SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14C INFORMATION STATEMENT
Information Statement Pursuant to Section 14(c)
of the Securities Exchange Act of 1934
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Preliminary Information Statement |
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Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) |
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Definitive Additional Materials |
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Definitive Information Statement |
PATRIOT NATIONAL BANCORP, INC.
(Name of Registrant as Specified in its Charter)
Payment of Filing Fee (Check the appropriate box):
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No fee required. |
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Fee computed on table below per Exchange Act Rules 14c-5(g) and 0-11. |
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Per unit price or other underlying value of transaction
computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the
filing fee is calculated and state how it was determined): |
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Total fee paid: |
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Fee paid previously with preliminary materials. |
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Check box if any part of the fee is offset as provided by Exchange Act Rule
0-11(a)(2) and identify the filing for which the offsetting fee was paid previously.
Identify the previous filing by registration statement number, or the Form or Schedule
and the date of its filing. |
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Amount Previously Paid: |
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Form, Schedule or Registration Statement No.: |
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PATRIOT NATIONAL BANCORP, INC.
900 Bedford Street
Stamford, Connecticut 06901
NOTICE OF 2011 ANNUAL MEETING OF SHAREHOLDERS
AND
NOTICE OF INTERNET AVAILABILITY OF INFORMATION STATEMENT
MATERIALS
To our shareholders:
The 2011 Annual Meeting of Shareholders of Patriot National Bancorp, Inc. will be held at the
offices of Robinson & Cole LLP, 1055 Washington Boulevard, 10th Floor, Stamford, Connecticut
06901-2249, on Tuesday, December 13, 2011, at 10:30 a.m. (Eastern Standard Time), for the
following purposes:
(1) To elect eight directors to serve until our Annual Meeting of Shareholders to be held in
2012 and until their successors are elected;
(2) To ratify the appointment of KPMG LLP to serve as the independent registered public
accounting firm for Patriot National Bancorp, Inc. for the year 2011;
(3) To adopt and ratify the Patriot National Bancorp, Inc. 2012 Stock Plan; and
(4) To transact any other business which may properly come before the meeting.
Our directors and officers and representatives of our independent registered public
accounting firm will be present at the meeting.
Shareholders of record as of the close of business on October 25, 2011 are entitled to
receive notice of and to attend the Annual Meeting.
Important Notice Regarding the Availability of Information Statement Materials for the Shareholder
Meeting to Be Held on December 13, 2011.
This communication provides only a brief overview of the more complete Information Statement
Materials that are available to you on the Internet. We encourage you to access and review all of
the important information contained in the Information Statement materials.
Our Information Statement and Annual Report on Form 10-K for the fiscal year ended December
31, 2010, as amended, are available at www.pnbk.com.
If you want to receive a paper or e-mail copy of these documents, you must request one. There
is no charge to you for requesting a paper or e-mail copy. Please make your request for a copy as
instructed below on or before November 20, 2011 to facilitate timely delivery.
You may obtain copies of our Information Statement and our Annual Report on Form 10-K for the
fiscal year ended December 31, 2010, as amended, which contains audited financial statements, and
additional information about how you can attend the Annual Meeting, by:
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E-mail at mcarrazza@pnbk.com |
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Telephone at (203) 251-8230 |
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Internet at www.pnbk.com |
WE ARE NOT ASKING YOU FOR A PROXY AND YOU ARE REQUESTED NOT TO SEND US A PROXY.
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By Order of the Board of Directors, |
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/s/ Michael A. Carrzza
Michael
A. Carrazza |
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Chairman of the Board |