SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. _____)*
Delta Technology Holdings Limited |
(Name of Issuer) |
Ordinary Shares |
(Title of Class of Securities) |
G8477B105 |
(CUSIP Number) |
December 31, 2015 |
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ | Rule 13d-1(b) |
¨ | Rule 13d-1(c) |
x | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 9
Exhibit Index Contained on Page 8
CUSIP NO. G8477B105 | 13 G | Page 2 of 9 |
1 | NAME OF REPORTING PERSONS KPCB China Fund, L.P. (“KPCB China”) |
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 1,066,700 shares, except that KPCB China Associates, Ltd. (“Associates”), the general partner of KPCB China, may be deemed to have sole power to vote these shares. |
6 | SHARED VOTING POWER See response to row 5. | |
7 | SOLE DISPOSITIVE POWER 1,066,700 shares, except that Associates, the general partner of KPCB China, may be deemed to have sole power to dispose of these shares. | |
8 | SHARED DISPOSITIVE POWER See response to row 7. |
9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,066,700 |
10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ |
11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.1% |
12 | TYPE OF REPORTING PERSON PN |
CUSIP NO. G8477B105 | 13 G | Page 3 of 9 |
1 | NAME OF REPORTING PERSONS KPCB China Associates, Ltd. |
2 | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) x |
3 | SEC USE ONLY |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER 1,066,700 shares, all of which are directly owned by KPCB China. Associates, the general partner of KPCB China, may be deemed to have sole power to vote these shares. |
6 | SHARED VOTING POWER See response to row 5. | |
7 | SOLE DISPOSITIVE POWER 1,066,700 shares, all of which are directly owned by KPCB China. Associates, the general partner of KPCB China, may be deemed to have sole power to dispose of these shares. | |
8 | SHARED DISPOSITIVE POWER See response to row 7. |
9 | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,066,700 |
10 | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ |
11 | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.1% |
12 | TYPE OF REPORTING PERSON CO |
CUSIP NO. G8477B105 | 13 G | Page 4 of 9 |
ITEM 1(A). | NAME OF ISSUER |
Delta Technology Holdings Limited (the “Issuer”) | |
ITEM 1(B). | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES |
16 Kaifa Avenue | |
Danyang, Jiangsu, China 212300 | |
ITEM 2(A). | NAME OF PERSONS FILING |
This Schedule is filed by KPCB China Fund, L.P., a Cayman Islands exempted limited partnership, and KPCB China Associates, Ltd., a Cayman Islands limited company. The foregoing entities are collectively referred to as the “Reporting Persons.” | |
ITEM 2(B). | ADDRESS OF PRINCIPAL OFFICE |
The address for each of the Reporting Persons is P.O. Box 309, GT Ugland House, South Church Street, Georgetown, Grand Cayman, Cayman Islands. | |
ITEM 2(C). | CITIZENSHIP |
See Row 4 of cover page for each Reporting Person. | |
ITEM 2(D). | TITLE OF CLASS OF SECURITIES |
Ordinary shares. | |
ITEM 2(D) | CUSIP NUMBER |
G8477B105 | |
ITEM 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not applicable. | |
ITEM 4. | OWNERSHIP |
The following information with respect to the ownership of the ordinary shares of the Issuer by the persons filing this Statement is provided as of December 31, 2015: |
CUSIP NO. G8477B105 | 13 G | Page 5 of 9 |
(a) | Amount beneficially owned:
See Row 9 of cover page for each Reporting Person. |
(b) | Percent of Class:
See Row 11 of cover page for each Reporting Person. |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person. |
(ii) | Shared power to vote or to direct the vote: |
See Row 6 of cover page for each Reporting Person.
(iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of cover page for each Reporting Person.
(iv) | Shared power to dispose or to direct the disposition of:
See Row 8 of cover page for each Reporting Person. |
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
Not applicable. | |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. |
Under certain circumstances set forth in the operating agreements of the Reporting Persons, the members of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the Issuer owned by each such entity of which they are a member. | |
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
Not applicable. | |
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. |
Not applicable. | |
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. |
Not applicable. |
CUSIP NO. G8477B105 | 13 G | Page 6 of 9 |
ITEM 10. | CERTIFICATION. |
Not applicable. |
CUSIP NO. G8477B105 | 13 G | Page 7 of 9 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2016
KPCB CHINA FUND, L.P., a Cayman Islands exempted limited partnership | ||
By: KPCB CHINA ASSOCIATES, LTD., a Cayman Islands limited company, its general partner | ||
By: | /s/ Paul Vronsky | |
Paul Vronsky | ||
General Counsel | ||
KPCB CHINA ASSOCIATES, LTD., a Cayman Islands limited company | ||
By: | /s/ Paul Vronsky | |
Paul Vronsky | ||
General Counsel |
CUSIP NO. G8477B105 | 13 G | Page 8 of 9 |
EXHIBIT INDEX
Found on Sequentially | ||
Exhibit | Numbered Page | |
Exhibit A: Agreement of Joint Filing | 9 |
CUSIP NO. G8477B105 | 13 G | Page 9 of 9 |
exhibit A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the ordinary shares of the Issuer shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G.
Date: February 12, 2016
KPCB CHINA FUND, L.P., a Cayman Islands exempted limited partnership | ||
By: KPCB CHINA ASSOCIATES, LTD., a Cayman Islands limited company, its general partner | ||
By: | /s/ Paul Vronsky | |
Paul Vronsky | ||
General Counsel | ||
KPCB CHINA ASSOCIATES, LTD., a Cayman Islands limited company | ||
By: | /s/ Paul Vronsky | |
Paul Vronsky | ||
General Counsel |