CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 2 of 10 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
HARVEY SANDLER REVOCABLE TRUST
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
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(a) o
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
FLORIDA
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NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
596,718
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6
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SHARED VOTING POWER
-0-
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7
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SOLE DISPOSITIVE POWER
596,718
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8
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SHARED DISPOSITIVE POWER
-0-
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
596,718 shares of Common Stock
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
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o |
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.56%
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12
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TYPE OF REPORTING PERSON (See Instructions)
OO
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 3 of 10 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
THE HARVEY AND PHYLLIS SANDLER FOUNDATION INC.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
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(a) o
(b) o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
FLORIDA
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NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
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5
|
SOLE VOTING POWER
36,554
|
6
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SHARED VOTING POWER
-0-
|
|
7
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SOLE DISPOSITIVE POWER
36,554
|
|
8
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SHARED DISPOSITIVE POWER
-0-
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,554 shares of Common Stock
|
|
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.10%
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12
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TYPE OF REPORTING PERSON (See Instructions)
CO
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 4 of 10 Pages
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1
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NAME OF REPORTING PERSONS
I.R.S. Identification Nos. of above persons (entities only)
HARVEY SANDLER
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|
2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
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(a) o
(b) o
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3
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SEC USE ONLY
|
|
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
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5
|
SOLE VOTING POWER
633,272
|
6
|
SHARED VOTING POWER
-0-
|
|
7
|
SOLE DISPOSITIVE POWER
633,272
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
633,272 shares of Common Stock
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.65%
|
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12
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TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 5 of 10 Pages
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Item 1(a)
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Name of Issuer:
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Patriot National Bancorp, Inc. (the "Issuer")
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Item 1(b)
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Address of the Issuer's Principal Executive Offices:
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900 Bedford Street, Stamford, Connecticut 06901
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1.
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(a) Name of Person Filing:
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Harvey Sandler Revocable Trust
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(b)
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Address of Principal Business Office or, if None, Residence:
c/o Sandler Enterprises, Inc., 21170 N.E. 22nd Court, North Miami Beach, Florida 33180
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(c)
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Citizenship:
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Harvey Sandler Revocable Trust is a trust organized under the laws of the State of Florida.
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(d)
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Title of Class of Securities:
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Common Stock, par value $2.00 per share
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(e)
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CUSIP Number:
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70336F104
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2.
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(a) Name of Person Filing:
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The Harvey and Phyllis Sandler Foundation, Inc.
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(b)
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Address of Principal Business Office or, if None, Residence:
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c/o Sandler Enterprises, Inc., 21170 N.E. 22nd Court, North Miami Beach, Florida 33180
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(c)
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Citizenship:
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The Harvey and Phyllis Sandler Foundation, Inc. is a corporation organized under the laws of the State of Florida.
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(d)
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Title of Class of Securities:
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Common Stock, par value $2.00 per share
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(e)
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CUSIP Number:
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70336F104
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 6 of 10 Pages
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3.
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(a) Name of Person Filing:
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(b)
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Address of Principal Business Office or, if None, Residence:
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21170 N.E. 22nd Court
North Miami Beach, Florida 33180
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(c)
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Citizenship:
Harvey Sandler is a United States citizen.
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(d)
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Title of Class of Securities:
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Common Stock, par value $2.00 per share
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(e)
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CUSIP Number:
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70336F104
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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Item 4.
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Ownership:
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned: 596,718 shares of Common Stock, $2.00 par value, of Patriot National Bancorp, Inc.
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(b)
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Percent of class: 1.56%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 596,718 shares
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(ii)
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Shared power to vote or to direct the vote: 0 shares
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(iii)
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Sole power to dispose or to direct the disposition of: 596,718 shares
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(iv)
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Shared power to dispose or to direct the disposition of: 0 shares
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 7 of 10 Pages
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(a)
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Amount beneficially owned: 36,554 shares of Common Stock, $2.00 par value, of Patriot National Bancorp, Inc.
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(b)
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Percent of class: 0.10%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 36,554 shares
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(ii)
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Shared power to vote or to direct the vote: 0 shares
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(iii)
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Sole power to dispose or to direct the disposition of: 36,554 shares
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(iv)
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Shared power to dispose or to direct the disposition of: 0 shares
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(a)
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Amount beneficially owned: 633,272 shares of Common Stock, $2.00 par value, of Patriot National Bancorp, Inc.
|
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(b)
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Percent of class: 1.65%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote: 633,272 shares (1)
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(ii)
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Shared power to vote or to direct the vote: 0 shares
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(iii)
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Sole power to dispose or to direct the disposition of: 633,272 shares (1)
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(iv)
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Shared power to dispose or to direct the disposition of: 0 shares
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 8 of 10 Pages
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Item 5.
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Ownership of Five Percent or Less of a Class:
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person:
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
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Item 8.
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Identification and Classification of Members of the Group:
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Item 9.
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Notice of Dissolution of Group:
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Item 10.
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Certification:
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 9 of 10 Pages
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Date: November 11, 2010
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HARVEY SANDLER REVOCABLE TRUST
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By: /s/ Harvey Sandler
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Name: Harvey Sandler
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Title: Sole Trustee
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Date: November 11, 2010
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By: /s/ Harvey Sandler
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HARVEY SANDLER
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Date: November 11, 2010
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THE HARVEY AND PHYLLIS SANDLER
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FOUNDATION INC.
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By: /s/ Harvey Sandler
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Name: Harvey Sandler
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Title: President
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CUSIP No. 70336F104
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SCHEDULE 13G/A
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Page of 10 of 10 Pages
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Date: November 11, 2010
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HARVEY SANDLER REVOCABLE TRUST
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By: /s/ Harvey Sandler
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Name: Harvey Sandler
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Title: Sole Trustee
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Date: November 11, 2010
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By: /s/ Harvey Sandler
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HARVEY SANDLER
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Date: November 11, 2010
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THE HARVEY AND PHYLLIS SANDLER
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FOUNDATION INC.
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By: /s/ Harvey Sandler
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Name: Harvey Sandler
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Title: President
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