UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
T-S Capital Partners, LLC 1350 TREAT BOULEVARD SUITE 400 WALNUT CREEK, CA 94597 |
 |  X |  | See Explanation of Responses |
SIEGEL DAVID N 1350 TREAT BOULEVARD SUITE 400 WALNUT CREEK, CA 94597 |
 |  X |  | See Explanation of Responses |
Telles Robert 1350 TREAT BOULEVARD SUITE 400 WALNUT CREEK, CA 94597 |
 |  X |  | See Explanation of Responses |
T-S Capital Partners, LLC; By: /s/ David Siegel, Managing Member | 09/27/2012 | |
**Signature of Reporting Person | Date | |
By: /s/ David Siegel | 09/27/2012 | |
**Signature of Reporting Person | Date | |
Robert Telles ; By: /s/ David Siegel, Attorney in Fact | 09/27/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is filed jointly by T-S Capital Partners, LLC, a California limited liability company ("T-S Capital"), David Siegel and Robert Telles, the two managing members of T-S Capital. Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. |