|
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
144
NOTICE
OF PROPOSED SALE OF SECURITIES
PURSUANT
TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: Transmit
for filing 3 copies of this form concurrently with either placing
an order
with a broker to execute sale or executing a sale directly with a
market
maker.
|
OMB
APPROVAL
|
|||||
|
OMB Number: 3235-0101
Expires:
December 1, 2006
Estimated average burden
hours per response...........4.47
|
||||||
|
SEC
USE ONLY
|
||||||
|
DOCUMENT
SEQUENCE NO.
|
||||||
|
CUSIP
NUMBER
|
||||||
|
1 (a) NAME
OF ISSUER (Please
type or print)
Kaman
Corporation
|
(b) I.R.S. IDENT. NO.
06-0613548
|
(c) S.E.C. FILE NO.
0-1093
|
WORK
LOCATION
|
|||
|
1 (d) ADDRESS OF ISSUER
STREET
CITY
STATE ZIP
CODE
1332
Blue Hills Avenue, Bloomfield, CT 06002
|
(e)
TELEPHONE NO.
|
|||||
|
AREA COD
860
|
NUMBER
243-7100
|
|||||
|
2 (a) PERSON FOR WHOSE ACCOUNT THE SECURITIES
ARE TO BE SOLD
Robert
M. Garneau
|
(b) I.R.S. IDENT. NO.
|
(c) RELATIONSHIP
TO ISSUER
Executive
Officer
|
(d) ADDRESS STREET
CITY STATE ZIP
CODE
47
Bittersweet Lane, Glastonbury, CT 06073
|
|||
|
INSTRUCTION:
The
person filing this notice should contact the issuer to obtain the
I.R.S.
Identification Number and the S.E.C. File
Number
|
|
3(a)
Title of the
Class of
Securities
To Be Sold
|
(b)
Name
and Address of Each Broker Through Whom the Securities are to be
Offered
to Each Market Maker who is Acquiring the Securities
|
SEC
USE ONLY
|
(c)
Number of shares
or Other Units
To Be Sold
(See
instr.3(c))
|
(d)
Aggregate
Market
Value
(See
instr.3(d))
|
(e)
Number of Shares
or
Other Units
Outstanding
(See
instr.3(e))
|
(f)
Approximate
Date
of Sale
(See
instr.3(f))
(MO. DAY YR.)
|
(g)
Name
of Each
Securities
Exchange
(See
instr.3(g))
|
|
Broker-Dealer
File
Number
|
|||||||
|
Common
|
Banc
of America Investment Services, Inc.
900
West Trade Street
Charlotte,
NC 28255
|
|
50,000
|
$1.165M
@11/15/06
|
24.08M
|
11/20/06
|
NASDAQ
|
|
INSTRUCTIONS:
|
|
1.
|
(a)
|
Name
of issuer.
|
3.
|
(a)
|
Title
of the class of securities to be sold.
|
|
|
(b)
|
Issuer's
IRS Identification Number.
|
|
(b)
|
Name
and address of each broker through whom the securities are intended
to be
sold.
|
|
|
(c)
|
Issuer's
SEC file number, if any.
|
|
(c)
|
Number
of shares or other units to be sold (if debt securities, give the
aggregate face amount).
|
|
|
(d)
|
Issuer's
address, including zip code.
|
|
(d)
|
Aggregate
market value of the securities to be sold as of a specified date
within 10
days prior to the filing
|
|
|
(e)
|
Issuer's
telephone number, including area code.
|
|
(e)
|
Number
of shares or other units of the class outstanding, or if debt securities
the face amount thereof outstanding, as shown by the most recent
report or
statement published by the issuer.
|
|
2.
|
(a)
|
Name
of person for whose account the securities are to be sold.
|
|
(f)
|
Approximate
date on which the securities are to be sold.
|
|
|
(b)
|
Such
person's or I.R.S. Identification number, if such a person is an
entity.
|
|
(g)
|
Name
of each securities exchange, if any, on which the securities are
intended
to be sold.
|
|
|
(c)
|
Such
person's relationship to the issuer (e.g., officer, director, 10
percent stockholder, or member of immediate family of any of the
foregoing).
|
Potential
persons who are to respond to the collection of information contained
in
this form are not required to respond unless the form displays a
currently
valid OMB control number.
|
||
|
|
(d)
|
Such
person's address, including zip code.
|
|||
|
TABLE
I--SECURITIES TO BE SOLD
Furnish
the following information with respect to the acquisition of the
securities to be sold
and
with respect to the Payment of all or any part of the purchase price
or
other consideration therefor:
|
|
Title
of
the
Class
|
Date
You Acquired
|
Nature
of Acquisition Transaction
|
Name
of Person From Whom Acquired
(If
Gift, Also Give Date Donor Acquired)
|
Amount
of Securities Acquired
|
Date
of Payment
|
Nature
of Payment
|
|
Common
|
10/82-
8/05
|
Purchase
Restricted
Stock Awards
Non-Statutory
Option Exercise
|
Kaman
Corporation
|
50,000
|
10/82-
8/05
|
Purchase
Restricted
Stock Awards
Non-Statutory
Option Exercise
|
|
INSTRUCTIONS:
|
If
the securities were purchased and full payment therefore was not
made in
cash at the time of purchase, explain in the table or in a note thereto
the nature of the consideration given. If the consideration consisted
of
any note or other obligation, or if payment was made in installments
describe the arrangement and state when the note or other obligation
was
discharged in full or the last installment paid.
|
|
|
TABLE
II--SECURITIES SOLD DURING THE PAST THREE MONTHS
Furnish
The Following Information as to All Securities of The Issuer Sold
During
The Past Three Months By The Person For Whose Account The Securities
Are
To Be Sold.
|
|
Name
and Address of Seller
|
Title
of Sec to be sold
|
Date
of Sale
|
|
Amount
of Securities sold
|
|
Gross
Proceeds
|
|
N/A
|
N/A
|
N/A
|
|
N/A
|
|
N/A
|
|
REMARKS:
|
||
|
INSTRUCTIONS:
See
the definition of "person" in paragraph (a) of Rule 144. Information
is to
be given not only as to the person for whose account the securities
are to
be sold but also as to all other persons included in that definition.
In
addition, information shall be given as to sales by all persons whose
sales are required by paragraph (e) of Rule 144 to be aggregated
with
sales for the account of the person filing this notice.
|
|
ATTENTION:
The
person for whose account the securities to which this notice relates
are
to be sold hereby represents by signing this notice that he does
not know
any material adverse information in regard to the current and prospective
operations of the issuer of the securities to be sold which has not
been
publicly disclosed.
|
|
November
16, 2006
|
/s/
Robert M. Garneau
|
|
|
DATE
OF NOTICE
|
(SIGNATURE)
|
|
|
The
notice shall be signed by the persons for whose account the securities
are
to be sold. At least one copy of the notice shall be manually
signed.
Any
copies not manually signed shall bear typed or printed
signatures.
|
||
|
ATTENTION:
INTENTIONAL
MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS
(SEE 18 U.S.C. 1001).
|