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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Units of Duke Realty Limited Partnership | (19) | 07/02/1999 | (19) | Common Stock | 785,704 | 785,704 | I | By NWI Warehouse Group NV, L.P. (20) | |||||||
Employee Stock Options-Right to Buy | $ 19.4876 | (21) | 01/29/2009 | Common Stock | 56,801 | 56,801 | D | ||||||||
Employee Stock Options-Right to Buy | $ 24.2632 | (22) | 01/31/2011 | Common Stock | 1,705 | 1,705 | D | ||||||||
Employee Stock Options-Right to Buy | $ 22.6799 | (23) | 01/30/2012 | Common Stock | 9,168 | 9,168 | D | ||||||||
Employee Stock Options-Right to Buy | $ 24.6905 | (24) | 02/19/2013 | Common Stock | 13,609 | 13,609 | D | ||||||||
Employee Stock Options-Right to Buy | $ 31.5771 | (25) | 01/28/2014 | Common Stock | 10,645 | 10,645 | D | ||||||||
Employee Stock Options-Right to Buy | $ 31.4022 | (26) | 02/10/2015 | Common Stock | 16,541 | 16,541 | D | ||||||||
Employee Stock Options-Right to Buy | $ 34.13 | (27) | 02/10/2016 | Common Stock | 13,601 | 13,601 | D | ||||||||
Phantom Stock Units | (28) | (28) | (28) | Common Stock | 6,689 | 6,689 (28) | D | ||||||||
Phantom Stock Units | (29) | (29) | (29) | Common Stock | 10,603 | 10,603 (29) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NELLEY JOHN W JR 782 MELROSE AVENUE NASHVILLE,, TN 37211 |
X | Managing Dir., Nashville Oper. |
Valerie J. Steffen for John W. Nelley, Jr. per POA previously filed | 04/28/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld for taxes upon the vesting of restricted stock units granted pursuant to Rule 16b-3 of Section 16b of the Securities Exchange Act of 1934. |
(2) | Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 66 shares of the Company's common stock through dividend reinvestment and 145 shares through the Company's Employee Stock Purchase Plan. |
(3) | Represents the Reporting Person's beneficial ownership of Shares owned by NWI XV, L.P. ("NWIXV"). In total, NWIXV owns 2,600 shares. |
(4) | Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 465 shares of DRE's common stock under the Company's 401(k) plan. |
(5) | Represents the Reporting Person's beneficial ownership of Shares owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 200,000 Shares. |
(6) | Represents the Reporting Person's beneficial ownership of Shares owned by Nelley Holdings, L.P. ("NHLP"). In total, NHLP owns 4,238 Shares. |
(7) | Represents the Reporting Person's beneficial ownership of Shares owned by NWI X, L.P. ("NWIX"). In total, NWIX owns 6,676 Shares. |
(8) | Represents the Reporting Person's beneficial ownership of Shares owned by NWI XX, L.P. ("NWIXX"). In total, NWIXX owns 7,100 Shares. |
(9) | Represents the Reporting Person's beneficial ownership of Shares owned by Pine Tree Corporation ("PTC"). In total, PTC owns 7,100 shares. |
(10) | By John W. Nelley, Jr., as Co-Trustee for the Revocable Inter-Vivos Trust for Mary Lindsay Polk Stone. The Reporting Person disclaims any beneficial interest in these shares. |
(11) | By John W. Nelley, Jr., as Trustee for the 1987 E.H.W., Jr., Family Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(12) | By John W. Nelley, Jr., as Trustee for the Jack Denton Graham Family Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(13) | By John W. Nelley, Jr., as Trustee for the Andrew Dale Harris Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(14) | By John W. Nelley, Jr., as Trustee for the Holcomb Family Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(15) | By John W. Nelley, Jr., as Trustee for the J. Canale Harris Trust Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(16) | By John W. Nelley, Jr., as Trustee for the Janice Shapard Oden Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(17) | By John W. Nelley, Jr., as Trustee for the Provo Family Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(18) | By John W. Nelley, Jr., as Trustee for the VanderNaillen Trust. The Reporting Person disclaims any beneficial interest in these shares. |
(19) | Units of Duke Realty Limited Partnership are convertible on a one to one basis to the Company's common stock and have no expiration date. |
(20) | Represents the Reporting Person's beneficial ownership of Units owned by NWI Warehouse Group NV, L.P. ("NWI"). In total, NWI owns 3,521,050 Units. |
(21) | The Stock Options vested at a rate of 33.33% per year and were fully vested on 1/21/02. |
(22) | The Stock Options vested at a rate of 20% per year and were fully vested on 1/31/06. |
(23) | The Stock Options vest at a rate of 20% per year and will be fully vested on 1/30/07. |
(24) | The Stock Options vest at a rate of 20% per year and will be fully vested on 2/19/08. |
(25) | The Stock Options vest at a rate of 20% per year and will be fully vested on 1/28/09. |
(26) | The Stock Options vest at a rate of 20% per year and will be fully vested on 2/10/10. |
(27) | The Stock Options vest at a rate of 20% per year and will be fully vested on 2/10/11. |
(28) | Represents phantom stock units accrued under the Weeks Corporation 1998 Deferred Compensation Plan. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 88 shares of the Company's common stock through dividend reinvestment. All amounts accrued under the plan are to be paid in cash upon the Reporting Person's termination of employment. |
(29) | Represents phantom stock units accrued under the Executives' Deferred Compensation Plan of Duke Realty Services Limited Partnership. Between February 6, 2006 and April 28, 2006, the Reporting Person acquired 140 shares of common stock through dividend reinvestment. The units are valued on a one to one basis to the Company's common stock and are to be settled in cash upon the Reporting Person's termination of employment. |