UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | Â (4) | 06/30/2014 | Common Stock, par value $0.001 per share | 100,000 | $ 1 | D | Â |
Unsecured 8% Coupon Series B Convertible Debenture | Â (5) | 01/31/2017 | Common Stock, par value $0.001 per share | (7) | $ 1 | I | Held by Boniuk Charitable Foundation |
Unsecured 8% Coupon Series B Convertible Debenture | Â (6) | 01/31/2017 | Common Stock, par value $0.001 per share | (7) | $ 1 | I | Held by Boniuk Investments Ltd |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BONIUK MILTON C/O NANOVIRICIDES, INC. 135 WOOD STREET, SUITE 205 WEST HAVEN, CT 06516 |
 X |  |  |  |
/s/ Milton Boniuk | 07/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 200,000 shares of common stock held in the name of the Reporting Person and his wife, Laurie Boniuk. |
(2) | Includes 666,667 shares of common stock held in the name of Boniuk Charitable Foundation, of which the Reporting Person holds voting and dispositive power. |
(3) | Includes 666,667 shares of common stock held in the name of Boniuk Investments Ltd., of which the Reporting Person holds voting and dispositive power. |
(4) | The warrants are presently exercisable and are held in the name of the Reporting Person and his wife, Laurie Boniuk. |
(5) | The debenture is presently exercisable and is held in the name of Boniuk Charitable Foundation, of which the Reporting Person holds voting and dispositive power. |
(6) | The debenture is presently exercisable and is held in the name of Boniuk Investments Ltd., of which the Reporting Person holds voting and dispositive power. |
(7) | The debentures are convertible into shares of the Issuer's Common Stock, at a conversion price of $1.00 per share plus interest in shares of restricted Common Stock. |
 Remarks: The Reporting Person disclaims beneficial ownership of the securities described in this statement, except to the extent of his pecuniary interest in such securities. |