1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
01/12/2007(1)
|
01/12/2016 |
Common Stock
|
40,000
|
$
14.07
|
D
|
Â
|
Stock Option (right to buy)
|
08/11/2007(2)
|
08/11/2016 |
Common Stock
|
16,900
|
$
10.23
|
D
|
Â
|
Stock Option (right to buy)
|
01/26/2005 |
01/26/2015 |
Common Stock
|
25,000
|
$
8.51
|
D
|
Â
|
Stock Appreciation Rights
|
03/02/2008(3)
|
03/02/2017 |
Common Stock
|
16,000
|
$
11.64
|
D
|
Â
|
Stock Option (right to buy)
|
07/12/2005 |
07/12/2014 |
Common Stock
|
25,000
|
$
7.5
|
D
|
Â
|
Stock Option (right to buy)
|
02/28/2009(4)
|
02/28/2018 |
Common Stock
|
11,800
|
$
18.08
|
D
|
Â
|
Warrant (right to buy)
|
05/25/2004 |
05/25/2009 |
Common Stock
|
32,196
|
$
3.3
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The stock options vest annually with 13,333 having vested January 12, 2007, 13,333 having vested January 12, 2008 and 13,334 vesting January 12, 2009. |
(2) |
The stock options vest annually with 5,633 having vested August 11, 2007, 5,633 vesting August 11, 2008 and 5,634 vesting August 11, 2009. |
(3) |
The stock appreciation rights vest annually with 5,333 having vested March 2, 2008, 5,333 vesting March 2, 2009 and 5,334 vesting March 2, 2010. |
(4) |
The stock options vest annually with 3,933 vesting February 28, 2009, 3,933 vesting February 28, 2010 and 3,934 vesting February 28, 2011. |