SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
----------------
SCHEDULE 13G/A
(Rule 13d-102)
----------------
Amendment No. 3
INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c)
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
ELITE PHARMACEUTICALS, INC.
(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE PER SHARE
(Title of Class of Securities)
28659T200
(CUSIP Number)
June 16, 2009
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
-----------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 (the "Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however, see
the Notes)
Schedule 13G/A
CUSIP No. 28659T200 PAGE 2 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner Partners
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 191,925 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 191,925 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 191,925 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.30%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 3 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner Institutional Partners, L.P.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 347,826 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 347,826 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 347,826 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.54%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 4 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
M. H. Davidson & Co.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 24,845 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 24,845 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 24,845 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.04%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 5 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner International, Ltd.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 625,466 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 625,466 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 625,466 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.97%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 6 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner Healthcare Fund LP
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 1,521,118 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 1,521,118 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 1,521,118 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
2.35%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 7 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner Healthcare International Ltd.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 2,237,267 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 2,237,267 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 2,237,267 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.45%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 8 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MHD Management Co.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 191,925 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 191,925 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Warrants exercisable into 191,925 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.30%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 9 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner Advisers Inc.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
New York
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 347,826 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 347,826 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 347,826 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.54%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IA
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 10 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Davidson Kempner International Advisors, L.L.C.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 625,466 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 625,466 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 625,466 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
0.97%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 11 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DK Group LLC
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 1,521,118 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 1,521,118 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 1,521,118 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
2.35%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 12 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DK Management Partners LP
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 2,237,267 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 2,237,267 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 2,237,267 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.45%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 13 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DK Stillwater GP LLC
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 2,237,267 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 2,237,267 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 2,237,267 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
3.45%
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
Schedule 13G/A
CUSIP No. 28659T200 PAGE 14 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas L. Kempner, Jr.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(1)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(1) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 15 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Marvin H. Davidson
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(2)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(2) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 16 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen M. Dowicz
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(3)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(3) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 17 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Scott E. Davidson
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(4)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(4) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 18 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Michael J. Leffell
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(5)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(5) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 19 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Timothy I. Levart
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(6)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(6) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 20 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Robert J. Brivio, Jr.
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(7)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(7) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 21 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Eric P. Epstein
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(8)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(8) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 22 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Anthony A. Yoseloff
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(9)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(9) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 23 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Avram Z. Friedman
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(10)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(10) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 24 OF 45
--------------------------------------------------------------------------------
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Conor Bastable
--------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
(3) SEC USE ONLY
--------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
--------------------------------------------------------------------------------
NUMBER OF (5) SOLE VOTING POWER
0
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
Warrants exercisable into 4,948,447 Common Shares
OWNED BY --------------------------------------------------------
EACH (7) SOLE DISPOSITIVE POWER
0
REPORTING --------------------------------------------------------
PERSON WITH (8) SHARED DISPOSITIVE POWER
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON
Warrants exercisable into 4,948,447 Common Shares
--------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (9)
4.99%(11)
--------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
(11) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 25 OF 45
--------------------------------------------------------------------------------
ITEM 1(a). NAME OF ISSUER:
Elite Pharmaceuticals, Inc. (the "Company")
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
165 Ludlow Avenue
Northvale, NJ 07647
ITEM 2(a). NAME OF PERSON FILING:
This Statement is filed by each of the entities and persons listed
below, all of whom together are referred to herein as the "Reporting Persons":
(i) Davidson Kempner Partners, a New York limited partnership
("DKP");
(ii) Davidson Kempner Institutional Partners, L.P., a Delaware
limited partnership ("DKIP");
(iii) M. H. Davidson & Co., a New York limited partnership
("CO");
(iv) Davidson Kempner International, Ltd., a British Virgin
Islands corporation ("DKIL");
(v) Davidson Kempner Healthcare Fund LP, a Delaware limited
partnership ("DKHF");
(vi) Davidson Kempner Healthcare International Ltd., a Cayman
Islands corporation ("DKHI");
(vii) MHD Management Co., a New York limited partnership and the
general partner of DKP ("MHD");
(viii) Davidson Kempner Advisers Inc., a New York corporation and
the general partner of DKIP ("DKAI"), which is registered
as an investment adviser with the U.S. Securities and
Exchange Commission;
(ix) Davidson Kempner International Advisors, L.L.C., a
Delaware limited liability company and the manager of DKIL
("DKIA");
(x) DK Group LLC, a Delaware limited liability company and the
general partner of DKHF ("DKG");
(xi) DK Management Partners LP, a Delaware limited partnership
and the investment manager of DKHI ("DKMP");
Schedule 13G/A
CUSIP No. 28659T200 PAGE 26 OF 45
(xii) DK Stillwater GP LLC, a Delaware limited liability company
and the general partner of DKMP ("DKS"); and
(xiii) Messrs. Thomas L. Kempner, Jr., Marvin H. Davidson,
Stephen M. Dowicz, Scott E. Davidson, Michael J. Leffell,
Timothy I. Levart, Robert J. Brivio, Jr., Anthony A.
Yoseloff, Eric P. Epstein, Avram Z. Friedman and Conor
Bastable (collectively, the "Principals"), who are the
general partners of CO and MHD, the sole managing members
of DKIA and DKG and the sole stockholders of DKAI. Messrs.
Thomas L. Kempner, Jr. and Timothy I. Levart are Executive
Managing Member and Deputy Executive Managing Member,
respectively, of DKS. Each of Messrs. Kempner and Levart,
together with Messrs. Marvin H. Davidson, Stephen M.
Dowicz, Scott E. Davidson, Michael J. Leffell, Robert J.
Brivio, Jr., Anthony A. Yoseloff, Eric P. Epstein, Avram
Z. Friedman and Conor Bastable are limited partners of
DKMP.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE:
The address of the principal business office of each of the Reporting
Persons is c/o Davidson Kempner Partners, 65 East 55th Street, 19th Floor, New
York, New York 10022.
ITEM 2(c). CITIZENSHIP:
(i) DKP - a New York limited partnership
(ii) DKIP - a Delaware limited partnership
(iii) CO - a New York limited partnership
(iv) DKIL - a British Virgin Islands corporation
(v) DKHF - a Delaware limited partnership
(vi) DKHI - a Cayman Islands corporation
(vii) MHD - a New York limited partnership
(viii) DKAI - a New York corporation
(ix) DKIA - a Delaware limited liability company
(x) DKG - a Delaware limited liability company
(xi) DKMP - a Delaware limited partnership
(xii) DKS - a Delaware limited liability company
(xiii) Thomas L. Kempner, Jr. - United States
Schedule 13G/A
CUSIP No. 28659T200 PAGE 27 OF 45
(xiv) Marvin H. Davidson - United States
(xv) Stephen M. Dowicz - United States
(xvi) Scott E. Davidson -United States
(xvii) Michael J. Leffell - United States
(xviii) Timothy I. Levart - United Kingdom & United States
(xix) Robert J. Brivio, Jr. - United States
(xx) Eric P. Epstein - United States
(xxi) Anthony A. Yoseloff - United States
(xxii) Avram Z. Friedman - United States
(xxiii) Conor Bastable - United States
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
COMMON STOCK, $0.01 PAR VALUE PER SHARE
ITEM 2(e). CUSIP NUMBER:
28659T200
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO 13d-1(b) OR 13d-2(b) OR (c),
CHECK WHETHER THE PERSON FILING IS A:
(a)[ ] Broker or dealer registered under Section 15 of the Act;
(b)[ ] Bank as defined in Section 3(a)(6) of the Act;
(c)[ ] Insurance Company as defined in Section 3(a)(19) of the
Act;
(d)[ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940;
(e)[ ] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940:
see Rule 13d-1(b)(1)(ii)(E);
(f)[ ] Employee Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund; see
Rule 13d-1(b)(1)(ii)(F);
(g)[ ] Parent Holding Company, in accordance with
Rule 13d-1(b)(ii)(G);
(h)[ ] Savings Associations as defined in Section 3(b) of the
Federal Deposit Insurance Act;
Schedule 13G/A
CUSIP No. 28659T200 PAGE 28 OF 45
(i)[ ] Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act of 1940;
(j)[ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP.
Subject to the Ownership Limitation (as defined below), the Principals may
be deemed to beneficially own Warrants exercisable into 4,948,447 Common Shares
as a result of their voting and dispositive power over the Warrants exercisable
into 4,948,447 Common Shares beneficially owned by DKP, DKIP, DKIL, CO, DKHF and
DKHI.
DKIA may be deemed to beneficially own Warrants exercisable into 625,466
Common Shares beneficially owned by DKIL as a result of its voting and
dispositive power over those shares. DKAI may be deemed to beneficially own
Warrants exercisable into 347,826 Common Shares beneficially owned by DKIP as a
result of its voting and dispositive power over those shares. MHD may be deemed
to beneficially own Warrants exercisable into 191,925 Common Shares beneficially
owned by DKP as a result of its voting and dispositive power over those shares.
DKG may be deemed to beneficially own Warrants exercisable into 1,521,118 Common
Shares beneficially owned by DKHF as a result of its voting and dispositive
power over those shares. DKMP and DKS may be deemed to beneficially own Warrants
exercisable into 2,237,267 Common Shares beneficially owned by DKHI as a result
of their voting and dispositive power over those shares.
As set forth in each Common Stock Purchase Warrant held by the Reporting
Persons, the number of Common Shares into which the Warrants are exercisable is
limited to that number of Common Shares which would result in the Reporting
Persons having aggregate beneficial ownership of not more than 4.99% of the
total issued and outstanding shares of Common Shares (the "Ownership
Limitation").
A. DKP
(a) Amount beneficially owned: Warrants exercisable into 191,925
Common Shares
(b) Percent of class: 0.30%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 191,925 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 191,925 Common Shares
Schedule 13G/A
CUSIP No. 28659T200 PAGE 29 OF 45
B. DKIP
(a) Amount beneficially owned: Warrants exercisable into 347,826
Common Shares
(b) Percent of class: 0.54%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 347,826 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 347,826 Common Shares
C. CO
(a) Amount beneficially owned: Warrants exercisable into 24,845
Common Shares
(b) Percent of class: 0.04%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 24,845 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 24,845 Common Shares
D. DKIL
(a) Amount beneficially owned: Warrants exercisable into 625,466
Common Shares
(b) Percent of class: 0.97%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 625,466 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
Schedule 13G/A
CUSIP No. 28659T200 PAGE 30 OF 45
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 625,466 Common Shares
E. DKHF
(a) Amount beneficially owned: Warrants exercisable into 1,521,118
Common Shares
(b) Percent of class: 2.35%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 1,521,118 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 1,521,118 Common Shares
F. DKHI
(a) Amount beneficially owned: Warrants exercisable into 2,237,267
Common Shares
(b) Percent of class: 3.45%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 2,237,267 Common Shares
Schedule 13G/A
CUSIP No. 28659T200 PAGE 31 OF 45
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 2,237,267 Common Shares
G. MHD
(a) Amount beneficially owned: Warrants exercisable into 191,925
Common Shares
(b) Percent of class: 0.30%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 191,925 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition: Warrants
exercisable into 191,925 Common Shares
H. DKAI
(a) Amount beneficially owned: Warrants exercisable into 347,826
Common Shares
(b) Percent of class: 0.54%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 347,826 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 347,826 Common Shares
I. DKIA
(a) Amount beneficially owned: Warrants exercisable into 625,466
Common Shares
(b) Percent of class: 0.97%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 625,466 Common Shares
Schedule 13G/A
CUSIP No. 28659T200 PAGE 32 OF 45
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 625,466 Common Shares
J. DKG
(a) Amount beneficially owned: Warrants exercisable into 1,521,118
Common Shares
(b) Percent of class: 2.35%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 1,521,118 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 1,521,118 Common Shares
K. DKMP
(a) Amount beneficially owned: Warrants exercisable into 2,237,267
Common Shares
(b) Percent of class: 3.45%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 2,237,267 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 2,237,267 Common Shares
L. DKS
(a) Amount beneficially owned: Warrants exercisable into 2,237,267
Common Shares
(b) Percent of class: 3.45%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
Schedule 13G/A
CUSIP No. 28659T200 PAGE 33 OF 45
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 2,237,267 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 2,237,267 Common Shares
M. Thomas L. Kempner, Jr.
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(12)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
N. Marvin H. Davidson
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(13)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
O. Stephen M. Dowicz
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
---------------
(12) Subject to the Ownership Limitation (as defined herein).
(13) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 34 OF 45
(b) Percent of class: 4.99%(14)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
P. Scott E. Davidson
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(15)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
Q. Michael J. Leffell
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(16)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
---------------
(14) Subject to the Ownership Limitation (as defined herein).
(15) Subject to the Ownership Limitation (as defined herein).
(16) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 35 OF 45
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
R. Timothy I. Levart
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(17)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
S. Robert J. Brivio, Jr.
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(18)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
T. Eric P. Epstein
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(19)
(c) Number of shares as to which such person has:
---------------
(17) Subject to the Ownership Limitation (as defined herein).
(18) Subject to the Ownership Limitation (as defined herein).
(19) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 36 OF 45
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
U. Anthony A. Yoseloff
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(20)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
V. Avram Z. Friedman
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(21)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
---------------
(20) Subject to the Ownership Limitation (as defined herein).
(21) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 37 OF 45
W. Conor Bastable
(a) Amount beneficially owned: Warrants exercisable into 4,948,447
Common Shares
(b) Percent of class: 4.99%(22)
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: Warrants
exercisable into 4,948,447 Common Shares
(iii) sole power to dispose or to direct the disposition: 0
(iv) shared power to dispose or to direct the disposition:
Warrants exercisable into 4,948,447 Common Shares
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the
date hereof the reporting persons have ceased to be the beneficial owners of
more than five percent of the class of securities, check the following [X].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT
HOLDING COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
See Item 4.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
---------------
(22) Subject to the Ownership Limitation (as defined herein).
Schedule 13G/A
CUSIP No. 28659T200 PAGE 38 OF 45
ITEM 10. CERTIFICATION. (if filing pursuant to Rule 13d-1(c))
Each of the Reporting Persons hereby makes the following certification:
By signing below we certify that, to the best of our knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Schedule 13G
CUSIP No. 682406103 PAGE 39 OF 45
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
DATED: July 7, 2009 DAVIDSON KEMPNER PARTNERS
By: MHD Management Co.,
its General Partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Managing Partner
DAVIDSON KEMPNER INSTITUTIONAL
PARTNERS, L.P.
By: Davidson Kempner Advisers Inc.,
its General Partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: President
M.H. DAVIDSON & CO.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Managing Partner
DAVIDSON KEMPNER INTERNATIONAL,
LTD.
By: Davidson Kempner International Advisors,
L.L.C.,
its Investment Manager
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
Schedule 13G
CUSIP No. 682406103 PAGE 40 OF 45
DAVIDSON KEMPNER HEALTHCARE
FUND LP
By: DK Group LLC,
its General Partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
DAVIDSON KEMPNER HEALTHCARE
INTERNATIONAL LTD.
By: DK Management Partners LP,
its Investment Manager
By: DK Stillwater GP LLC, its general
partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
MHD MANAGEMENT CO.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Managing Partner
DAVIDSON KEMPNER ADVISERS INC.
/S/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: President
DAVIDSON KEMPNER INTERNATIONAL
ADVISORS, L.L.C.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
DK GROUP LLC
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
Schedule 13G
CUSIP No. 682406103 PAGE 41 OF 45
DK MANAGEMENT PARTNERS LP
By: DK Stillwater GP LLC, its general
partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
DK STILLWATER GP LLC
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
/s/ Thomas L. Kempner, Jr.
--------------------------
Thomas L. Kempner, Jr.
/s/ Marvin H. Davidson
--------------------------
Marvin H. Davidson
/s/ Stephen M. Dowicz
--------------------------
Stephen M. Dowicz
/s/ Scott E. Davidson
--------------------------
Scott E. Davidson
/s/ Michael J. Leffell
--------------------------
Michael J. Leffell
/s/ TIMOTHY I. LEVART
Timothy I. Levart
/s/ Robert J. Brivio, Jr.
-------------------------
Robert J. Brivio, Jr.
/s/ Eric P. Epstein
--------------------------
Eric P. Epstein
/s/ Anthony A. Yoseloff
--------------------------
Anthony A. Yoseloff
/s/ Avram Z. Friedman
--------------------------
Avram Z. Friedman
/s/ Conor Bastable
--------------------------
Conor Bastable
Schedule 13G
CUSIP No. 682406103 PAGE 42 OF 45
EXHIBIT 1
JOINT ACQUISITION STATEMENT
PURSUANT TO RULE 13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G, shall be filed on
behalf of each of the undersigned without the necessity of filing additional
joint acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the others, except to the extent that he or it knows or has reason to
believe that such information is inaccurate.
DATED: July 7, 2009 DAVIDSON KEMPNER PARTNERS
By: MHD Management Co.,
its General Partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Managing Partner
DAVIDSON KEMPNER INSTITUTIONAL
PARTNERS, L.P.
By: Davidson Kempner Advisers Inc.,
its General Partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: President
M.H. DAVIDSON & CO.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Managing Partner
DAVIDSON KEMPNER INTERNATIONAL, LTD.
By: Davidson Kempner International Advisors,
L.L.C.,
its Investment Manager
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
Schedule 13G
CUSIP No. 682406103 PAGE 43 OF 45
DAVIDSON KEMPNER HEALTHCARE
FUND LP
By: DK Group LLC,
its General Partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
DAVIDSON KEMPNER HEALTHCARE
INTERNATIONAL LTD.
By: DK Management Partners LP,
its Investment Manager
By: DK Stillwater GP LLC, its general
partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
MHD MANAGEMENT CO.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Managing Partner
DAVIDSON KEMPNER ADVISERS INC.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: President
DAVIDSON KEMPNER INTERNATIONAL
ADVISORS, L.L.C.
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
Schedule 13G
CUSIP No. 682406103 PAGE 44 OF 45
DK GROUP LLC
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
DK MANAGEMENT PARTNERS LP
By: DK Stillwater GP LLC, its general
partner
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
DK STILLWATER GP LLC
/s/ Thomas L. Kempner, Jr.
--------------------------
Name: Thomas L. Kempner, Jr.
Title: Executive Managing Member
/s/ Thomas L. Kempner, Jr.
--------------------------
Thomas L. Kempner, Jr.
/s/ Marvin H. Davidson
--------------------------
Marvin H. Davidson
/s/ Stephen M. Dowicz
--------------------------
Stephen M. Dowicz
/s/ Scott E. Davidson
--------------------------
Scott E. Davidson
/s/ Michael J. Leffell
--------------------------
Michael J. Leffell
/s/ Timothy I. Levart
--------------------------
Timothy I. Levart
/s/ ROBERT J. BRIVIO, JR.
-------------------------
Robert J. Brivio, Jr.
/s/ Eric P. Epstein
-------------------------
Eric P. Epstein
/s/ Anthony A. Yoseloff
-------------------------
Anthony A. Yoseloff
/s/ Avram Z. Friedman
-------------------------
Avram Z. Friedman
Schedule 13G
CUSIP No. 682406103 PAGE 45 OF 45
/s/ Conor Bastable
-------------------------
Conor Bastable