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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Emancipation Management LLC 825 THIRD AVENUE 33RD FLOOR NEW YORK, NY 10022 |
X | |||
Emancipation Capital 825 THIRD AVENUE 33RD FLOOR NEW YORK, NY 10022 |
X | |||
Emancipation Capital SPV III LLC 825 THIRD AVENUE 33RD FLOOR NEW YORK, NY 10022 |
X | |||
Emancipation Capital, LLC 825 THIRD AVENUE 33RD FLOOR NEW YORK, NY 10022 |
X | |||
Frumberg Charles 825 THIRD AVENUE 33RD FLOOR NEW YORK, NY 10022 |
X |
EMANCIPATION MANAGEMENT LLC, By: /s/ Charles Frumberg, Managing Member | 05/30/2014 | |
**Signature of Reporting Person | Date | |
EMANCIPATION CAPITAL LLC, By: /s/ Charles Frumberg, Managing Member | 05/30/2014 | |
**Signature of Reporting Person | Date | |
EMANCIPATION CAPITAL MASTER, LTD., By: /s/ Charles Frumberg, Director | 05/30/2014 | |
**Signature of Reporting Person | Date | |
EMANCIPATION CAPITAL SPV III LLC, By: Emancipation Capital LLC, Managing Member, By: /s/ Charles Frumberg, Managing Member | 05/30/2014 | |
**Signature of Reporting Person | Date | |
/s/ Charles Frumberg | 05/30/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities reported herein are held by (i) Emancipation Capital Master, Ltd., a Cayman Islands exempted company ("Emancipation Master Ltd.") and (ii) Emancipation Capital SPV III LLC, a Delaware limited liability company ("Emancipation Capital SPV"). |
(2) | Mr. Charles Frumberg ("Mr. Frumberg") serves as the managing member of Emancipation Management LLC, a New York limited liability company ("Emancipation Management"), and Emancipation Capital LLC, a Delaware limited liability company ("Emancipation Capital LLC "). Emancipation Management serves as the investment manager of Emancipation Master Ltd. and Emancipation Capital SPV. Emancipation Capital LLC serves as the managing member of Emancipation Capital SPV. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |