AND EXCHANGE COMMISSION
to Section 13 or 15(d) of the Securities Exchange Act of
of Report (Date of earliest event reported): 03/28/2008
name of registrant
as specified in its charter)
File Number: 001-33448
or other jurisdiction of
Montgomery Street, Suite 1100
Francisco, CA 94111
of principal executive offices, including zip code)
telephone number, including area code)
name or former address, if changed since last report)
the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of
communications pursuant to Rule 425 under the Securities Act (17
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
communications pursuant to Rule 14d-2(b) under the Exchange Act
communications pursuant to Rule 13e-4(c) under the Exchange Act
2.01 Completion of Acquisition or Disposition of Assets.
Inc. (the “Company”) previously filed a Current Report on Form 8-K filed dated
January 25, 2008 (the “Initial Report”) to report the acquisition by it and
certain affiliates of 1,000,000 shares of Series A Cumulative Redeemable
Preferred Stock of New York Mortgage Trust, Inc. (the “Issuer”). The Initial
Report indicated that the financial statements and pro forma financial
information required by Item 9.01 of Form 8-K will be filed in an amended
8-K within 71 calendar days after the date of the Initial Report. The Company
has determined that such financial statements and pro forma financial
information are not required to be filed by Item 9.01.
Financial Statements and Exhibits.
report amends the Initial Report to provide that no financial statements
Issuer are required to be filed pursuant to Item 9.01(a) of Form 8-K with
respect to the transaction reported.
report amends the Initial Report to provide that no pro-forma financial
information is required to be filed pursuant to Article 11 of Regulation
with respect to the transaction reported.
items of the Initial Report are unchanged and are incorporated herein by
to the requirements of the Securities Exchange Act of 1934, the registrant
duly caused this report to be signed on its behalf by the undersigned hereunto
||JMP GROUP INC.