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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to Acquire Common Stock | $ 2.1 | 07/09/2009 | D(1) | 1,000 | 07/31/2002 | 07/31/2012 | Common Stock | 1,000 | $ 0 (2) | 0 | D | ||||
Options to Acquire Common Stock | $ 2.22 | 07/09/2009 | D(1) | 1,000 | 10/31/2002 | 10/31/2012 | Common Stock | 1,000 | $ 0 (3) | 0 | D | ||||
Options to Acquire Common Stock | $ 2.86 | 07/09/2009 | D(1) | 1,000 | 01/31/2003 | 01/31/2013 | Common Stock | 1,000 | $ 0 (4) | 0 | D | ||||
Options to Acquire Common Stock | $ 3.3 | 07/09/2009 | D(1) | 1,000 | 04/30/2003 | 04/30/2013 | Common Stock | 1,000 | $ 0 (5) | 0 | D | ||||
Options to Acquire Common Stock | $ 4.2 | 07/09/2009 | D(1) | 1,000 | 07/31/2003 | 07/31/2013 | Common Stock | 1,000 | $ 0 (6) | 0 | D | ||||
Options to Acquire Common Stock | $ 4.91 | 07/09/2009 | D(1) | 1,000 | 10/31/2003 | 10/31/2013 | Common Stock | 1,000 | $ 0 (7) | 0 | D | ||||
Options to Acquire Common Stock | $ 4.8 | 07/09/2009 | D(1) | 1,000 | 01/30/2004 | 01/30/2014 | Common Stock | 1,000 | $ 0 (8) | 0 | D | ||||
Options to Acquire Common Stock | $ 4.94 | 07/09/2009 | D(1) | 1,000 | 04/30/2004 | 04/30/2014 | Common Stock | 1,000 | $ 0 (9) | 0 | D | ||||
Options to Acquire Common Stock | $ 4.2 | 07/09/2009 | D(1) | 1,000 | 07/30/2004 | 07/30/2014 | Common Stock | 1,000 | $ 0 (10) | 0 | D | ||||
Options to Acquire Common Stock | $ 4.44 | 07/09/2009 | D(1) | 1,000 | 10/29/2004 | 10/29/2014 | Common Stock | 1,000 | $ 0 (11) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COOPER FREDERICK E 470 EAST PACES FERRY ROAD ATLANTA, GA 30305 |
X |
Frederick E. Cooper | 07/13/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 9, 2009, the Issuer was merged with and into a wholly-owned subsidiary of American Software, Inc. ("American Software"). American Software previously completed a tender offer, which expired on June 29, 2009, for all of the outstanding common stock of the Issuer not currently owned by American Software. After completion of the tender offer, American Software owned approximately 96.7% of the outstanding common stock of the Issuer. Under the plan of merger, all outstanding options to purchase the Issuer's common stock were modified to grant the option holder the right to purchase shares of Class A Common Stock of American Software in lieu of common stock of the Issuer. All other terms of the modified options remained. |
(2) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $1.55 per share. The stock option retained identical vesting and expiration terms. |
(3) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $1.64 per share. The stock option retained identical vesting and expiration terms. |
(4) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $2.11 per share. The stock option retained identical vesting and expiration terms. |
(5) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $2.44 per share. The stock option retained identical vesting and expiration terms. |
(6) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $3.10 per share. The stock option retained identical vesting and expiration terms. |
(7) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $3.62 per share. The stock option retained identical vesting and expiration terms. |
(8) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $3.54 per share. The stock option retained identical vesting and expiration terms. |
(9) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $3.64 per share. The stock option retained identical vesting and expiration terms. |
(10) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $3.10 per share. The stock option retained identical vesting and expiration terms. |
(11) | Pursuant to the Plan of Merger, the stock option were modified to grant the option holder the right to purchase 1,357 shares of Class A Common Stock of American Software at an exercise price of $3.27 per share. The stock option retained identical vesting and expiration terms. |