg Company (with form of 4.150% Senior Note due 2019).
Exhibit 12.1    Calculation of Ratio of Earnings to Fixed Charges.