Form 4 Page 1 of 2
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FORM 4 ----------------------------
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[X] Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
(Print or Type Responses)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
Ando, Goran Pharmacia Corporation PHA
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(Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for
Number of Reporting Month/Day/Year
Person, if an entity 04/16/2003
(voluntary)
100 Route 206 North
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(Street) 5. If Amendment,
Date of Original
(Month/Day/Year)
Peapack, NJ 07977
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(City) (State) (Zip)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
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X Officer (give Other (specify
-------- title below) ------- below)
Executive Vice President
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1. Title of Security 2. Transaction Date 2A. Deemed 3. Transaction 4. Securities Acquired (A)
(Instr. 3) (Month/Day/Year) Execution Code or Disposed of (D)
Date, (Instr.8) (Instr. 3, 4 and 5)
if any ---------------------------------------------------------
(Month/ Code V Amount (A) or Price
Day/ (D)
Year)
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Common 04/16/2003 J(1) 14,235 D (1)
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Common 04/16/2003 J(1) 5,847 D (1)
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5. Amount of 6. Ownership 7. Nature of
Securities Form: Direct Indirect
Beneficially (D) or Indirect (I) Beneficial
Owned Following (Instr. 4) Ownership
Reported Transaction(s) (Instr. 4)
(Instr. 3 and 4)
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0 D
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0 I Savings Plan
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Form 4 Page 2 of 2
Table II - Derivative Securities Acquired, Disposed of, or
Beneficially Owned (e.g., puts, calls,
warrants, options, convertible securities)
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1. Title of Derivative 2. Conver- 3. Trans- 3A. Deemed Execution 4. Transac- 5. Number of
Security (Instr. 3) sion or action Date, if any tion Code Derivative
Exercise Date (Month/Day/Year) (Instr. 8) Securities
Price of (Month/ Acquired (A)
Derivative Day/ or Disposed of
Security Year) (D) (Instr. 3, 4
and 5)
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Code V (A) (D)
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Option (right to buy) $31.87 04/16/2003 J(1) 50,132
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Option (right to buy) $43.39 04/16/2003 J(1) 125,594
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Option (right to buy) $39.06 04/16/2003 J(1) 125,594
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Option (right to buy) $48.88 04/16/2003 J(1) 131,926
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Option (right to buy) $46.52 04/16/2003 J(1) 116,096
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Option (right to buy) $39.27 04/16/2003 J(1) 208,537
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Option (right to buy) $39.27 04/16/2003 J(1) 2,546
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Performance Share Units 1-for-1 04/16/2003 J(1) 116,360
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Performance Stock Units 1-for-1 04/16/2003 J(1) 41,933
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6. Date Exercisable 7. Title and Amount of 8. Price of 9. Number of
and Expiration Date Underlying Securities Derivative Derivative
(Month/Day/Year) (Instr. 3 and 4) Security Securities
(Instr. 5) Beneficially
Owned Following
Reported
Transaction(s)
(Instr. 4)
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Date Expi- Title Amount or
Exercis- ration Number of
able Date Shares
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(2) 02/24/2008 Common 50,132 0
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(2) 02/16/2009 Common 125,594 0
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(2) 02/14/2010 Common 125,594 0
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(2) 05/31/2010 Common 131,926 0
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(2) 04/02/2011 Common 116,096 0
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(2) 01/04/2012 Common 108,537 0
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01/04/2005 01/04/2012 Common 2,546 0
(2)
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(3) Common 116,360 0
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(4) (5) Common 41,933 0
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10. Ownership 11. Nature
Form of of Indirect
Derivative Beneficial
Securities Ownership
Beneficially (Instr. 4)
Owned at End
of Month
(Instr. 4)
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D
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D
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D
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D
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D
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D
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D
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D
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D
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Explanation of Responses:
(1) Each share of Pharmacia Common Stock (PHA) held by the reporting
person was exchanged for 1.4 shares of Pfizer Common Stock (PFE),
pursuant to the Pfizer/Pharmacia merger agreement adopted by the
Pfizer and Pharmacia shareholders on December 6 & 9 2002,
respectively.
(2) Option is currently exercisable.
(3) Target awards provided under the Founders Performance Contingent
Shares Program vest at the greater of the target award or the
percentage of the target award payable based on the period-to-date
performance calculated as of the date of the change in control. The
award increases to 125% of the participant's target award if the
participant is employed by the company or an affiliate two years
after the change in control, or is involuntarily terminated other
than for cause within two years after change in control and, if such
amount is greater than the calculation above.
(4) At the end of each calendar year 2002, 2003 and 2004, 1/3 of the
units will be eligible for allocation based on Company performance
for that year.
(5) Distribution under the plan commences the calendar year following
retirement, termination, death or disability, based on the provisions
of the Savings+Plus deferred compensation plan.
/s/ Don W. Schmitz April 16, 2003
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**Signature of Reporting Person Date
Don W. Schmitz, attorney-in-fact
for Goran Ando
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
*If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.