UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): December 18, 2007
S.Y. BANCORP, INC.
(Exact name of registrant as specified in its charter)
Kentucky 1-13661 61-1137529
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(State or other jurisdiction of (Commission File Number) (I.R.S. Employer
incorporation or organization) Identification No.)
1040 East Main Street, Louisville, Kentucky, 40206
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(Address of principal executive offices)
(502) 582-2571
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(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
|_| Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 5.03 AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL
YEAR.
On December 18, 2007, the Board of Directors of S.Y. Bancorp, Inc. (the
"Company") approved amendments to Sections 1.02, 1.03 and 1.04 of the Bylaws of
the Company to expressly permit the issuance and transfer of uncertificated
shares of the Company's capital stock. These amendments were adopted in
connection with the recent amendments to Rule 4350(l) of The NASDAQ Stock Market
LLC, which requires NASDAQ-listed companies to have their listed securities
eligible for the Direct Registration System by January 1, 2008. The Direct
Registration System allows investors to establish a book-entry position on the
books of an issuer maintained by the issuer or its transfer agent and to
transfer the investor's securities electronically to broker-dealers in order to
effect transactions without the use of physical stock certificates.
A complete copy of the Bylaws of the Company, as amended through December
18, 2007, is attached hereto as Exhibit 3.1 and is incorporated herein by
reference.
ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
D. Exhibits
3.1 Bylaws of S.Y. Bancorp
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: December 19, 2007 S.Y. BANCORP, INC.
By: /s/ Nancy B. Davis
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Nancy B. Davis, Executive Vice
President, Treasurer and Chief
Financial Officer