UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 10/26/2009 | 10/26/2011 | Common Stock | 1,428,570 | $ 7 | I | By subsidiary --see footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RIOCAN REAL ESTATE INVESTMENT TRUST RIOCANYONGE EGLINTON CENTER 2300 YONGE ST., SUITE 500, PO BOX 2386 TORONTO, ONTARIO, A6 M4P 1E4 |
 |  X |  |  |
RioCan Holdings USA Inc. RIOCAN YONGE EGLINTON CTR. 2300 YONGE ST., #500, POB 2386 TORONTO, ONTARIO, A6 M4P 1E4 |
 |  X |  |  |
/s/ Raghunath Davloor, RIOCAN REAL ESTATE INVESTMENT TRUST Senior Vice President and Chief Financial Officer | 11/05/2009 | |
**Signature of Reporting Person | Date | |
/s/ Raghunath Davloor, RIOCAN HOLDINGS USA INC Senior Vice President, Chief Financial Officer and Secretary | 11/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | RioCan Real Estate Investment Trust indirectly beneficially owns the reported common stock in the issuer through its subsidiary RioCan Holdings USA Inc. This Form 3 is being jointly filed by RioCan Real Estate Investment Trust and RioCan Holdings USA Inc. to report shares of common stock that are indirectly and directly beneficially owned by such reporting persons, respectively. |
(2) | RioCan Real Estate Investment Trust indirectly beneficially owns the reported warrant to purchase common stock in the issuer through its subsidiary RioCan Holdings USA Inc. This Form 3 is being jointly filed by RioCan Real Estate Investment Trust and RioCan Holdings USA Inc. to report the warrant to purchase shares of common stock that is indirectly and directly beneficially owned by such reporting persons, respectively. |