Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
vSpring III D, L.P.
  2. Issuer Name and Ticker or Trading Symbol
CONTROL4 CORP [CTRL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
2795 E. COTTONWOOD PARKWAY, SUITE 360
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2013
(Street)

SALT LAKE CITY, CA 84121
4. If Amendment, Date Original Filed(Month/Day/Year)
6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2013   C   1,973,134 A (1) 1,973,134 I By vSpring SBIC, L.P (2) (3)
Common Stock 08/07/2013   C   63,542 A (1) 63,542 I By vSpring III D, L.P. (4) (3)
Common Stock 08/07/2013   C   226,819 A (1) 226,819 I By vSpring III, L.P. (5) (3)
Common Stock 08/07/2013   C   1,256 A (1) 1,256 I By vSpring Partners III, L.P. (6) (3)

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) 08/07/2013   C     692,307   (1)   (1) Common Stock 692,307 $ 0 0 I By vSpring SBIC, L.P. (2) (3)
Series B Convertible Preferred Stock (1) 08/07/2013   C     871,652   (1)   (1) Common Stock 871,652 $ 0 0 I By vSpring SBIC, L.P. (2) (3)
Series C Convertible Preferred Stock (1) 08/07/2013   C     282,505   (1)   (1) Common Stock 282,505 $ 0 0 I By vSpring SBIC, L.P. (2) (3)
Series D Convertible Preferred Stock (1) 08/07/2013   C     94,268   (1)   (1) Common Stock 94,268 $ 0 0 I By vSpring SBIC, L.P. (2) (3)
Series G Convertible Preferred Stock (1) 08/07/2013   C     63,542   (1)   (1) Common Stock 63,542 $ 0 0 I By vSpring III D, L.P. (4) (3)
Series G Convertible Preferred Stock (1) 08/07/2013   C     226,819   (1)   (1) Common Stock 226,819 $ 0 0 I By vSpring III, L.P. (5) (3)
Series G Convertible Preferred Stock (1) 08/07/2013   C     1,256   (1)   (1) Common Stock 1,256 $ 0 0 I By vSpring Partners III, L.P. (6) (3)
Series G Convertible Preferred Stock (1) 08/07/2013   C     32,402   (1)   (1) Common Stock 32,402 $ 0 0 I By vSpring SBIC, L.P. (2) (3)

Reporting Owners

Reporting Owner Name / Address Relationships
 Director  10% Owner  Officer  Other
vSpring III D, L.P.
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY, CA 84121
    X    
vSpring III L P
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY, UT 84121
    X    
vSpring Management III D, L.L.C.
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY 84121
    X    
vSpring Management III, L.L.C.
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY, UT 84121
    X    
vSpring Partners III, L.P.
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY, UT 84121
    X    
vSpring SBIC Management, L.L.C.
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY, UT 84121
    X    
VSPRING SBIC LP
2795 E. COTTONWOOD PARKWAY, SUITE 360
SALT LAKE CITY, UT 84121
    X    

Signatures

 vSpring III D, L.P. /s/ Scott R. Petty, Managing Member of vSpring Management III D, LLC, its General Partner   08/07/2013
**Signature of Reporting Person Date

 vSpring III, L.P., /s/ Scott R. Petty, Managing Member of vSpring Management III, LLC, its General Partner   08/07/2013
**Signature of Reporting Person Date

 vSpring Management III D, L.L.C., /s/ Scott R. Petty, Managing Member   08/07/2013
**Signature of Reporting Person Date

 vSpring Management III, L.L.C., /s/ Scott R. Petty, Managing Member   08/07/2013
**Signature of Reporting Person Date

 vSpring Partners III, L.P., /s/ Scott R. Petty, Managing Member of vSpring Management III, LLC, its General Partner   08/07/2013
**Signature of Reporting Person Date

 vSpring SBIC Management, L.L.C., /s/ Scott R. Petty, Managing Member   08/07/2013
**Signature of Reporting Person Date

 vSpring SBIC, L.P., /s/ Scott R. Petty, Managing Member of vSpring SBIC Management, LLC, its General Partner   08/07/2013
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
(2) These shares are owned directly by vSpring SBIC, L.P. ("vSpring SBIC"), of which vSpring SBIC Management, L.L.C. ("vSpring SBIC Management") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring SBIC Management are Scott Petty and Dinesh Patel. Scott Petty is a director of Issuer. vSpring SBIC, vSpring III D (as defined below), vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring Management III (as defined below), vSpring Management III D (as defined below), vSpring III D, vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring SBIC.
(3) The reporting persons and their managing members disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein, and this report shall not be deemed an admission that any of the reporting persons or their managing members are the beneficial owners of such securities for Section 16 or any other purpose.
(4) These shares are owned directly by vSpring III D, L.P. ("vSpring III D"), of which vSpring Management III D, L.L.C. ("vSpring Management III D") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III D are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III D, vSpring SBIC, vSpring III (as defined below) and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III (as defined below), vSpring III and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III D.
(5) These shares are owned directly by vSpring III, L.P. ("vSpring III"), of which vSpring Management III, L.L.C. ("vSpring Management III") is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring III, vSpring SBIC, vSpring III D and vSpring Partners (as defined below) may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring Partners disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring III.
(6) These shares are owned directly by vSpring Partners III, L.P. ("vSpring Partners"), of which vSpring Management III is the sole general partner and exercises voting and investment power over these shares. The managing members of vSpring Management III are Scott Petty, Dinesh Patel, Ron Heinz and Brandon Tidwell. Scott Petty is a director of Issuer. vSpring Partners, vSpring III D, vSpring SBIC and vSpring III may be deemed to be members of a Section 13(d) "group." vSpring SBIC, vSpring SBIC Management, vSpring Management III D, vSpring III D and vSpring III disclose the existence of such group and disclaim beneficial ownership of any shares held by vSpring Partners.

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