UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (2) | 02/19/2026 | Common Shares | 12,842 | $ 11.22 | D | Â |
Stock Option (right to buy) | Â (3) | 12/06/2026 | Common Shares | 14,591 | $ 10.4 | D | Â |
Stock Option (right to buy) | Â (4) | 12/07/2027 | Common Shares | 3,112 | $ 17.5 | D | Â |
Stock Option (right to buy) | Â (5) | 12/11/2028 | Common Shares | 5,597 | $ 14.68 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kitching Steven C/O COTT CORPORATION 4221 WEST BOY SCOUT BOULEVARD TAMPA, FL 33607 |
 |  |  Executive Chair, RBS |  |
/s/ Marni Morgan Poe, Attorney-in-Fact | 01/09/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 2,946 of the reported shares are unvested time-based restricted share units, which will vest on various dates between 2019 and 2021. |
(2) | Represents an option granted on February 19, 2016. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. The first installment and second installment have vested. |
(3) | Represents an option granted on December 6, 2016. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. The first installment and second installment have vested. |
(4) | Represents an option granted on December 7, 2017. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. The first installment has vested. |
(5) | Represents an option granted on December 11, 2018. The option vests in equal one-third installments on each of the first, second and third anniversaries of the grant date. |
 Remarks: Exhibit List Exhibit 24 - Power of Attorney |