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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM 11-K

 

 

FOR ANNUAL REPORTS OF EMPLOYEE STOCK

REPURCHASE SAVINGS AND SIMILAR PLANS

PURSUANT TO SECTION 15(d) OF THE

SECURITIES ACT OF 1934

(Mark One):

x	ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

FOR THE YEAR ENDED DECEMBER 31, 2015

 

¨	TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

FOR THE TRANSITIONAL PERIOD FROM                      TO                     

COMMISSION FILE NUMBER 001-3610

 

 

 

A.	Full title of the plan and the address of the plan, if different from that of the issuer named below:

RTI EMPLOYEE SAVINGS

AND INVESTMENT PLAN

 

B.	Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:

ALCOA, INC.

390 Park Avenue

New York, NY 10022-4608

 

 

 

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RTI EMPLOYEE SAVINGS AND INVESTMENT PLAN

Financial Statements and Supplemental Schedule

As of December 31, 2015 and 2014 and for the Year Ended December 31, 2015

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Required Information/Index to Exhibits			1
Signatures			2
Consent of Independent Registered Public Accounting Firm			3
Report of Independent Registered Public Accounting Firm			4
Financial Statements:
Statements of Net Assets Available for Benefits			5
Statement of Changes in Net Assets Available for Benefits			6
Notes to Financial Statements			7
Supplemental Schedule:
Form 5500 Schedule H, Line 4i Schedule of Assets (Held at End of Year)			14

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REQUIRED INFORMATION

The financial statements of the RTI Employee Savings and Investment Plan (the “Plan”) and accompanying report of the independent registered public accounting firm for such Plan set forth as Exhibit 99.1 are being furnished pursuant to the rules and regulations of the Securities and Exchange Commission.

Index to Exhibits

 

Exhibit 23.1		Consent of Independent Registered Public Accounting Firm
Exhibit 99.1		Report of Independent Registered Public Accounting Firm and the RTI Employee Savings and Investment Plan Financial Statements as of December 31, 2015 and 2014 and for the year ended December 31, 2015

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant (who administers the employee benefit plan) has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

				RTI EMPLOYEE SAVINGS AND INVESTMENT PLAN
				By:		RTI International Metals, Inc., its administrator
Dated: June 27, 2016				By:		/s/ William F. Oplinger
						William F. Oplinger
						Benefits Management Committee Member
				By:		/s/ Roy C. Harvey
						Roy C. Harvey
						Benefits Management Committee Member
				By:		/s/ Vasantha Nair
						Vasantha Nair
						Benefits Management Committee Member

 

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