SECURITIES AND EXCHANGE COMMISSION | |||
Washington, D.C. 20549 | |||
_____________________ | |||
FORM 8-K | |||
CURRENT REPORT | |||
Pursuant to Section 13 or 15(d) of the | |||
Securities Exchange Act of 1934 | |||
Date of Report: September 16, 2011 | |||
(Date of earliest event reported) | |||
PRINCIPAL FINANCIAL GROUP, INC. | |||
(Exact name of registrant as specified in its charter) | |||
Delaware | 1-16725 42-1520346 | ||
(State or other jurisdiction | (Commission file number) (I.R.S. Employer | ||
of incorporation) | Identification Number) | ||
711 High Street, Des Moines, Iowa 50392 | |||
(Address of principal executive offices) | |||
(515) 247-5111 | |||
(Registrant’s telephone number, including area code) | |||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the | |||
registrant under any of the following provisions: | |||
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR | ||
240.14d-2(b)) | |||
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR | ||
240.13e-4(c)) | |||
_____________________ |
Item 2.02 | Results of Operations and Financial Condition. | |
The slide presentation attached hereto as Exhibit 99, and incorporated herein by reference, will be | ||
presented at Principal Financial Group, Inc.'s Principal International Workshop on September 16, | ||
2011 and may be used by the company in various other presentations to investors. The slide | ||
presentation is furnished and not filed pursuant to instruction B.2 of Form 8-K. | ||
Item 7.01 | Regulation FD Disclosure | |
The slide presentation attached hereto as Exhibit 99, and incorporated herein by reference, will be | ||
presented at Principal Financial Group, Inc.'s Principal International Workshop on September 16, | ||
2011 and may be used by the company in various other presentations to investors. The slide | ||
presentation is furnished and not filed pursuant to Instruction B.2 of Form 8-K. | ||
Item 9.01 | Financial Statements and Exhibits | |
Exhibit 99 | Slide presentation presented at Principal Financial Group, Inc.'s Principal | |
International Workshop on Septembert 16, 2011. The slide presentation is furnished | ||
and not filed pursuant to Instruction B.2 of Form 8-K. | ||
SIGNATURE | ||
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused | ||
this report to be signed on its behalf by the undersigned thereunto duly authorized. | ||
PRINCIPAL FINANCIAL GROUP, INC. | ||
By: /s/ John Egan | ||
Name: John Egan | ||
Title: Vice President – Investor Relations | ||
Date: September 16, 2011 |
EXHIBIT INDEX | |
EXHIBIT | |
NUMBER | EXHIBIT |
99 | Slide presentation presented at Principal Financial Group, Inc.'s Principal |
International Workshop on September 16, 2011. |