Form 20-F X
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Form 40-F __
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SONY CORPORATION
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(Registrant)
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By: /s/ Kenichiro Yoshida
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(Signature)
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Kenichiro Yoshida
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Executive Deputy President and
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Chief Financial Officer
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News & Information | 1-7-1 Konan, Minato-ku |
Tokyo, 108-0075 Japan |
The Thirty-Fourth Series of Stock Acquisition Rights
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1.
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Aggregate number of Stock Acquisition Rights:
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13,915
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2.
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Persons to whom Stock Acquisition Rights will be allocated and number of Stock Acquisition Rights to be allocated:
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Number of persons
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(Number of Stock Acquisition Rights)
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Corporate executive officers of the Corporation
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8
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(3,200)
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Employees of the Corporation
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103
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(1,687)
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Directors of the subsidiaries of the Corporation
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51
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(2,168)
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Officers/Employees of the subsidiaries of the Corporation
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701
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(6,860)
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Total: 863
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(Total: 13,915)
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3.
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Payment in exchange for Stock Acquisition Rights:
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Stock Acquisition Rights are issued without payment of any consideration to the Corporation.
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4.
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Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights:
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1,391,500 shares of common stock of the Corporation
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The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares.
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5. | Amount of assets to be contributed upon exercise of Stock Acquisition Rights: | ||||
523,100 yen per Stock Acquisition Right
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(5,231 yen per share) (Exercise Price)
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The Thirty-Fifth Series of Stock Acquisition Rights
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1.
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Aggregate number of Stock Acquisition Rights: |
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15,549
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2.
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Persons to whom Stock Acquisition Rights will be allocated and number of Stock Acquisition Rights to be allocated: |
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Number of persons
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(Number of Stock Acquisition Rights) | ||
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Corporate executive officers of the Corporation
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1 |
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(2,000)
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Employees of the Corporation
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2
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( 29)
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Directors of the subsidiaries of the Corporation
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24
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(2,302)
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Officers/Employees of the subsidiaries of the Corporation
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725
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(11,218) |
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Total: 752
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(Total: 15,549)
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3.
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Payment in exchange for Stock Acquisition Rights: |
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Stock Acquisition Rights are issued without payment of any consideration to the Corporation.
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4.
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Class and number of shares to be issued or transferred upon exercise of Stock Acquisition Rights:
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1,554,900 shares of common stock of the Corporation
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The number of shares to be issued or transferred upon exercise of each Stock Acquisition Right shall be 100 shares.
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5.
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Amount of assets to be contributed upon exercise of Stock Acquisition Rights:
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4,573.00 U.S. dollars per Stock Acquisition Right
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(45.73 U.S. dollars per share) (Exercise Price)
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