AMENDMENT #1 TO SCHEDULE 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Macquarie Infrastructure Company LLC
(Name of Issuer)
Limited Liability Company Interests
(Title of Class of Securities)
55608B105
Heidi Mortensen
Macquarie Infrastructure Management (USA) Inc.
125 West 55th Street
New York, NY 10019
Telephone: (212) 231-1000
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
Copy to:
Antonia E. Stolper
Shearman & Sterling LLP
599 Lexington Avenue
New York, New York 10022
Telephone: (212) 848-4000
October 1, 2007
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition
that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e),
240.13d-l(f) or 240.13d-l(g), check the following box. o
The information required in the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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1 |
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NAMES OF REPORTING PERSONS
Macquarie Infrastructure Management (USA) Inc. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) þ |
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(b) o |
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3 |
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SEC USE ONLY |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware
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SOLE VOTING POWER |
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NUMBER OF |
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3,173,123 |
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SHARES |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH |
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SHARED DISPOSITIVE POWER |
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3,173,123 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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3,173,123 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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þ
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.1% |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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CO |
ii
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1 |
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NAMES OF REPORTING PERSONS
Macquarie Bank Limited |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) þ |
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(b) o |
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SEC USE ONLY |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Australia
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SOLE VOTING POWER |
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NUMBER OF |
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19,124 |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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19,124 |
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WITH |
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SHARED DISPOSITIVE POWER |
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3,173,123 |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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3,192,247 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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7.1% |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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iii
TABLE OF CONTENTS
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Page |
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Item 1. Security and Issuer |
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1 |
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Item 2. Identity and Background |
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Item 3. Source and Amount of Funds or Other Consideration |
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2 |
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Item 4. Purpose of Transaction |
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Item 5. Interest in Securities of the Issuer |
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2 |
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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer |
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3 |
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Item 7. Material to Be Filed as Exhibits |
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3 |
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Signatures |
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SCHEDULE I |
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SCHEDULE II |
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EXHIBIT A |
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EXHIBIT B |
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EXHIBIT C |
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EXHIBIT D |
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iv
This Amendment No. 1 amends the Report on Schedule 13D filed by Macquarie Infrastructure Management
(USA) Inc., a corporation organized under the laws of Delaware (MIMUSA) on July 5, 2007 and the
Report on Schedule 13D filed by Macquarie Bank Limited, a company formed under the laws of
Australia (MBL) on August 17, 2007 (together, the Schedule 13D). Unless indicated otherwise,
all items left blank remain unchanged and any items which are reported are deemed to amend and
supplement the existing items in the Schedule 13D.
Item 1. Security and Issuer.
The response set forth in Item 1 of the Schedule 13D is hereby amended and restated in its
entirety.
The class of equity securities to which this Statement on Schedule 13D relates is the limited
liability company interests (the LLC Interests) of Macquarie Infrastructure Company LLC,
a Delaware limited liability company (the Issuer), with its principal executive offices
located at 125 West 55th Street, New York, New York, 10019.
Item 2. Identity and Background.
The response set forth in Item 2 of the Schedule 13D is hereby amended and restated in its
entirety.
This statement on Schedule 13D is being filed by MIMUSA and MBL. MIMUSA has its principal offices
at 125 West 55th Street, New York, New York, 10019. MBL has its principal offices at
No. 1 Martin Place, Sydney, New South Wales 2000, Australia.
MIMUSA is an indirect wholly owned subsidiary of MBL. MIMUSA is 100% directly owned by Macquarie
Holdings (U.S.A.) Inc. (MHUSA), a Delaware corporation. MHUSA is a direct wholly owned
subsidiary of Macquarie Equities (US) Holdings Pty Limited, a company formed under the laws of
Australia (MEQH). MEQH is a direct wholly owned subsidiary of Macquarie Group (US)
Holdings No1 Pty Ltd, a company formed under the laws of Australia (MGUSH1). MGUSH1 is a
direct wholly owned subsidiary of Macquarie Group International Holdings Pty Ltd (MGIHL).
MGIHL is a direct wholly owned subsidiary of MBL, the ultimate controlling entity of MIMUSA.
MEQH, MGUSH1, and MGIHL have their principal offices at No. 1 Martin Place, Sydney, New South Wales
2000, Australia. MHUSA has its principal offices at 125 West 55th Street, New York, New
York, 10019, United States.
The directors and executive officers of MIMUSA and the directors and executive officers of MBL are
set forth on Schedules I and II attached hereto, respectively. Schedules I and II set forth the
following information with respect to each such person:
(i) name;
(ii) business address (or residence address where indicated);
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(iii) present principal occupation or employment and the name, principal business and
address of any corporation or other organization in which such employment is conducted; and
(iv) citizenship.
During the last five years, none of MIMUSA, MBL, MEQH, MGUSH1, MGIHL or MHUSA, nor any person named
in Schedules I and II, has been (i) convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding was or is subject
to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any violation with respect to
such laws.
Item 3. Source and Amount of Funds or Other Consideration.
The response set forth in Item 3 of the Schedule 13D is hereby amended and supplemented by the
following information.
For the quarter ended March 31, 2007, MIMUSA has elected to reinvest $957,148 of its performance
based management fees in LLC Interests of the Issuer (the March Reinvestment), pursuant
to the terms of the Management Services Agreement described below. On July 13, 2007, the Issuer
issued 21,972 LLC Interests to MIMUSA upon such reinvestment.
For the quarter ended June 30, 2007, MIMUSA has elected to reinvest $43.0 million of its
performance based management fees in LLC Interests of the Issuer (the June Reinvestment),
pursuant to the terms of the Management Services Agreement. On October 1, 2007, the Issuer issued
1,171,503 LLC Interests to MIMUSA upon such reinvestment.
Item 4. Purpose of Transaction.
Item 5. Interest in Securities of the Issuer.
(a)(b) Please refer to the schedules preceding the table of contents of this Schedule 13D for
each of MIMUSA and MBL.
(c) Except as disclosed above, neither MIMUSA nor MBL has effected any transaction in the LLC
Interests during the past 60 days.
(d) Not applicable.
(e) Not applicable.
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Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of
the Issuer.
Item 7. Material to Be Filed as Exhibits.
The response set forth in Item 7 of the Schedule 13D is hereby amended and supplemented by the
following information.
Exhibit A Joint Filing Agreement
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Signatures
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies
that the information set forth in this Statement is true, complete and correct.
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October 12, 2007 |
MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC.
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By: |
/s/ Peter Stokes
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Name: |
Peter Stokes |
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Title: |
President and Chief Executive Officer |
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After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies
that the information set forth in this Statement is true, complete and correct.
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October 12, 2007 |
MACQUARIE BANK LIMITED
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By: |
/s/ Dennis Leong
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Dennis Leong |
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Company Secretary |
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5
SCHEDULE I
The name and present principal occupation of each of the executive officers and directors of
Macquarie Infrastructure Management (USA) Inc. are set forth below. Unless otherwise noted, each of
these persons is an Australian citizen and has as his/her business address 125 West 55th
Street, New York, New York, 10019, United States.
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Position with Reporting |
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Name |
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Person |
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Principal Occupation |
Peter Stokes
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Director, President and
Chief Executive Officer
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Chief Executive
Officer of the
Issuer |
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Shemara Wikramanayake
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Director
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Investment Banker |
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Alan Stephen Peet
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Director and Vice President
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Investment Banker |
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Kathleen Hahn
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Treasurer
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Head of Corporate Affairs
Group Americas |
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Christine Rivera
(US Citizen)
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Secretary
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Attorney and
Company Secretary |
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SCHEDULE II
The name and present principal occupation of each of the executive officers (Executive Committee
Members) and directors (Board Members) of MBL are set forth below. Unless otherwise noted, each of
these persons is an Australia citizen and has as his/her business address No. 1 Martin Place,
Sydney, New South Wales 2000, Australia.
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Name |
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Principal Occupation |
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Board Members
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David S. Clarke
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Company Director |
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Allan E. Moss
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Investment Banker |
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Laurence G. Cox
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Investment Banker |
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Peter M. Kirby
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Company Director |
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Catherine B. Livingstone
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Company Director |
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H. Kevin McCann
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Company Director |
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John R. Niland
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Company Director |
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Helen M. Nugent
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Company Director |
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Peter H. Warne
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Company Director |
Executive
Committee
Members1
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W. Richard Sheppard
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Investment Banker |
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Andrew J. Downe
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Investment Banker |
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Nicholas R. Minogue
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Investment Banker |
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Nicholas W. Moore
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Investment Banker |
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Peter J. Maher
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Investment Banker |
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J. Kimberley Burke
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Investment Banker |
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Gregory C. Ward
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Chief Financial Officer |
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Michael Carapiet
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Investment Banker |
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Excludes Board Members who are also Executive
Committee Members. |
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