UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ended March 31, 2001
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
_________________________________________________________________
(Name of registered holding company and address of principal
executive offices)
ITEM 1 - ORGANIZATION CHART
Name of Energy Percentage
reporting or gas Date of State of of voting
company related organization organization securities Nature of
company held business
Entergy Energy May 17, 1995 Delaware a 100% Energy
Power related owned marketing
Marketing business subsidiary and
Corp. of Entergy brokering.
(EPMC) Corporation
Entergy Energy November 3, Delaware a 100% Holding
Holdings, related 1997 owned company
Inc. (EHI) business subsidiary investing
of Entergy in
Corporation miscellaneo
us energy
related
companies.
Entergy Energy January 28, Delaware a 100% Production,
Thermal, related 1999 owned sale, and
LLC business subsidiary distributio
(Entergy of EHI n of
Thermal) thermal
energy
products.
Entergy Energy January 28, Delaware a 100% Energy
Business related 1999 owned management
Solutions, business subsidiary services.
LLC (EBS) of EHI
Entergy Energy February 25, Delaware a 100% Holding
Power related 1999 owned company
Holdings business subsidiary investing
USA of Entergy in
Corporation Corporation qualifying
(EPH) facilities.
Entergy Energy February 25, Delaware a 100% Development
Power RS related 1999 owned and
Corporation business subsidiary ownership
(EPRS) of EPH of
qualifying
facilities.
Entergy Energy June 15, Delaware a 100% Holding
Power Gas related 2000 owned company
Holdings business subsidiary investing
Corporation of Entergy in energy
(EPGHC) Corporation commodity
brokering
and related
services.
Entergy Energy June 20, Delaware a 80% owned Holding
Power Gas related 2000 subsidiary company
Operating business of EPGHC investing
Corporation in energy
(EPGOC) commodity
brokering
and related
services.
Highland Energy June 23, Texas a 75% Energy
Energy related 1987 owned commodity
Company business subsidiary brokering
(Highland) of EPGOC and related
services.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or Percentage
reporting gas Date of State of of voting
company related organization organization securities Nature of
company held business
TLG Energy December 30, Connecticut a 100% Provide
Services, related 1986 owned field
Inc. (TLG) business subsidiary services
of Entergy for the
Nuclear, decommissi
Inc. oning of
nuclear
plants
Entergy Energy August 30, Texas a 99% Provide
Solutions, related 2000 limited competitive
LTD (ESLTD) business partner energy
interest service
held by and
Entergy electric
Retail sales
Holding
Company
and a 1%
general
partner
interest
held by
Entergy
Retail
Texas,
Inc.
Axia Energy January 25, Delaware a 49.5% Energy
Energy, LP related 2001 limited marketing
(Axia) business partner and
(new) interest brokering.
and a 0.5%
general
partner
interest,
in each
case
indirectly
held by
Entergy
Power
Internatio
nal
Holding
Corp.
EWO GP LLC Energy October 30, Delaware a 100% Holding
(EWO) (new) related 2000 owned company
business subsidiary investing
of EWO in energy
Marketing commodity
Holding, brokering
Inc. and
related
services.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy Percentage
reporting or gas Date of State of of voting
company related organization organization securities Nature of
company held business
EWO Energy October 30, Delaware a 99% Energy
Marketing, related 2000 limited marketing
L.P. business partner and
(EWOM) interest brokering.
(new) held by
EWO
Marketing
Holding,
Inc. and a
1% general
partner
interest
held by
EWO GP LLC
EPMC Activities
During the quarterly period ended March 31, 2001, EPMC
engaged in the business of brokering and marketing of energy
commodities, including but not limited to electricity, natural or
manufactured gas, and other combustible fuels. These services
were provided to electric utilities, power marketers, electric
and municipal cooperatives, and various other customers.
Effective January 31, 2001, EPMC merged into Axia.
EHI Activities
During the quarterly period ended March 31, 2001, EHI acted
as a holding company engaged in investment in energy related
companies consistent with Rule 58.
Entergy Thermal Activities
During the quarterly period ended March 31, 2001, Entergy
Thermal operated a district cooling and heating system in New
Orleans, Louisiana.
EBS Activities
During the quarterly period ended March 31, 2001, EBS was
inactive, but in the future intends to engage in energy
management services.
EPH Activities
During the quarterly period ended March 31, 2001, EPH acted
as a holding company with respect to Entergy's investments in
"qualifying facilities" (QFs) under the Public Utility Regulatory
Policies Act of 1978 (PURPA).
EPRS Activities
During the quarterly period ended March 31, 2001, EPRS
engaged in the development, acquisition and ownership of a 50%
interest in RS Cogen LLC. RS Cogen LLC is developing, and will
own and operate a 500 MW cogeneration facility in Louisiana which
is a QF under PURPA.
EPGHC Activities
During the quarterly period ended March 31, 2001, EPGH acted
as a holding company for investing in energy commodity brokering
and related services.
EPGOC Activities
During the quarterly period ended March 31, 2001, EPGOC
acted as a holding company for investing in energy commodity
brokering and related services.
Highland Activities
During the quarterly period ended March 31, 2001, Highland
engaged in the business of energy commodity brokering and related
services.
TLG Activities
During the quarterly period ended March 31, 2001, TLG
provided field services in decontamination, decommissioning,
radiological health and safety, industrial safety, radiological
and hazardous/toxic waste management and disposal. Revenues
during the quarterly period ended March 31, 2001 were immaterial.
ESLTD Activities
During the quarterly period ended March 31, 2001, ESLTD was
in its formative stage and in the
future intends to engage in providing competitive energy service
and electric sales.
Axia Activities
Axia was formed effective January 31, 2001 through a merger
with EPMC. During the quarterly period ended March 31, 2001,
Axia engaged in the business of brokering and marketing of energy
commodities, including but not limited to electricity, natural or
manufactured gas, and other combustible fuels. These services
were provided to electric utilities, power marketers, electric
and municipal cooperatives, and various other customers.
EWO Activities
During the quarterly period ended March 31, 2001, EWO acted
as a holding company for investing in energy commodity brokering
and related services.
EWOM Activities
During the quarterly period ended March 31, 2001, EWOM
engaged in the business of managing the electric generation
assets of affiliates and third party customers as well as
fulfilling the electric energy needs of third party customers
under long term contracts. The third party customers are
principally electric and municipal cooperatives.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL
CONTRIBUTIONS
Company Type of Principal Person to whom Collateral Consideration
issuing security amount of Issue or Cost of security was given with received
security issued security renewal capital issued security for each
security
Axia Limited N/A Issue N/A Entergy Power N/A $114.2
Energy, LP Partner International million
and Holding Corp.,
General through
Partner subsidiaries
Interest
EWO Limited N/A Issue N/A EWO Marketing N/A $990
Marketing Partner Holding, Inc.
L.P. Interest
EWO General N/A Issue N/A EWO GP LLC N/A $10
Marketing Partner
L.P. Interest
EWO GP LLC Member N/A Issue N/A EWO Marketing N/A $10
Interest Holding, Inc.
Company contributing Company receiving Amount of capital
capital capital contribution
None None N/A
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf
of Associated Companies
Reporting Associate
company company Types of Indirect
rendering receiving services Direct costs Cost of Total
services services rendered costs charged capital amount
charged billed
EHI EBS Professional $ 30 -0- N/A $ 30
services
and back
office
support
EHI Entergy Same as $ 13 -0- N/A $ 13
Thermal above
Part II - Transactions Performed by Associated Companies on
Behalf of Reporting Companies
Associate Reporting
company company Types of Indirect
rendering receiving services Direct costs Cost of Total
services services rendered costs charged capital amount
charged billed
EEI EPMC Professioal $951,857 $-0- N/A $951,857
services
and back
office support
EEI EHI Same as $26,696 $-0- N/A $ 26,696
above
EEI Entergy Same $118,500 $-0- N/A $118,500
Thermal
Same as
EEI EBS above. $6,188 $-0- N/A $ 6,188
EEI EPRS Same as $442,193 $-0- N/A $442,193
above.
EEI EPGOC Same as $168,622 $-0- N/A $168,622
above.
EEI ESLTD Same as $542,270 $-0- N/A $542,270
above.
EEI EWOM Same as $44,438 $-0- N/A $ 44,438
above.
Entergy TLG Administr $128,635 $-0- N/A $128,635
Nuclear, ative/Man
Inc. agement
services.
Entergy ESLTD Same as $899,546 $-0- N/A $899,546
Retail above.
Louisiana
Management
Services,
LLC-A
Entergy TLG Same as $792,848 $-0- N/A $792,848
Nuclear above.
Operations,
Inc.
Axia EWOM Same as $697,360 $-0- N/A $697,360
above.
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of March
31, 2001 $15,029,806,000 Line 1
Total capitalization multiplied by 15% (line 1
multiplied by 0.15) 2,254,470,900 Line 2
Greater of $50 million or line 2 2,254,470,900 Line 3
Total current aggregate investment:
Energy marketing and brokering (Axia, Highland,
ESLTD, EWO, and EWOM) 398,308,555
Energy related technical and similar services
(EHI & TLG) 67,778,822
Development and ownership of QFs (EPH
& EPRS) 2,000
--------------
Total current aggregate investment 466,089,377 Line 4
--------------
Difference between the greater of $50 million or
15% of capitalization and the total aggregate
investment of the registered holding company
system (line 3 less line 4) $1,788,381,523 Line 5
==============
ITEM 5 - OTHER INVESTMENTS
Major line of Other Other Reason for
energy-related investment in investment in difference in
business last U-9C-3 this U-9C-3 other investment
report report
Energy $2,500,000 -0- EPMC merged into
marketing and Axia effective
brokering January 31, 2001
(EPMC)
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements
Filed under confidential treatment pursuant to Rule 104(b).
B. Exhibits
1. Certificate of filing of Form U-9C-3 for the 4th Quarter of
2000 with interested state commissions and municipal regulator.
2. Service agreement between Axia Energy, LP and EWO Marketing,
L.P. (Filed under confidential treatment pursuant to Rule
104(b).)
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly
authorized.
Entergy Corporation
By: /s/ Nathan E. Langston
_______________________
Nathan E. Langston
Vice President and Chief
Accounting Officer
Dated: May 29, 2001