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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit (2) | $ 0 | 05/01/2007 | A | 6,497 | (3) | (3) | Common Stock | 6,497 | $ 0 | 6,497 | D | ||||
Stock Option (Right to Buy) | $ 4.05 | 05/03/2007 | M | 4,444 | (5) | 01/02/2013 | Common Stock | 4,444 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 13.58 | 05/03/2007 | M | 3,556 | (6) | 02/25/2014 | Common Stock | 3,556 | $ 0 | 1,778 | I | Owned by Spouse (4) | |||
Stock Option (Right to Buy) | $ 4.05 | 05/03/2007 | M | 444 | (5) | 01/02/2013 | Common Stock | 444 | $ 0 | 0 | I | Owned by Spouse (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRAHAM LARRY R 5959 S. SHERWOOD FOREST BLVD. BATON ROUGE, LA 70816 |
COO |
/s/ Larry R. Graham | 05/03/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 10,624 shares owned jointly with the reporting person's spouse. Also includes 2,468 shares owned by the reporting person's spouse, for which he disclaims beneficial ownership. This report shall not be deemed an admission of benedicial ownership of these securities, for purposes of Section 16 or for other purposes. |
(2) | Each Restricted Stock Unit represents a contingent right to receive one share of Amedisys, Inc. Common Stock. |
(3) | The Restricted Stock Units vest in four annual installments beginning May 1, 2008. Vested shares will be delivered to the reporting person on May 1, 2012. |
(4) | The Stock Options were issued in the name of the reporting persons's spouse, in her capacity as an employee of the Company. This report shall not be deemed an admission of benedicial ownership of these securities, for purposes of Section 16 or for other purposes. |
(5) | The option vested in three equal installments on January 2, 2004, 2005 and 2006. |
(6) | The option vested in three equal installments on February 26, 2005, 2006 and 2007. |
(7) | Includes 1163 shares acquired under the Company's Employee Stock Purchase Plan by the reporting person and the reporting person's spouse since the date of the reporting person's last ownership report. |
(8) | Includes 138 shares acquired under the Company's 401(k) plan since the date of the reporting person's last ownership report |
(9) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person |