SECURITIES AND EXCHANGE COMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
(RULE 13d-101)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 5)*
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE
13d-2(a)
China Yuchai International Limited
----------------------------------
(Name of Issuer)
Common Stock
------------------------------
(Title of Class of Securities)
G210821050
--------------
(CUSIP Number)
Charles F. Niemeth, Esq.
O'Melveny & Myers LLP
30 Rockefeller Plaza
New York, NY 10112
-------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 12, 2004
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box. [ ]
NOTE: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP NO. G210821050 13D PAGE 2 of 14 PAGES
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1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
COOMBER INVESTMENTS LIMITED
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [X]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
BRITISH VIRGIN ISLANDS
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
--------------------------------------------------------------------------------
CUSIP NO. G210821050 13D PAGE 3 of 14 PAGES
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1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GOLDMAN INDUSTRIAL LTD.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [X]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
BRITISH VIRGIN ISLANDS
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
--------------------------------------------------------------------------------
CUSIP NO. G210821050 13D PAGE 4 of 14 PAGES
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ZHONG LIN DEVELOPMENT COMPANY LIMITED
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [X]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
HONG KONG
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
--------------------------------------------------------------------------------
CUSIP NO. G210821050 13D PAGE 5 of 14 PAGES
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1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
GUANGXI YUCHAI MACHINERY STATE HOLDING COMPANY
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [ ]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
CHINA
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
--------------------------------------------------------------------------------
CUSIP NO. G210821050 13D PAGE 6 of 14 PAGES
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1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
QIN XIAOCONG
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [ ]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
CHINA
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
CUSIP NO. G210821050 13D PAGE 7 of 14 PAGES
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ZHU GUOXIN
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [ ]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
CHINA
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
CUSIP NO. G210821050 13D PAGE 8 of 14 PAGES
--------------------------------------------------------------------------------
1. NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION
NOS. OF ABOVE PERSONS (ENTITIES ONLY)
YUAN XUCHENG
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X]
(SEE INSTRUCTIONS) (b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS (SEE INSTRUCTIONS)
AF
--------------------------------------------------------------------------------
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS [ ]
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
CHINA
--------------------------------------------------------------------------------
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
-0-
--------------------------------------------------------------------------------
8. SHARED VOTING POWER
8,601,550
--------------------------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
8,601,550
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
8,601,550
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) [ ]
EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
24.3%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
--------------------------------------------------------------------------------
The Statement on Schedule 13D dated November 13, 2002 filed by Goldman
Industrial Ltd. ("Goldman") and Coomber Investment Limited ("Coomber") with the
United States Securities and Exchange Commission (the "Commission") on December
16, 2002, as amended by Schedule 13D (Amendment No. 1) filed with the Commission
on June 23, 2003 by Goldman, Coomber, Zhong Lin Development Company Limited
("Zhong Lin"), Guangxi Yuchai Machinery State Holding Company ("Guangxi
Holding"), Qin Xiaocong, Zhu Guoxin and Yuan Xucheng (collectively, the
"Reporting Persons"), Schedule 13D (Amendment No. 2) filed with the Commission
by the Reporting Persons on July 9, 2003, Schedule 13D (Amendment No. 3) filed
with the Commission by the Reporting Persons on August 5, 2003 and Schedule 13D
(Amendment No. 4) filed with the Commission by the Reporting Persons on December
23, 2003, is hereby amended with respect to the items set forth below.
Capitalized terms used without definition in this Schedule 13D (Amendment No. 5)
have the meanings set forth in the Reporting Persons' Schedule 13D (Amendment
No. 1).
Item 4. Purpose of Transaction
The information appearing in this Item is hereby amended by the
addition of the following information:
In connection with the Company's filing of Amendment No. 2 to the Shelf
F-3 (as defined in Reporting Persons' Schedule 13D (Amendment No. 4),
Coomber determined that it would not effect forward sale transactions
as described in the Reporting Persons' Schedule 13D (Amendment No. 4)
pursuant to the Shelf F-3. Coomber has registered 2,100,000 shares
pursuant to the Company's Shelf F-3, which it may sell from time to
time in accordance with the Plan of Distribution described therein.
Coomber may also effect forward sale transactions up to a maximum of
4,000,000 shares (including the forward sales transactions described in
Item 5 below) in reliance on the exemption from registration provided
by Rule 144 under the Securities Act of 1933, as amended, and existing
no-action positions of the staff of the Securities and Exchange
Commission.
Item 5. Interest in Securities of the Issuer
The information set forth in this Item is hereby amended by the
addition of the following information:
Of the 8,601,550 shares of Common Stock beneficially owned by the
Reporting Persons, Coomber has granted a security interest in 4,000,000
shares to Merrill Lynch in connection with the forward sale agreements
described in Item 6 of this Schedule 13D (Amendment No. 4). Upon
settlement of each such forward sale transaction, Coomber may deliver
up to a total of such 4,000,000 shares of Common Stock in satisfaction
of Coomber's obligations under the forward sale agreements. The
Reporting Persons will generally continue to have sole voting rights
with respect to the pledged shares during the term of the
forward sale. However, Merrill Lynch may borrow the pledged shares from
Coomber in connection with Merrill Lynch's hedging of its exposure
under the forward sale agreements. Coomber will temporarily cease to
have voting rights with respect to any Common Stock borrowed by Merrill
Lynch but will reacquire such voting rights when Merrill Lynch returns
the borrowed shares to Coomber.
Through the date of this Schedule 13D (Amendment No. 5), Coomber has
entered into forward sale transactions with Merrill Lynch with respect
to an aggregate of 1,900,000 shares, and received aggregate net
proceeds of approximately $46.94 million. If Coomber elects to settle
all forward sale transactions effected to date by delivery of Common
Stock, the Reporting Persons would beneficially own 6,701,550 shares of
Common Stock, or approximately 19% of the Company's Common Stock. If
Coomber were to dispose of 4,000,000 shares of Common Stock through a
combination of forward sale transactions and sales of Common Stock
pursuant to the Shelf F-3 after it is declared effective, the Reporting
Persons would beneficially own 4,601,550 shares of Common Stock, or
approximately 13% of the Company's Common Stock.
Each of the Reporting Individuals disclaims any beneficial interest in
the CYI shares reported in this Schedule 13D.
Except for the forward sale transaction described herein, none of the
Reporting Persons and, to their knowledge, none of the persons listed
in Item 2 of Schedule 13D (Amendment No. 1) has effected any
transactions in the Company's Common Stock in the 60 days preceding the
filing of this Schedule 13D (Amendment No. 5).
SIGNATURES
After reasonable inquiry and to the best of his or her knowledge and
belief, each of the undersigned certifies that the information in this statement
is true, complete and correct.
Dated: March 15, 2004
COOMBER INVESTMENTS LIMITED
By: /s/ QIN XIAOCONG
-------------------------------------
Name: Qin Xiaocong
Title: Director
GOLDMAN INDUSTRIAL LTD.
By: /s/ QIN XIAOCONG
-------------------------------------
Name: Qin Xiaocong
Title: Director
ZHONG LIN DEVELOPMENT COMPANY LIMITED
By: /s/ QIN XIAOCONG
-------------------------------------
Name: Qin Xiaocong
Title: Director
GUANGXI YUCHAI MACHINERY STATE HOLDING
COMPANY
By: /s/ WANG JIANMING
-------------------------------------
Name: Wang Jianming
Title: Chairman
/s/ QIN XIAOCONG
-----------------------------------------
Qin Xiaocong
/s/ ZHU GUOXIN
-----------------------------------------
Zhu Guoxin
/s/ YUAN XUCHENG
-----------------------------------------
Yuan Xucheng