|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
| |||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option Right to Buy | $ 11.04 | 01/12/2009 | D(1) | 20,000 | 08/12/2004(1) | 08/12/2013 | Common Stock | 20,000 | $ 0 | 0 | D | ||||
| Option Right to Buy | $ 8.44 | 01/12/2009 | A(1) | 26,171 | 08/12/2004(1) | 08/12/2013 | Common Stock | 26,171 | $ 0 | 26,171 | D | ||||
| Option Right to Buy | $ 25.99 | 01/12/2009 | D(2) | 6,000 | 01/01/2005(2) | 01/01/2014 | Common Stock | 6,000 | $ 0 | 0 | D | ||||
| Option Right to Buy | $ 19.87 | 01/12/2009 | A(2) | 7,851 | 01/01/2005(2) | 01/01/2014 | Common Stock | 7,851 | $ 0 | 7,851 | D | ||||
| Option Right to Buy | $ 27.9 | 01/12/2009 | D(3) | 5,000 | 01/10/2006(3) | 01/10/2015 | Common Stock | 5,000 | $ 0 | 0 | D | ||||
| Option Right to Buy | $ 21.33 | 01/12/2009 | A(3) | 6,542 | 01/10/2006(3) | 01/10/2015 | Common Stock | 6,542 | $ 0 | 6,542 | D | ||||
| Option Right to Buy | $ 28.89 | 01/12/2009 | D(4) | 5,000 | 01/10/2007(4) | 01/10/2016 | Common Stock | 5,000 | $ 0 | 0 | D | ||||
| Option Right to Buy | $ 22.08 | 01/12/2009 | A(4) | 6,542 | 01/10/2007(4) | 01/10/2016 | Common Stock | 6,542 | $ 0 | 6,542 | D | ||||
| Option Right to Buy | $ 25.38 | 01/12/2009 | D(5) | 5,000 | 01/10/2008(5) | 01/10/2017 | Common Stock | 5,000 | $ 0 | 0 | D | ||||
| Option Right to Buy | $ 19.4 | 01/12/2009 | A(5) | 6,542 | 01/10/2008(5) | 01/10/2017 | Common Stock | 6,542 | $ 0 | 6,542 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| ROGERS EDDY J JR 3101 RED CORRAL RANCH ROAD WIMBERLEY, TX 78676 |
X | |||
| Eddy J. Rogers, Jr. | 01/12/2009 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on 8/12/2003 and provides for vesting in cumulative equal annual installments over four years commencing on 8/12/2004. The amendment of the option permits the option to remain exercisable for the original life of the option upon retirement or other similar separation of the reporting person from the Board of Directors of Kindred Healthcare, Inc. ("Kindred"). The replacement option also reflects prior adjustments under the Kindred Healthcare, Inc. 2001 Equity Plan for Non-Employee Directors (Amended and Restated) which were made upon the July 2007 spin-off of Kindred's former institutional pharmacy business. |
| (2) | The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on 1/1/2004 and provides for vesting in cumulative equal annual installments over four years commencing on 1/1/2005. The amendment of the option permits the option to remain exercisable for the original life of the option upon retirement or other similar separation of the reporting person from the Board of Directors of Kindred Healthcare, Inc. ("Kindred"). The replacement option also reflects prior adjustments under the Kindred Healthcare, Inc. 2001 Equity Plan for Non-Employee Directors (Amended and Restated) which were made upon the July 2007 spin-off of Kindred's former institutional pharmacy business. |
| (3) | The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on 1/10/2005 and provides for vesting in cumulative equal annual installments over four years commencing on 1/10/2006. The amendment of the option permits the option to remain exercisable for the original life of the option upon retirement or other similar separation of the reporting person from the Board of Directors of Kindred Healthcare, Inc. ("Kindred"). The replacement option also reflects prior adjustments under the Kindred Healthcare, Inc. 2001 Equity Plan for Non-Employee Directors (Amended and Restated) which were made upon the July 2007 spin-off of Kindred's former institutional pharmacy business. |
| (4) | The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on 1/10/2006 and provides for vesting in cumulative equal annual installments over four years commencing on 1/10/2007. The amendment of the option permits the option to remain exercisable for the original life of the option upon retirement or other similar separation of the reporting person from the Board of Directors of Kindred Healthcare, Inc. ("Kindred"). The replacement option also reflects prior adjustments under the Kindred Healthcare, Inc. 2001 Equity Plan for Non-Employee Directors (Amended and Restated) which were made upon the July 2007 spin-off of Kindred's former institutional pharmacy business. |
| (5) | The reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on 1/10/2007 and provides for vesting in cumulative equal annual installments over four years commencing on 1/10/2008. The amendment of the option permits the option to remain exercisable for the original life of the option upon retirement or other similar separation of the reporting person from the Board of Directors of Kindred Healthcare, Inc. ("Kindred"). The replacement option also reflects prior adjustments under the Kindred Healthcare, Inc. 2001 Equity Plan for Non-Employee Directors (Amended and Restated) which were made upon the July 2007 spin-off of Kindred's former institutional pharmacy business. |