1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(2)
|
02/21/2011 |
Common Stock
|
2,100
|
$
22.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(3)
|
02/20/2012 |
Common Stock
|
3,425
|
$
28.695
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(4)
|
02/19/2013 |
Common Stock
|
3,928
|
$
26.255
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(5)
|
02/24/2014 |
Common Stock
|
3,309
|
$
32.715
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(6)
|
02/23/2015 |
Common Stock
|
3,350
|
$
33.61
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(7)
|
02/22/2016 |
Common Stock
|
8,766
|
$
33.92
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(8)
|
02/21/2017 |
Common Stock
|
8,271
|
$
38.62
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
(1)
|
Â
(9)
|
02/20/2018 |
Common Stock
|
13,581
|
$
28.095
|
D
|
Â
|
Phantom Stock under NQ Retirement Plan
|
Â
(10)
|
Â
(10)
|
Common Stock
|
1,388
|
$
(10)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Granted under the Amended and Restated First Midwest Bancorp, Inc. Omnibus Stock and Incentive Plan. |
(2) |
The stock option vests in two equal annual installments specifically on February 21, 2003 and February 21, 2004, respectively. |
(3) |
The stock option vests in two equal annual installments specifically on February 20, 2004 and February 20, 2005, respectively. |
(4) |
The stock option vests in two equal annual installments specifically on February 19, 2005 and February 19, 2006, respectively. |
(5) |
The stock option vests in two equal annual installments specifically on February 24, 2006 and February 24, 2007, respectively. |
(6) |
The stock option vests in two equal annual installments specifically on February 23, 2007 and February 23, 2008, respectively. |
(7) |
The stock option vests in two equal annual installments specifically on February 22, 2008 and February 22, 2009, respectively. |
(8) |
The stock option vests in two equal annual installments specifically on February 21, 2009 and February 21, 2010, respectively. |
(9) |
The stock option vests in two equal annual installments specifically on February 20, 2010 and February 20, 2011, respectively. |
(10) |
Shares of phantom stock acquired under the Nonqualified Retirement Plan have a 1-for-1 conversion ratio and are payable in cash upon distribution to the Participant in accordance with the terms of the Plan. |