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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 31.3 | (2) | 03/11/2009 | Common Stock | 241 | 241 | D | ||||||||
Option (right to buy) | $ 31.3 | (2) | 03/31/2009 | Common Stock | 2,200 | 2,200 | D | ||||||||
Option (right to buy) | $ 31.3 | (2) | 03/29/2010 | Common Stock | 2,934 | 2,934 | D | ||||||||
Option (right to buy) | $ 31.3 | (2) | 01/11/2011 | Common Stock | 3,667 | 3,667 | D | ||||||||
Option (right to buy) | $ 31.3 | (2) | 11/15/2011 | Common Stock | 6,500 | 6,500 | D | ||||||||
Option (right to buy) | $ 36.66 | (2) | 11/21/2012(3) | Common Stock | 6,875 | 6,875 | D | ||||||||
Option (right to buy) | $ 26.47 | (3) | 05/31/2012 | Common Stock | 30,833 | 30,833 | D | ||||||||
Option (right to buy) | $ 27.06 | (3) | 06/29/2012 | Common Stock | 10,000 (5) | 10,000 | D | ||||||||
Option (right to buy) (4) | $ 24.75 | (3) | 12/06/2012 | Common Stock | 12,400 | 12,400 | D | ||||||||
Option (right to buy) (4) | $ 25.88 | (3) | 12/11/2013 | Common Stock | 41,580 | 41,580 | D | ||||||||
Option (right to buy) (4) | $ 23.28 | (3) | 12/10/2014 | Common Stock | 49,460 | 49,460 | D | ||||||||
Option (right to buy) (4) | $ 7.41 | 12/09/2008 | A | 93,530 | (3) | 12/08/2015 | Common | 93,530 | $ 7.41 | 93,530 | D | ||||
Restricted Stock Units (6) | (8) | 07/16/2008 | J | V | 3.3867 (10) | 12/31/2008(11) | 12/31/2008(11) | Common Stock | 3.3867 | $ 0 | 189.3867 | D | |||
Restricted Stock Units (7) | (8) | 07/16/2008 | J | V | 176.7844 (10) | 12/31/2009(11) | 12/31/2009(11) | Common Stock | 176.7844 | $ 0 | 9,885.7844 | D | |||
Restricted Stock Units | (8) | 12/09/2008(9) | A | 11,840 | 12/31/2011(11) | 12/31/2011(11) | Common | 11,840 | $ 0 | 11,840 | D | ||||
Option (right to buy) | $ 31.3 | (2) | 03/12/2010 | Common Stock | 67 | 67 | I | Options held by Spouse |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Haag Joyce P 343 STATE STREET ROCHESTER, NY 14650 |
Senior Vice President |
Laurence L. Hickey, as attorney-in-fact for Joyce P. Haag | 12/10/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purposes. |
(2) | These Options have vested. |
(3) | These options vest one-third on each of the first three anniversaries of the grant date. |
(4) | Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan. |
(5) | This transaction was inadvertantly listed twice, the duplicate entry has been removed. |
(6) | These units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2006-2007 Cycle. |
(7) | Theses units granted under the 2005 Omnibus Long-Term Compensation Plan; Leadership Stock 2007 cycle. |
(8) | These units convert on a one-for-one basis. |
(9) | The effective date for these restricted stock units is January 1, 2009. |
(10) | These units were credited to the reporting person's account as dividend equivalents. |
(11) | This is the date these restricted stock units will vest. |