UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
NON-QUALIFIED STOCK OPTION (3) | 11/26/2014 | 11/26/2020 | COMMON STOCK | 963 | $ 47.29 | D | Â |
NON-QUALIFIED STOCK OPTION (3) | 11/25/2015 | 11/25/2021 | COMMON STOCK | 1,038 | $ 73.53 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FOX VANESSA C 9330 BALBOA AVENUE SAN DIEGO, CA 92123 |
 |  |  VP - CHIEF DEVELOPMENT OFFICER |  |
VANESSA C FOX | 10/03/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities represent the unvested portion of restricted stock unit grants made on 11/26/2013 and 11/25/2014. The grants of restricted stock units vest in five equal installments commencing one year after the date of grant. A portion of RSU grants are subject to holding requirements. |
(2) | These securities represent the unvested portion of a restricted stock unit grant made on 11/24/2015. The grant of restricted stock units vests in three equal installments commencing one year after the date of grant. This RSU grant is not subject to holding requirements. |
(3) | These options become exercisable in three equal installments commencing one year after the date of grant. |