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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MACQUARIE GROUP LTD LEVEL 6, 50 MARTIN PLACE NEW SOUTH WALES 2000, C3 2000 |
X |
/s/ Paul Peduto, Authorized Signatory | 06/13/2018 | |
**Signature of Reporting Person | Date | |
/s/ Charles Glorioso, Authorized Signatory | 06/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These purchases were effected by Macquarie Infrastructure Management (USA) Inc. ("MIMUSA"), a subsidiary of the reporting person, pursuant to a Rule 10b5-1 trading plan adopted by MIMUSA on May 9, 2018. |
(2) | The prices reported in Column 4 are a weighted average price per day. These shares were purchased by MIMUSA in multiple transactions at prices ranging from $40.68 to $41.64, inclusive, on June 11, 2018 and $41.49 to $41.81, inclusive, on June 12, 2018. The reporting person undertakes to provide to Macquarie Infrastructure Corporation, any security holder of Macquarie Infrastructure Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by MIMUSA at each separate price within the ranges set forth in this footnote (2) to this Form 4. |
(3) | Includes 8,605,689 shares that are held by MIMUSA and 54,400 shares that are held in various investment funds for which Macquarie Investment Management Global Limited, a subsidiary of the reporting person, acts as investment advisor. The reporting person disclaims any beneficial ownership of all such securities except to the extent of its pecuniary interest in such shares. |