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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase | $ 3.45 | 09/09/2006 | 09/09/2012 | Common Stock | 19,020 | 19,020 (3) | D | ||||||||
Option to Purchase | $ 3.45 | 03/02/2010 | M | 12,230 (4) | 09/09/2007 | 09/09/2012 | Common Stock | 22,230 | (5) | 10,000 | D | ||||
Option to Purchase | $ 3.45 | 03/03/2010 | M | 10,000 | 09/09/2007 | 09/09/2012 | Common Stock | 10,000 | (5) | 0 (6) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Colosi Scott Matthew C/O TEXAS ROADHOUSE, INC. 6040 DUTCHMANS LANE, SUITE 200 LOUISVILLE, KY 40205 |
Chief Financial Officer |
/s/ Sheila C. Brown, by Power of Attorney | 05/14/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This sale was mistakenly reported as having occurred on March 10, 2010. |
(2) | Weighted average sale price reported. These shares were sold within a range of $13.70 and $13.82. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder of the issuer, full information regarding the number shares sold at each separate price. |
(3) | An exercise was mistakenly reported in this tranche. |
(4) | This exercise was mistakenly reported in a different tranche. |
(5) | Granted pursuant to compensatory benefit plan. |
(6) | Balance correction. |