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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Nolan James J 200 BELLEVUE PARKWAY SUITE 300 WILMINGTON, DE 19809 |
 |  |  EVP, IoT Solutions |  |
/s/ Claire H. Hanna, Attorney-in-Fact for James J. Nolan | 02/13/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The purchases reported on this Form 5 were not previously reported on Form 4 by the reporting person. The purchases were executed automatically pursuant to a dividend reinvestment feature in the reporting person's personal brokerage account, which holds a portion of the reporting person's shares of InterDigital common stock. The reporting person activated the dividend reinvestment feature upon opening the brokerage account in September 1997, many years prior to the initiation of the issuer's regular dividend in first quarter 2011. |
(2) | This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 82.7052 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale. |
(3) | This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 65.0217 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale. |
(4) | This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 907.8515 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale. |
(5) | This purchase of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sale by the reporting person of 66.734 shares of the issuer's common stock on December 11, 2012. As of the date hereof, the reporting person has made the issuer aware of such profit and has disgorged to the issuer such profit upon settlement of the sale. |
(6) | As of the year-end 2016 account statement, the reporting person beneficially owned this number of whole shares of common stock pursuant to the InterDigital Savings and Protection Plan. |