UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non Qualified Stock Option | 03/01/2020(1) | 02/09/2026 | Common Stock | 1,050 | $ 61.33 | D | Â |
Non-Qualified Stock Option | 03/01/2017(2) | 02/12/2023 | Common Stock | 700 | $ 48.29 | D | Â |
Non-Qualified Stock Option | 03/01/2019(3) | 02/10/2025 | Common Stock | 1,000 | $ 87.03 | D | Â |
Non-Qualified Stock Options | 03/01/2018(4) | 02/11/2024 | Common Stock | 682 | $ 72.82 | D | Â |
Non-Qualified Stock Options | 03/01/2016 | 02/14/2022 | Common Stock | 350 | $ 35.2925 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Witt Ronald L. 1001 AIR BRAKE AVENUE WILMERDING, PA 15148 |
 |  |  VP Group Executive |  |
David L. DeNinno, POA for Ronald L. Witt | 05/24/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option becomes exercisable as to 263 shares on each of March 1, 2017, and 2018 and as to 262 shares on each of March 1, 2019 and 2020. |
(2) | The option is exercisable as to 350 shares on March 1, 2016 and becomes exercisable for the remaining 350 shares on March 1, 2017. |
(3) | The option is exercisable as to 250 shares on March 1, 2016 and becomes exercisable as to 250 shares on each of March 1, 2017, 2018 and 2019. |
(4) | The option is exercisable as to 228 shares on March 1, 2016 and becomes exercisable at to 227 shares on each of March 1, 2017 and 2018. |