SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of the Securities Exchange Act of 1934 April 21, 2003 Date of report (Date of Earliest Event Reported) KATY INDUSTRIES, INC. (Exact name of Registrant as specified in Its Charter) DELAWARE 1-5558 75-1277589 (State or other jurisdiction of (Commission File Number) (I.R.S. Employer incorporation) Identification No.) 765 Straits Turnpike, Middlebury, Connecticut 06762 (Address of principal executive offices and zip code) (203) 598-0397 Registrant's telephone number, including area code ITEM 5. Other Events On April 17, 2003, Katy Industries, Inc. issued a press release announcing the implementation of a stock repurchase program. The release is attached as an exhibit to this Form 8-K. ITEM 7. Financial Statements, Pro Forma Financial Information and Exhibits. (c) Exhibits Number Exhibit 99.1 Katy Industries, Inc. press release issued April 17, 2003. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. KATY INDUSTRIES, INC. Date: April 21, 2003 By: /s/ Amir Rosenthal ----------------------------------------- Amir Rosenthal Vice President, Chief Financial Officer, General Counsel and Secretary Exhibits -------- Exhibit Number Exhibit -------------- ------- 99.1 Press Release