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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 15.63 | 02/01/2006 | A | 170,549 | (1) | 03/09/2015 | Common Stock | 170,549 | (2) | 170,549 | D | ||||
Stock Option (right to purchase) | $ 15.63 | 02/01/2006 | A | 149,251 | (3) | 03/09/2015 | Common Stock | 149,251 | (4) | 319,800 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SANCHEZ FRANK R 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 |
Executive Vice President |
Francis R. Sanchez | 02/01/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options vest in equal increments every quarter over a four year period, with the options being fully vested on the 4th anniversary of the grant date. |
(2) | Received in the merger of Certegy, Inc. and Fidelity National Information Services, Inc. in exchange for an employee stock option to acquire 266,650 shares of Fidelity National Information Services, Inc. common stock for $10.00 per share. |
(3) | Fifty percent of the options vest on the first day following February 1, 2006 on which the average price of the Issuer's common stock equals or exceeds $27.36. One hundred percent of the options vest on the first day following February 1, 2006 on which the average price of the Issuer's common stock equals or exceeds $31.27. For this purpose, the average price of the Issuer's common stock will be the average closing price of the Issuer's common stock as quoted on the New York Stock Exchange for a period of forty-five consecutive trading days. |
(4) | Received in the merger of Certegy, Inc. and Fidelity National Information Services, Inc. in exchange for an employee stock option to acquire 233,350 shares of Fidelity National Information Services, Inc. common stock for $10.00 per share. |