1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option - Right to Buy
(1)
|
04/04/2008 |
04/03/2011 |
Common Stock
|
1,250
|
$
23.4
|
D
|
Â
|
Option - Right to Buy
(1)
|
06/23/2008 |
06/22/2011 |
Common Stock
|
600
|
$
19.9
|
D
|
Â
|
Option - Right to Buy
(1)
|
06/30/2008(2)
|
06/29/2012 |
Common Stock
|
1,750
|
$
16.91
|
D
|
Â
|
Option - Right to Buy
(1)
|
06/26/2008(3)
|
06/25/2013 |
Common Stock
|
2,250
|
$
19.05
|
D
|
Â
|
Option - Right to Buy
(1)
|
06/26/2008(4)
|
06/25/2014 |
Common Stock
|
4,000
|
$
25.82
|
D
|
Â
|
Option - Right to Buy
(1)
|
06/18/2009(5)
|
06/17/2015 |
Common Stock
|
5,000
|
$
24.34
|
D
|
Â
|
Option - Right to Buy
(1)
|
06/29/2010(6)
|
06/28/2016 |
Common Stock
|
5,000
|
$
18.23
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee stock Option Plans, which are Rule 16b-3 plans. |
(2) |
The option vested as to 875 shares on each of June 30, 2008 and June 30, 2009. |
(3) |
The option vested as to 750 shares on each of June 26, 2008 and June 26, 2009, and will vest as to 750 shares on June 26, 2010. |
(4) |
The option vested as to 1,000 shares on each of June 26, 2008 and June 26, 2009, and will vest as to 1,000 shares on each of June 26, 2010 and June 26, 2011. |
(5) |
The option vested as to 1,250 shares on June 18, 2009, and will vest as to 1,250 shares on each of June 18, 2010, June 18, 2011 and June 18, 2012. |
(6) |
The option will vest as to 1,250 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013. |