UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): |
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September 30, 2003 |
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ALLIANCE CAPITAL MANAGEMENT HOLDING L.P. |
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(Exact name of registrant as specified in its charter) |
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Delaware |
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001-09818 |
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13-3434400 |
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(State or other
jurisdiction of |
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(Commission |
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(I.R.S. Employer |
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1345 Avenue of the Americas, New York, New York |
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10105 |
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(Address of principal executive offices) |
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(Zip Code) |
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Registrant’s telephone number, including area code: |
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212-969-1000 |
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Item 1. |
Changes in Control of Registrant. |
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Not applicable. |
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Item 2. |
Acquisition or Disposition of Assets. |
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Not applicable. |
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Item 3. |
Bankruptcy or Receivership. |
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Not applicable. |
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Item 4. |
Changes in Registrant’s Certifying Accountant. |
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Not applicable. |
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Item 5. |
Other Events and Regulation FD Disclosure. |
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Not applicable. |
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Item 6. |
Resignations of Registrant’s Directors. |
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Not applicable. |
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Item 7. |
Financial Statements and Exhibits. |
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(a) |
Financial Statements of Businesses Acquired |
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None. |
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(b) |
Pro Forma Financial Information |
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None. |
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(c) |
Exhibits |
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99.18 |
Alliance Capital Management Holding L.P. is furnishing its News Release dated September 30, 2003. |
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Item 8. |
Change in Fiscal Year. |
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Not applicable. |
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Item 9. |
Regulation FD Disclosure. |
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Alliance Capital Management Holding L.P. is furnishing its News Release dated September 30, 2003. The News Release is attached hereto as Exhibit 99.18. |
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Item 10. |
Amendments to the Registrant’s Code of Ethics, or |
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Not applicable. |
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Item 11. |
Temporary Suspension of Trading under Registrant’s |
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Not applicable. |
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Item 12. |
Results of Operations and Financial Condition |
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Not applicable. |
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3
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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ALLIANCE CAPITAL MANAGEMENT HOLDING L.P. |
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Dated: September 30, 2003 |
By: |
Alliance Capital Management |
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By: |
/s/ Adam R. Spilka |
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Adam R. Spilka |
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Senior Vice President and Counsel |
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4