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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 39.01 | 09/16/2010 | A | 18,192 | (6) | 09/16/2017 | Common Stock | 18,192 | $ 0 | 18,192 | D | ||||
Stock Option | $ 11.54 | 09/17/2010 | M | 62,500 | 11/15/2001 | 11/15/2010 | Common Stock | 62,500 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHWEINFURTH SCOTT D 800 S. NORTHPOINT BLVD WAUKEGAN, IL 60085 |
EVP, CFO & Treasurer |
/s/ Scott D. Schweinfurth | 09/20/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Stock Unit Grant: Restrictions will lapse on ?? of such shares on each of 9/16/2011, 2012, 2013 and 2014. |
(2) | Includes 20,762 shares that remain restricted as of September 20, 2010. |
(3) | These shares were acquired upon exercise of options that were granted in 2000 and would have expired on November 15, 2010. |
(4) | The details of these trades were as follows: 1,306 at $38.85; 500 at $38.86; 600 at $38.87; 1,800 at $38.88; 2,200 at $38.89; 500 at $38.92; 600 at $38.93; 600 at $38.94; 100 at $38.95; 300 at $38.97; 100 at $38.98; 100 at $38.99; 5,089 at $39.00; 1,100 at $39.01; 2,000 at $39.02; 6,100 at $39.03; 5,800 at $39.04; 6,300 at $39.05; 500 at $39.06; 1,200 at $39.07; 1,900 at $39.08; 4,075 at $39.09; 1,300 at $39.10; 1,100 at $39.11; 100 at $39.12; 700 at $39.13; 600 at $39.14; 600 at $39.15; 500 at $39.16; 1,988 at $39.17; 200 at $39.22; 100 at $39.23; 200 at $39.25; 200 at $39.27; 500 at $39.28; 800 at $39.29; 1,300 at $39.30; 1,000 at $39.31; 500 at $39.32; 151 at $39.33; 700 at $39.37; 200 at $39.38; 500 at $39.40; 300 at $39.41; 2,200 at $39.42; 1,191 at $39.43; 400 at $39.44; 700 at $39.45; 500 at $39.46 and 1,200 at $39.48. |
(5) | Represents a reduction in shares to satisfy tax withholding in connection with the vesting of shares of restricted stock on such date. |
(6) | Stock Option Grant: Vesting 1/3 on each of 9/16/2011, 2012 and 2013. |