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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 20, 2011
PATRIOT NATIONAL BANCORP, INC.
(Exact name of registrant as specified in its charter)
         
Connecticut   000-29599   06-1559137
         
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer Identification No.)
     
900 Bedford Street, Stamford, Connecticut   06901
     
(Address of principal executive offices)   (Zip Code)
Registrant’s telephone number, including area code: (203) 324-7500
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


 

Item 8.01. Other Events.
On June 20, 2011, Patriot National Bancorp, Inc. (“Patriot”) issued a press release announcing that it had completed its operational restructuring phase. The 180-day recovery plan was designed and executed by Patriot’s new management and was aimed at restoring health and stability to Patriot. A copy of Patriot’s press release is attached to this report as Exhibit 99.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits.
         
Exhibit No.   Description
       
 
  99.1    
Patriot National Bancorp, Inc., Press Release, issued June 20, 2011.

 

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
             
    PATRIOT NATIONAL BANCORP, INC.    
 
           
Date: June 20, 2011
  By:   /s/ Robert F. O’Connell
 
Robert F. O’Connell
   
 
      Senior Executive Vice President    
 
      and Chief Financial Officer