Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of May 2013

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 


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Information furnished on this form:

EXHIBIT

Exhibit Number

 

1. (English Translation) Share Buyback Report for the reporting month from April 1, 2013 to April 30, 2013


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: May 8, 2013     By:  

/s/ Eiji Miura

      Eiji Miura
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from April 1, 2013 to April 30, 2013

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on May 8, 2013]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

 

     As of April 30, 2013  
     Number of Shares      Total Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2013)

(Period of repurchase: from May 8, 2013 to May 31, 2013)

   40,000,000         35,000,000,000   

Repurchases during this reporting month (Date of repurchase)

   Date      —           —     
     

 

 

    

 

 

 

Total

        0         0   
     

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

   0         0   

Progress of share repurchase (%)

   0.0         0.0   

 

2. Status of disposition

 

     As of April 30, 2013  
     Number of shares disposed
in the reporting month
      Aggregate amount of 
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)      —           —     
     

 

 

    

 

 

 

Subtotal

        —           —     
     

 

 

    

 

 

 

Treasury shares canceled

   (Date)      —           —     
     

 

 

    

 

 

 

Subtotal

        —           —     
     

 

 

    

 

 

 

Treasury shares transferred upon merger, share exchange or demerger

   (Date)      —           —     
     

 

 

    

 

 

 

Subtotal

        —           —     
     

 

 

    

 

 

 

Other (exercise of stock acquisition rights)

   (Date)      
   April 1      30,500         30,500   
   April 9      109,200         1,540,200   
   April 10      87,500         1,041,500   
   April 11      57,300         2,919,300   
   April 12      61,600         1,015,600   
   April 15      26,800         5,273,800   
   April 16      28,700         4,321,700   
   April 17      37,200         1,945,200   
   April 18      15,200         4,308,200   
   April 19      31,100         4,324,100   
   April 22      30,900         1,461,900   
   April 23      28,700         4,798,700   
   April 24      537,700         5,784,700   
   April 25      827,200         10,605,700   
   April 26      255,200         3,594,200   
     

 

 

    

 

 

 

Subtotal

        2,164,800         52,965,300   
     

 

 

    

 

 

 

Total

        2,164,800         52,965,300   
     

 

 

    

 

 

 

 

3. Status of shares held in treasury

 

     As of April 30, 2013  

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,822,562,601   
  

 

 

 

Number of shares held in treasury

     106,272,879