1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy) #024205
|
Â
(1)
|
02/15/2011 |
Common Stock
|
5,000
|
$
22.38
|
D
|
Â
|
Employee Stock Option (right to buy) #028812
|
Â
(2)
|
02/14/2012 |
Common Stock
|
8,000
|
$
16.5
|
D
|
Â
|
Employee Stock Option (right to buy) #035356
|
Â
(3)
|
08/13/2013 |
Common Stock
|
7,500
|
$
9.46
|
D
|
Â
|
Employee Stock Option (right to buy) #038480
|
Â
(4)
|
08/12/2011 |
Common Stock
|
10,000
|
$
4.5
|
D
|
Â
|
Employee Stock Option (right to buy) #040825
|
Â
(5)
|
08/11/2012 |
Common Stock
|
8,500
|
$
9.17
|
D
|
Â
|
Employee Stock Option (right to buy) #E032354
|
Â
(6)
|
03/20/2013 |
Common Stock
|
6,667
|
$
5.06
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common Stock
|
3,500
|
$
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vests in four equal annual installments beginning on February 15, 2002 |
(2) |
The option vests in four equal annual installments beginning on February 14, 2003 |
(3) |
The option vests in four equal annual installments beginning on August 13, 2004 |
(4) |
The option vests in four equal annual installments beginning on August 12, 2005 |
(5) |
The option vests in four equal annual installments beginning on August 11, 2006 |
(6) |
The option vests in four equal annual installments beginning on March 20, 2004 |
(7) |
The restricted stock units vest on January 20, 2007. Vested shares will be delivered to the reporting person following the vest date. |
(8) |
Each restricted stock unit represents a contingent right to receive one share of LSI common stock. |