SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDED AND RESTATED
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)
(Amendment No. 1)(1)
NACCO Industries, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Class B Common Stock, par value $1.00 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
629579 20 02
--------------------------------------------------------------------------------
(CUSIP Number)
Alfred M. Rankin, Jr.
5875 Landerbrook Drive
Mayfield Heights, Ohio 44124-4017
(216) 449-9600
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
October 24, 2002
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box.
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7 for other parties
to whom copies are to be sent.
(CONTINUED ON FOLLOWING PAGES)
(PAGE 1 OF 12 PAGES)
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
--------------------------------------------- ---------------------------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 2 of 12 Pages
-------------
------------ -------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Clara L.T. Rankin
------------ -------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
------------ -------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------ -------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ]
ITEM 2(d) OR 2(e)
------------ -------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------- ---------- -----------------------------------------------------------------
7 SOLE VOTING POWER
0
---------- -----------------------------------------------------------------
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 7,000
EACH REPORTING ---------- -----------------------------------------------------------------
PERSON WITH
9 SOLE DISPOSITIVE POWER
0
---------- -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
479,371
------------ -------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
479,371
------------ -------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
------------ -------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.5%
------------ -------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------ -------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------------------------------------- ---------------------------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 3 of 12 Pages
--------------
------------ -------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr.
------------ -------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
------------ -------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------ -------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ]
ITEM 2(d) OR 2(e)
------------ -------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------ -------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
36,624
NUMBER OF ---------- -----------------------------------------------------------------
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH REPORTING 472,371
PERSON WITH ---------- -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
36,624
---------- -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
472,371
------------ -------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
508,995
------------ -------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
------------ -------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
31.3%
------------ -------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------ -------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------------------------------------- ---------------------------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 4 of 12 Pages
--------------
------------ -------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas T. Rankin
------------ -------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
------------ -------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------ -------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ]
ITEM 2(d) OR 2(e)
------------ -------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------ -------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
83,503
---------- -----------------------------------------------------------------
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 472,371
EACH REPORTING ---------- -----------------------------------------------------------------
PERSON WITH
9 SOLE DISPOSITIVE POWER
83,503
---------- -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
472,371
------------ -------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
555,874
------------ -------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
------------ -------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
34.2%
------------ -------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------ -------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------------------------------------- ---------------------------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 5 of 12 Pages
--------------
------------ -------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin
------------ -------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
------------ -------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------ -------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ]
ITEM 2(d) OR 2(e)
------------ -------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------- ---------- -----------------------------------------------------------------
7 SOLE VOTING POWER
88,058
NUMBER OF ---------- -----------------------------------------------------------------
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH REPORTING 472,371
PERSON WITH ---------- -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
88,058
---------- -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
472,371
------------ -------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
560,429
------------ -------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
------------ -------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
34.4%
------------ -------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------ -------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------------------------------------- ---------------------------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 6 of 12 Pages
--------------
--------------------------------------------- ------------------ ---------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roger F. Rankin
------------ -------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
------------ -------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------ -------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ]
ITEM 2(d) OR 2(e)
------------ -------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------ -------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
108,698
NUMBER OF ---------- -----------------------------------------------------------------
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH REPORTING 472,371
PERSON WITH ---------- -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
108,698
---------- -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
472,371
------------ -------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
581,069
------------ -------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
------------ -------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.7%
------------ -------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
------------ -------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
--------------------------------------------- ---------------------------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 7 of 12 Pages
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------------ -------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr., as Trustee of Clara T. Rankin's Qualified Annuity Interest Trust 2004
B
------------ -------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
------------ -------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
------------ -------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO - See Item 3
------------ -------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO [ ]
ITEM 2(d) OR 2(e)
------------ -------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
------------ -------------------------------------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF ---------- -----------------------------------------------------------------
SHARES
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH REPORTING 0
PERSON WITH ---------- -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
0
---------- -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
472,371
------------ -------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
472,371
------------ -------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES [ ]
CERTAIN SHARES*
------------ -------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
29.0%
------------ -------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
------------ -------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
------------------------------ -------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 8 of 12 Pages
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------------------------------ --------------------------------
This Amendment No. 1 to Restated Schedule 13D (this "Amendment No. 1")
is hereby filed to update and supplement certain information with respect to
beneficial ownership of shares of Class B Common Stock (the "Class B Common") of
NACCO Industries, Inc. (the "Company") that appeared in the Amended and Restated
Schedule 13D filed by the Reporting Persons on March 27, 2002 (the "Filing").
This Amendment No. 1 (a) reflects a transfer of limited partnership interests in
Rankin Associates I, L.P. (the "Partnership"), effective October 24, 2002, made
by a trust for the benefit of Mrs. Clara L.T. Rankin (one of the Reporting
Persons under the Filing) of which Mr. Alfred M. Rankin, Jr. (one of the
Reporting Persons under the Filing) is the sole trustee to a newly created
irrevocable trust of which Mr. Rankin is the sole trustee and which is initially
for the sole benefit of Mrs. Clara L.T. Rankin; (b) provides information with
respect to Alfred M. Rankin, Jr., as trustee of Clara T. Rankin's Qualified
Annuity Interest Trust 2004 B (the "New Reporting Person"); and (c) reflects the
acquisition of shares of Class B Common by certain Reporting Persons.
Capitalized terms used herein but not defined herein shall have the meanings
assigned to such terms in the Filing.
ITEM 2. IDENTITY AND BACKGROUND.
Item 2 of the Filing is hereby amended as follows:
(a)-(c) The fourth paragraph under the heading "Item 2. Identity and
Background" which appears in the Filing reporting information with respect to
the Partnership is hereby deleted and replaced in its entirety as follows:
RANKIN ASSOCIATES I, L.P. is a Delaware limited partnership. Its
principal business is to hold under common management certain of the Class B
Common beneficially owned by the Partners. The address of its principal business
and its principal office is Suite 300, 5875 Landerbrook Drive, Mayfield Heights,
Ohio 44124-4017. The General Partners of the Partnership are (a) the Main Trust
of Alfred M. Rankin created under the Agreement, dated September 28, 2000, as
supplemented, amended and restated (the "Alfred Rankin Trust"), (b) the Main
Trust of Claiborne R. Rankin created by the Agreement, dated June 22, 1971, as
supplemented, amended and restated (the "Claiborne Rankin Trust"), (c) the Main
Trust Agreement of Roger F. Rankin created by the Agreement, dated September 11,
1973, as supplemented, amended and restated (the "Roger Rankin Trust"), and (d)
the Main Trust of Thomas T. Rankin created by the Agreement, dated December 29,
1967, as supplemented, amended and restated (the "Thomas Rankin Trust")
(together, the "General Partners"). The trustee and primary beneficiary of each
General Partner is a Reporting Individual. The Limited Partners of the
Partnership are the following trusts: (i) the Alfred Rankin Trust, (ii) the
Claiborne Rankin Trust, (iii) the Roger Rankin Trust, (iv) the Thomas Rankin
Trust, (v) the Main Trust of Clara T. Rankin created under the Agreement, dated
July 20, 2000, as supplemented, amended and restated (the "Clara Rankin Trust"),
(vi) Clara T. Rankin's Qualified Annuity Interest Trust 2004 B (the "Clara
Rankin Annuity Trust") and (vii) the Main Trust of Bruce T. Rankin created under
the Agreement, dated September 28, 2000, as supplemented, amended and restated
(the "Bruce Rankin Trust"). The trustee and primary beneficiary of each Limited
Partner is a Reporting Individual.
------------------------------ -------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 9 of 12 Pages
------------
------------------------------ --------------------------------
Following the thirteenth paragraph under the heading "Item 2. Identity
and Background" which appears in the Filing reporting information with respect
to Victoire G. Rankin, insert the following information with respect to the New
Reporting Person:
ALFRED M. RANKIN, JR., AS TRUSTEE OF CLARA T. RANKIN'S QUALIFIED
ANNUITY INTEREST TRUST 2004 B. Mr. Rankin, a Reporting Individual, acts as
trustee of the Clara Rankin Annuity Trust. Mr. Rankin's business address is
Suite 300, 5875 Landerbrook Drive, Mayfield Heights, Ohio 44124-4017. He is
Chairman, President and Chief Executive Officer of the Company, which is a
holding company whose principal operating subsidiaries function in three
principal businesses: lignite mining, lift trucks and housewares.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 3. of the Filing is hereby amended as follows:
The paragraphs under the heading "Item 3. Source and Amount of Funds or
Other Consideration" are hereby deleted and replaced as follows:
Except as otherwise provided in this Item 3, beneficial ownership of
the Class B Common by the Reporting Persons was acquired by such Reporting
Persons (i) when the North American Coal Corporation, an Ohio corporation, was
reorganized as the Company in 1986, (ii) as recipients of gifts or bequests of
Class B Common, (iii) as successor trustees of trusts holding Class B Common,
(iv) as trustees of the assignees of partnership interests in the Partnership or
(v) in exchanges for shares of Class A Common Stock of the Company on a one
share for one share basis.
The Partnership acquired beneficial ownership of the Class B Common
reported in the Filing as capital contributions from the Partners.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a)-(b) The fifth paragraph under the heading "Item 5. Interest in
Securities of the Issuer," which appears in the Filing reporting the beneficial
ownership of Class B Common by Clara L.T. Rankin, is hereby deleted and replaced
in its entirety as follows:
CLARA L. T. RANKIN. Mrs. Rankin, as primary beneficiary of the Clara
Rankin Trust and the Clara Rankin Annuity Trust, both of which are Limited
Partners, shares the power to dispose of 472,371 shares of Class B Common held
by the Partnership with the General Partners and the other Limited Partners. In
addition, Mrs. Rankin has a reversionary interest in 7,000 shares of Class B
Common held by an irrevocable trust created by the Agreement, dated December 18,
1963, with National City Bank, a national banking association ("NCB"), as
trustee, for the benefit of Elizabeth E. Brown. Mrs. Rankin, as an advisor to
such trust, shares with NCB the power to vote and dispose of such 7,000 shares.
Collectively, the 479,371 shares of Class B Common with respect to which Mrs.
Rankin shares the power to dispose constitute approximately 29.5% of the
outstanding Class B Common as of July 31, 2002. NCB is a national banking
association with its principal business and office location at 1900 East 9th
------------------------------ -------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 10 of 12 Pages
------------
------------------------------ --------------------------------
Street, Cleveland, Ohio 44113. To the knowledge of the Reporting Persons, during
the last five years, NCB has not been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors) or been a party to any
civil proceeding of a judicial or administrative body of competent jurisdiction
as a result of which NCB was or is subject to a judgment, decree, or final order
enjoining future violations of, or prohibiting or mandating activities subject
to, federal or state securities laws or finding any violation with respect to
such laws.
The sixth paragraph under the heading "Item 5. Interest in Securities
of the Issuer," which appears in the Filing reporting the beneficial ownership
of the Class B common by Alfred M. Rankin, Jr., is hereby deleted and replaced
as follows:
ALFRED M. RANKIN, JR. Mr. Rankin (a) as trustee and primary beneficiary
of the Alfred Rankin Trust, which is a General Partner, shares the power to vote
472,371 shares of Class B Common held by the Partnership with the other trustees
and primary beneficiaries of the other General Partners, (b) as a trustee and
primary beneficiary of a General Partner and a Limited Partner, shares the power
to dispose of 472,371 shares of Class B Common held by the Partnership with the
other trustees and primary beneficiaries of the other General Partners and other
Limited Partners and (c) as trustee of the Alfred Rankin Trust has the sole
power to vote and dispose of 36,624 shares of Class B Common. Together, these
508,995 shares constitute approximately 31.3% of the outstanding Class B Common
as of July 31, 2002.
The seventh paragraph under the heading "Item 5. Interest in Securities
of the Issuer," which appears in the Filing reporting the beneficial ownership
of the Class B Common by Thomas T. Rankin, is hereby deleted and replaced as
follows:
THOMAS T. RANKIN. Mr. Rankin (a) has the sole power to vote and dispose
of 83,503 shares of Class B Common, (b) as trustee and primary beneficiary of
the Thomas Rankin Trust, which is a General Partner, shares the power to vote
472,371 shares of Class B Common held by the Partnership with the other trustees
and primary beneficiaries of the other General Partners and (c) as a trustee and
primary beneficiary of a General Partner and a Limited Partner, shares the power
to dispose of 472,371 shares of Class B Common held by the Partnership with the
other trustees and primary beneficiaries of the other General Partners and other
Limited Partners. Together, these 555,874 shares constitute approximately 34.2%
of the outstanding Class B Common as of July 31, 2002.
The eighth paragraph under heading "Item 5. Interest in Securities of
Issuer," which appears in the Filing reporting the beneficial ownership of the
Class B Common by Claiborne R. Rankin, is hereby deleted and replaced as
follows:
CLAIBORNE R. RANKIN. Mr. Rankin (a) has the sole power to vote and
dispose of 88,058 shares of Class B Common, (b) as trustee and primary
beneficiary of the Claiborne Rankin Trust, which is a General Partner, shares
the power to vote 472,371 shares of Class B Common held by the Partnership with
the other trustees and primary beneficiaries of the other General Partners and
(c) as a trustee and primary beneficiary of a General Partner and a Limited
Partner, shares the power to dispose of 472,371 shares of Class B Common held by
the Partnership with the other trustees and primary beneficiaries of the other
General Partners and other Limited Partners.
------------------------------ -------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 11 of 12 Pages
------------
------------------------------ --------------------------------
Together, these 560,429 shares constitute approximately 34.4% of the outstanding
Class B Common as of July 31, 2002.
The ninth paragraph under heading "Item 5. Interest in Securities of
Issuer," which appears in the Filing reporting the beneficial ownership of the
Class B Common by Roger F. Rankin, is hereby deleted and replaced as follows:
ROGER F. RANKIN. Mr. Rankin (a) has the sole power to vote and dispose
of 108,698 shares of Class B Common, (b) as trustee and primary beneficiary of
the Roger Rankin Trust, which is a General Partner, shares the power to vote
472,371 shares of Class B Common held by the Partnership with the other trustees
and primary beneficiaries of the other General Partners and (c) as a trustee and
primary beneficiary of a General Partner and a Limited Partner, shares the power
to dispose of 472,371 shares of Class B Common held by the Partnership with the
other trustees and primary beneficiaries of the other General Partners and other
Limited Partners. Together, these 581,069 shares constitute approximately 35.7%
of the outstanding Class B Common as of July 31, 2002.
Following the eleventh paragraph under the heading "Item 5. Interest in
Securities of Issuer," which appears in the Filing reporting information with
respect to Victoire G. Rankin, insert the following information with respect to
the New Reporting Person:
ALFRED M. RANKIN, JR., AS TRUSTEE OF CLARA T. RANKIN'S QUALIFIED
ANNUITY INTEREST TRUST 2004 B. Mr. Rankin, as Trustee of the Clara Rankin
Annuity Trust, which is a Limited Partner, shares the power to dispose of
472,371 shares of Class B Common held by the Partnership with the General
Partners and the other Limited Partners, which shares constitute approximately
29.0% of the outstanding Class B Common as of July 31, 2002.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
Item 6 of the Filing is hereby amended by adding the following
immediately following the last paragraph of Item 6:
Certain shares of Class A Common Stock of certain of the
Reporting Individuals have been pledged pursuant to customary pledge
arrangements.
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS.
(Exhibit 7) Amendment to Stockholders' Agreement, dated as of October
24, 2002, adding the trustees of trusts for the benefit of certain Participating
Stockholders as Participating Stockholders under the NACCO Stockholders'
Agreement.
[SIGNATURES BEGIN ON NEXT PAGE.]
------------------------------ -------------------------------
CUSIP No. 629579 20 02 SCHEDULE 13D Page 12 of 12 Pages
------------
------------------------------ --------------------------------
SIGNATURE
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Date: October 31, 2002
Name: Rankin Associates I, L.P.
By: Main Trust of Alfred M. Rankin created under
the Agreement dated as of September 28, 2000,
as supplemented, amended and restated, one of
its General Partners
By: /s/ Alfred M. Rankin, Jr.
--------------------------------------------
Alfred M. Rankin, Jr., as Trustee
REPORTING INDIVIDUALS
By: /s/ Alfred M. Rankin, Jr.
-------------------------------------------------
Alfred M. Rankin, Jr., on behalf of himself, as
Trustee of Clara T. Rankin's Qualified Annuity
Interest Trust 2004 B, and as:
Attorney-in-Fact for Clara L. T. Rankin*
Attorney-in-Fact for Thomas T. Rankin*
Attorney-in-Fact for Claiborne R. Rankin*
Attorney-in-Fact for Roger F. Rankin*
Attorney-in-Fact for Bruce T. Rankin*
------------------
* The power of attorney authorizing the above named individual to act on
behalf of each of the foregoing Reporting Persons is included in
Exhibit 6 of the Filing.